📄 Extracted Text (463 words)
Private Wealth Management
Deutsche Bank Alex. Brown
Trading Authorization Limited to Purchases and Sales of Securities
Account Number:
Account Name: Southern Trust Company, Inc
The undersigned hereby authorizes ( whose signature appears below ) as his
or her agent and attorney in fact to buy, sell ( including short sales ) and trade in stocks, bonds, and any other securities and/or contracts relating to the
same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and risk and in the undersigned's names, or
number on your books. The undersigned hereby agrees to indemnify and hold you harmless from and to pay you promptly on demand any and all losses
arising therefrom or debit balance due thereon.
In all such purchases, sales or trades you are authorized to follow the instructions of the aforesaid agent in every respect concerning the
undersigned's account with you; and s/he is authorized to act for the undersigned and in the undersigned's behalf in the same manner and with the same
force and effect as the undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary
or incidental to the furtherance or conduct of such purchases. sales or trades.
The undersigned hereby ratifies and confirms any and all transactions with you heretofore or hereafter made by the aforesaid agent or for the
undersigned's account.
This authorization and indemnity is in addition to ( and in no way limits or restricts ) any rights which you may have under any other agreement
or agreements between the undersigned and your firm.
This authorization and indemnity is also a continuing one and shall remain in full force and effect until revoked by the undersigned by a written
notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any
liability in any way resulting from transactions initiated prior to such revocation. This authorization and indemnity shall inure to the benefit of your present
firm and of any successor firm or firms irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. and of the
assigns of your present firm or any successor firm.
As used herein, you and your' refers to Deutsche Bank Securities Inc.
Very truly yours,
Dated Signature
Agent's Address Print Name
City State Zip Code
Agent's Social Security I: Agent's Date of Birth:
Signature of Authorized Agent Date
Signature of Client Advisor Date
Approved by Date
Deutsche Bank Alex. Brown is the Private Client Services Division of Deutsche Bank Sec unties Inc.
CA 09-PWM-0159 CS70 (2109)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0102813
CONFIDENTIAL SDNY GM_00248997
EFTA01448000
ℹ️ Document Details
SHA-256
10c38b18a2d35512fe6de1ed20a165126ca1e7ddd1c6ba33fb1048fee0c2cb6e
Bates Number
EFTA01448000
Dataset
DataSet-10
Document Type
document
Pages
1
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