EFTA01454765.pdf

17 Jul 2014 Page 2 Of 2 AIMS Desists Bank AO SOUTHERN FINANCIAL, LLC FX•00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN ExEurcepl 21-No./.2013 20410%42014 2611oe2014 (1,000 00300) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :'5 612:ti 710423459 FINANCIAL. LLC 3663644361 SOUTHERN FXOneBeeDneT 21-Not-2013 20-Nov-2014 2541me2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0000 8.68143 710423461 FINANCIAL. LLC ouchOpl 3663644N SOUTHERN FXOnef3arOneT 21-Nov-2013 2011ov.2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 5.76686 710423463 FINANCLAL. LC ouchOpl 366364436/ SOUTHERN EXOnef3aeOneT 21-Noy-2013 26Nov.2014 26Nov.2014 121.0IXI eel USD 0 Fr LONG EUROPEAN 0.0000 3,81704 710423465 FINANCIAL. LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13.450.080 00) USD SHORT EURCPEAN PUT 1 3450 ;6923152) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN ExEuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,08000000 EUR 03.806000.00) USD LONG ELRCPEAN CALL 1,380D 12.06268 806424264 FINANCIAL. LLC Subtotal: (`'4.52148; Total: (5021.48) Statement ID : 182298_20140717_20140718_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113103 CONFIDENTIAL SDNY_GM_00259287 EFTA01454765