EFTA01420322.pdf

Subject: FW: PRIIPs Client Notification I From: Anna-Sofiya Lupolover Date: Mon, 18 Dec 2 • • To: Gbenga Omosuyi Cc: Cynthia Rodriguez Stewart Oldfield Classification: For internal use only FYI. Please see below. Kind Regards, Anna-Sofiya fcid:3 [email protected] Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 P. Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, December 18 2017 11:22 AM To: Anna-Sofiya Lupolover Stewart Oldfield Cc: Bradley Gillin Subject: RE: PRIIPs Client Notification [I] EFTA01420322 Classification: For internal use only Hi Anna, This entity is a trust set up by Jeffrey Epstein, residing in USVI. This trust is regulated by the laws of the state of NY, and has never been domiciled in Italy. Attached is the trust agreement as support. Please let us know if you need anything else to support this. Thank you so much. Kind regards, Cynthia Rodriguez fcid:[email protected] Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York, NY, USA Tel. Fax Emai From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Bradley Gitlin Subject: PRIIPs Client Notification [I] EFTA01420323 Classification: For internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3rd 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally based on a list compiled by Brokerage. If you believe that your client is not EEA domiciled, please let me know ASAP. Let me know if you have any questions. Thank you. Account # Customer EEA Country Customer Owner Account Address Line 1 Italy Stewart Oldfield THE HAZE TRUST Kind Regards, EFTA01420324 Anna-Sofiya fcid:3 [email protected] Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. EFTA01420325