EFTA01521026.pdf
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GHISLAINE MAXWELL ACCT.
For the Period 1/1/12 to 1/31/12
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
1/11 Sale BB 8 T CORP 0 26.75038 8,265.87 BROKERAGE 18.54 (309.000) 26.69 8.247.17 (8.123.21) 123.98 S
1/17 High Cost TAX 8/OR SEC .16 J.P. MORGAN SECURITIES LLC
(ID: 054937-10-7)
1/11 Sale OCCIDENTAL PETROLEUM CORP O 96.73 13,929.12 (144.000) 96.668 13,920.21 (13,653.98) 286.23 S
1/17 High Cost BROKERAGE 8.64 TAX 8/OR SEC .27 J.P. MORGAN
SECURITIES LLC (ID: 674599-10-5)
1/11 Sale QUALCOMM INC @ 55,709,803.20 BROKERAGE 10.56 (176.000) 55.639 9,792.45 (9237.41) 555.04 S
1/17 High Cost TAX 8/OR SEC .19 J.P. MORGAN SECURITIES LLC
(ID: 747525-10-3)
1/19 Sale BROADCOM CORP CL A G 34.68066 8,670.17 (250.000) 34.62 8,655.00 (8,276.78) 378.22 S
1/24 High Cost BROKERAGE 15.00 TAX 8/OR SEC .17 J.P. MORGAN
SECURITIES LLC (ID: 111320-10-7)
1/23 Sale AT&T INC 0 30.51 30,510.00 BROKERAGE 60.00 TAX (1,000.000) 30.449 30,449.41 (31.610.00) (1.160.59) L
1126 High Cost EJOR SEC .59 J.P. MORGAN SECURITIES LLC
(ID: 00206R-10-2)
1/23 Sale JOHNSON CONTROLS INC O 31,409,451.40 BROKERAGE (301.000) 31.339 9,433.15 (11,324.21) (1,891.06) S
1/26 High Cost 18.06 TAX 8./OR SEC .19 J.P. MORGAN SECURITIES
LLC (ID: 478366-10-7)
1/23 Sale RESEARCH IN MOTION LIMITED 0 15.81 12,648.00 (800.000) 15.75 12,599.75 (69,825.00) (57,225.25) L
1/26 High Cost BROKERAGE 48.00 TAX 8/OR SEC .25 J.P. MORGAN
SECURITIES LLC (ID: 760975.10-2)
Total Settled Saks/Maturities/Redemptions $129.722.59 ($187,291.31) ($58,385.84) L
5817.12 S
JP Morgan Page 24 of 50
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048379
Chase
CONFIDENTIAL SDNY_GM_00317577
EFTA01521026
For the Period 1/1/12 to 1/31/12
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
1/11 Sale BB 8 T CORP 0 26.75038 8,265.87 BROKERAGE 18.54 (309.000) 26.69 8.247.17 (8.123.21) 123.98 S
1/17 High Cost TAX 8/OR SEC .16 J.P. MORGAN SECURITIES LLC
(ID: 054937-10-7)
1/11 Sale OCCIDENTAL PETROLEUM CORP O 96.73 13,929.12 (144.000) 96.668 13,920.21 (13,653.98) 286.23 S
1/17 High Cost BROKERAGE 8.64 TAX 8/OR SEC .27 J.P. MORGAN
SECURITIES LLC (ID: 674599-10-5)
1/11 Sale QUALCOMM INC @ 55,709,803.20 BROKERAGE 10.56 (176.000) 55.639 9,792.45 (9237.41) 555.04 S
1/17 High Cost TAX 8/OR SEC .19 J.P. MORGAN SECURITIES LLC
(ID: 747525-10-3)
1/19 Sale BROADCOM CORP CL A G 34.68066 8,670.17 (250.000) 34.62 8,655.00 (8,276.78) 378.22 S
1/24 High Cost BROKERAGE 15.00 TAX 8/OR SEC .17 J.P. MORGAN
SECURITIES LLC (ID: 111320-10-7)
1/23 Sale AT&T INC 0 30.51 30,510.00 BROKERAGE 60.00 TAX (1,000.000) 30.449 30,449.41 (31.610.00) (1.160.59) L
1126 High Cost EJOR SEC .59 J.P. MORGAN SECURITIES LLC
(ID: 00206R-10-2)
1/23 Sale JOHNSON CONTROLS INC O 31,409,451.40 BROKERAGE (301.000) 31.339 9,433.15 (11,324.21) (1,891.06) S
1/26 High Cost 18.06 TAX 8./OR SEC .19 J.P. MORGAN SECURITIES
LLC (ID: 478366-10-7)
1/23 Sale RESEARCH IN MOTION LIMITED 0 15.81 12,648.00 (800.000) 15.75 12,599.75 (69,825.00) (57,225.25) L
1/26 High Cost BROKERAGE 48.00 TAX 8/OR SEC .25 J.P. MORGAN
SECURITIES LLC (ID: 760975.10-2)
Total Settled Saks/Maturities/Redemptions $129.722.59 ($187,291.31) ($58,385.84) L
5817.12 S
JP Morgan Page 24 of 50
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048379
Chase
CONFIDENTIAL SDNY_GM_00317577
EFTA01521026