EFTA00198118.pdf

Statements EFTA00198118  CLEARED THRCUGH ITS YiHOU.Y OnNED SUBSIDIARY OFFICE SERVICING YOUR ACCOLNIT Beer. Steams Seedier Cot Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York. Nell York 10179 Ono licerroch Center Hone Brocklin. New Ye* 1120/.3859 STEARNS INSTITUTIONAL INTERESTS STATEMENT PER100 December 1.2001 THROUGH December 3t. 2001 ACCOLN7 humeri What's In This Statement III I I I1111111 II TAXPAYER NUMBER LAST STATEMENT Nerenter 30. 200t Financial Summary 3 INSTITUTIONAL INTERESTS CIO FINANCIAL TRUST COMPANY Your Portfolio Holdings 4 ATTN JEANNE BRENNAN Transaction Detail 8 Fund Activity 17 Trades Not Yet Settled 21 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding TOTAL VALUE OF SECURITIES THIS PEFUOD 14.300.358 Cash 8 Egwvalent na 6.376 55.753.613 2001interest. dividends. miscellaneous income. gross proceeds or original NET CREDIT SAUL:4CE 914.140 114.300,358 Equities issue discount is required MONEY MARKET FUND BALANCE 3,162.236 11.866.814 to be reported to the IRS for this account. a Current market value Consolidated Form 1099 NET EQUITY THIS PERIOD $18.376.734 {IM Last statement's market value will be mailed to you by January 31.2002or 1042S NET EQUITY LAST STATEMENT 17,420.427 by March 15.2002. CHANGE SINCE LAST STATEMENT 956.308 There are no 'Stop Lose orders or other pending buy or sell open orders on file for your account. SIK TIN Erneuri gor erreireiri panes ally. "Weidner.. downer staterner shard be retained for your records Set reverse ode for receiver Normative 027 D1.0102:10:04 001 Y519 EFTA00198119  CLEARED 1RROUOR RS WIICUY 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech COM0( HMO BecciCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 of 21 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,112/02:10:00 001 V519 EFTA00198120  CLEARED THROUGH ITS wilekLY OL1O.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Screams S0N, I*1 Cory. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York, New York 10179 Ore Mevelech Conte North 8eccilon. New To* 11201.3859 STEARNS INSTITUTIONAL INTERESTS 3 STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER KANNER DC PERIOD YEAR TO DATE THIS PERICO LAST STATEMENT November 30.2001 Opening Balance $873,310.56 Dividends 13.532.09 153,661.75 Substitute Payment 0.00 630.00 Securities Sold 1,669,680.20 Credit Balance Int. 1,176.35 53,133.82 Money Fund 2,031,933.59 Total $14.708.44 $207,425.57 Dividends/Interest 7.774.85 Miscellaneous 36,278.17 Shod Dividends 0.00 -144.50 Foreign Tax Withheld -118.50 -800.74 Amount Credited $3.745,666.81 Margin Int. Paid 0.00 -92k6 Securities Bought -3,361.401.69 Money Fund -306.933.59 Miscellaneous -36.501.67 Portfolio Composition Amount Debited $-3.704.836.95 Cash/Cash Equivalent 4.076,376 Equities 14.300.358 Net Cash Activity 40.829S6 Your Portfolio Total $18,376,734 Allocation Closing Balance $914.140.42 Cash & Equivalent Cash Balance Summary 23% OPENNO CLOSING Cash 873,310.56 914,140.42 Net Cash Balance $873.310.56 $914,140.42 Equities 77% UoWootol pr000s °tome Cope 0loopo onto* Lool male wive, he ol000m oeoemn, owed Icon to otool.te mole rat), el Lev polloLo 027 Oli02.•02:i0:04 001 V519 EFTA00198121  CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t4,1 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Cc* Mem:tech Contm North Beano. New VC* 11201.3019 STEARNS INSTITUTIONAL INTERESTS 4 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER AMN3ER LAST STATEMENT NOveRter 30.2001 MARXE7 ESTIMATED CURRENT DESCRPTION SIMBOUOISIP OUANTITY PRICE VALUE ANNUAL INCOME MD I%) CASH BALANCE 914,140 THE TREASURERS FUNDING DIM( 3,162,235.72 1.0000 3,162,236 56,920 1.8000 DOMESTIC PRIME MINT PORTFOLIO TOTAL CASH & CASH EQUIVALENTS $4.076,376 $56,920 EQUITIES Equities & Options ACCT PARKET BUMMED OURFENT DESCRP'ION SYMBOL'EUSIP Tilt oumour PRCE VALIA ANATOL 'COME TEED I* ABERCROMBIE & FITCH CO-CL A ANF CASH 3,200 26.5300 84,896 ACTV INC IAP/ CASH 22.300 1.8700 41,701 AMERICAN EAGLE OUTFITTERS INC AEOS CASH 7,400 26.1700 193.658 NEW ADELPHLA COMMUNICATIONS CORP ADLAC CASH 28.654 31.1800 893.432 a A ANNTAYLOR STORES CORP ANN CASH 4.000 35.0000 140.000 AMERICAN STANDARD COMPANIES ASD CASH 4.100 68.2300 279.743 INC-DEL BEA SYSTEMS INC BEAS CASH 11.400 15.4100 175.674 BEVERLY ENTERPRISES INC NEW BEV CASH 49.800 8.6000 428.280 CENDANT CORP CD CASH 11.450 19.6100 224.535 COSTCO WHOLESALE CORP-NEW COST CASH 2,800 44.3800 124.264 CITIZENS COMMUNICATIONS CO CZN CASH 32,800 10.6600 349.648 CS% CORP CS% CASH 3.950 35.0500 138.448 1.580 1.1412 027 01.1=2:10:04 001 VS19 EFTA00198122  CLEARED THROUGH ITS 0MtE0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t4,1 Cory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 CcoMetsclech Contm North Beccidon. New Year 11201.3019 STEARNS INSTITUTIONAL INTERESTS 5 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCCUNT NUMBER TAXPAYER AMMER LAST STATEMENT NOveRtef 30.2001 Equities & Options (continued) ACCT MARKET ESTIMATED CURFENT DESCRP'ION SYMBOUCUSIP TIDE OUANTITY PACE VALLE ANNUAL INCOME YIELD IN:1 CABLEVISION SYSTEMS CORP-CL A CVC CASH 5.000 47.4500 237.250 CABLEVISION NY GROUP COM CONTINENTAL AIRUNES INC-CL B CAL CASH 5,850 26.2100 153.329 DMC STRATF_X NETWORKS INC STXN CASH 11.950 7.7800 92,971 EDISON INTERNATIONAL ESC CASH 10.550 15.1000 159,305 EASTMAN CHEMICAL CO EMN CASH 2.500 39.0200 97.550 4.400 4.5105 EMMIS COMMUNICATIONS CORP-CL A EMMS CASH 10.550 23.6400 249.402 ENZON INC ENZN CASH 1.350 56.2800 75.978 FOX ENTERTAINMENT GROUP INC FOX CASH 8.600 26.5300 228.158 CL A FMC CORP NEW FMC CASH 2.400 59.5000 142.800 FOOT LOCKER INC Z CASH 4,750 15.6500 74,338 FEDERATED DEPARTMENT STORES FD CASH 6,800 40.9000 278.120 INC-DEL I-MANY INC IMNY CASH 39.150 9.6500 377.798 HCA INC HCA CASH 15.000 38.5400 578.100 1.200 0.2076 (FRM HCA-HEALTHCARE COMPANY) HARRAHS ENTERTAINMENT INC HET CASH 1.600 37.0100 59.216 IMC GLOBAL INC IGL CASH 17.800 13.0000 231.400 1.424 0.6154 IMPERIAL CHEMICAL INDS PLC ICI CASH 2,500 21.8500 54,625 3.680 6.7368 ADR NEW KOHLS CORP KSS CASH 4,900 70.4400 345,156 LIBERTY MEDIA CORP LMCA CASH 37,800 14.0000 529,200 SER A NEW LIZ CLAIBORNE INC LIZ CASH 3,700 49.7500 184.075 1.665 0.9045 027 01.03t02:10:04 001 VSI9 EFTA00198123  CLEARED THROUGH ITS YrisekLY OtM,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SOC.r.t4.1 Dory. Bear. Stearns 8 Co. Inc. BUR 383 Madison Avenue New Y New York 10179 0-4 Metsolech Coma North Beccidon. New Year 11201.3219 STEARNS INSTITUTIONAL INTERESTS 6 STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Your Portfolio Holdings (continued) ACCCUNT NUMBER TAXPAYER WESER LAST STATEMENT NOMA*, 30.2001 Equities & Options (continued) ACCT IAIRKET (STEWED EURRENIT DESORPTION SAISCL....bP TYE DUMMY PRCE VALLE ANNUAL INCOME Yen D4 MILLENNIUM CHEMICALS INC MCH CASH 7,900 12.6000 99,540 4,740 4.7619 MGM MIRAGE MGG CASH 1,950 28.8700 56.297 WMIDALAY RESORT GROUP MBG CASH 1.950 21.4000 41,730 MCDATA CORP MCDTA CASH 1.050 24.5000 25,725 CL A MASCO CORP MAS CASH 8.200 24.5000 200.900 4.428 2.2041 NOVA CHEMICALS CORP NCX CASH 8.600 19.2700 165.722 1.361 0.8213 NAUTICA ENTERPRISES INC NAUT CASH 2.600 12.7900 33.254 NORFOLK SOUTHERN CORP NSC CASH 14.100 18.3300 258.453 3.384 1.3093 PEREGRINE SYSTEMS INC PRGN CASH 7.700 14.8300 114.191 POLO RALPH LAUREN CORP-CL A RL CASH 4.707 26.7600 125.959 OMNICARE INC OCR CASH 13.100 24.8800 325.928 1.179 0.3617 PACIFIC SUNWEAR OF CALIFORNIA PSUN CASH 1.800 20.4200 36.756 INC OUIKSILVER INC ZOK CASH 9,500 17.2000 163.400 REMEC INC REMC CASH 14.750 9.9900 147.353 ROYAL CARIBBEAN CRUISES LTD RCL CASH 23.150 16.2000 375,030 12,038 3.2099 SABRE HOLDINGS CORP CL A TSG CASH 6,450 42.3500 273,158 STAGE STORES INC SIGS CASH 9,700 22.7500 220,675 NEW SINCLAIR BROADCAST GROUP INC SBGI CASH 18,000 9.4600 170,280 CL A SOLECTRON CORP SLR CASH 23,850 11.2800 269,028 SYMBOL TECHNOLOGIES INC SBL CASH 12,200 15.8800 193,736 244 0.1259 TYCO INTERNATIONAL LTD TYC CASH 11,300 58.9000 665,570 565 0.0849 027 01.0302:10:04 001 VSI9 EFTA00198124  CLEARED THRCOGH ITS ~MY 0"ED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZetrns SOC.r.I4.1 Off. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 OtoLleveleen Conte< North Beeciam. Nev. Yak 11201.2859 STD;RNS INSTITUTIONAL INTERESTS 7 STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Your Portfolio Holdings (continued) ACCOUNT NUMBER TAXPAYER WEBER LAST STATEMENT November 30.2001 Equities & Options (continued) ACC1 WWI ESTBIATE0 CURFEIVT DESCRPTION SYMECLCLSP TIDE OUANIITT PACE VALLE MINIS INCOME YEID N TAU3OTS INC TLS CASH 6,000 36.2500 217,500 1,920 0S828 TENET HEALTHCARE CORP THC CASH 7,350 58.7200 431,592 TRANSWITCH CORP TXCC CASH 8,100 4.5000 36,450 TEXTRON INC TXT CASH 4,400 41.4600 182,424 5.720 3.1356 TOMMY HILFIGER CORP-ORD TOM CASH 17,400 13.7500 239,250 USA NETWORKS INC USAI CASH 5,800 27.3100 158,398 UNITED RETAIL GROUP INC URGI CASH 16.700 7.6500 127.755 UNIVERSAL HEALTH SERVICES INC UHS CASH 10.500 42.7800 449.190 CL B VITRO, TECHNOLOGY INC VITR CASH 21.850 6.3900 139.622 COM VERITAS SOFTWARE CORP VRTS CASH 3,550 44.8200 159,111 VITESSE SEMICONDUCTOR CORP VISS CASH 5,550 12.4600 69,153 VIACOM INC-CL B VIAB CASH 6.200 44.1500 273.730 VISHAY INTERTECHNOLOGY INC VSH CASH 7.200 19.5000 140.400 YORK INTERNATIONAL CORP NEW YRK CASH 7.250 38.1300 276.443 4.350 1.5736 YOUNG BROADCASTING INC-CL A YBNA CASH 11.900 17.9500 213.605 Total Equities& Options $14.300.358 $53.878 TOTAL EQUITIES $14.300.358 $53.878 YOUR TOTAL ESTIMATED ANNUAL INCOME $110.798 YOUR PRICEDPORTFOLIOHOLDINGS $18.376.734 027 DIX0/02:10:00 001 V519 EFTA00198125  CLEARED 1HRWGH ITS wilekLY CAM.EO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT 808f. SZeirns SON, t4,1 Gory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Momtech Center North 0eock11n. New VC* 112013559 STEARNS INSTITUTIONAL INTERESTS 8 C/ zl STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Transaction Detail ACCCUNT NUMBER TAXPAYER K1. ER INVESTMENT ACTIVITY LAST STATEMENT November 30.2001 SETTLEMENT TRADE DATE DATE -RA/MUM DESCRIPTION SYMBOL:CUSP WANTITY PROF DEBIT AMOUNT GRECO AMOUNT 12/0101 11/28101 SOLD AMERICAN EAGLE OUTFITTERS INC AEOS -445 25.03250 11,124.08 NEW EXECUTION BY JPHO SEC FEE .38 12/04/01 11/29/01 SOLD AOL TIME WARNER INC AOL -2.500 34.62500 86,369.61 EXECUTION BY SBSH COMMISSION 175,00 SEC FEE 2.89 12/04/01 11/29/01 SOLD MCDATA CORP MCOTA 2.200 25.00900 54.936.96 CL A EXECUTION BY INET COMMISSION 66.00 SEC FEE 1.84 12/05/01 11/30/01 SOLD AMERICAN EAGLE OUTFITTERS INC AEOS .1.205 24.80200 29.870.41 NEW EXECUTION BY RSSF SEC FEE 1.00 12/05/01 11/30/01 BOUGHT KOHLS CORP KSS 600 67.63340 40,631.04 EXECUTION BY BUCK COMMISSION 36,00 12/06/01 12/03/01 SOLD AOL TIME WARNER INC AOL .2,450 33.75000 82,522.74 EXECUTION BY BUCK COMMISSION 147,00 SEC FEE 2.76 12/06/01 12/03/01 BOUGHT KOHLS CORP KSS 1.100 67.11930 73,91123 EXECUTION BY BUCK COMMISSION 66.00 12/07/01 12/04/01 BOUGHT JONES APPAREL GROUP INC JNY 2.700 31.75070 85,90189 EXECUTION BY BUCK COMMISSION 162,00 I iRwoi tou6H11 YALIMY§ INC 1LB 2.300 32.91860 75.8$5.7 EXECUTION BY BUCK COMMISSION 138,00 027 01,111/02:10:00 001 YSI9 EFTA00198126  CLEARED THRWGH ITS niCkLY 0%M.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns Sec .t4.1 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 0-4 Metselech Cella North Beccidon. New VC* 11201.3819 STEARNS INSTITUTIONAL INTERESTS 9 C/ zl STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER KAMER INVESTMENT ACTIVITY (continued) LAST STATEMENT November 30.2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESORPTION STMEIWCUSIP CVANTITY PRICE DEED AMOUNT MOTT AMOUNT 12/07/01 12/04/01 BOUGHT VISHAY INYERTECHNOLOGY INC YSH 1.600 18.90800 30,379.80 SEE NOTE S ON BACK EXECUTION BY FBCO COMMISSION 112,00 1010/01 12/05/01 SOLD CABLEVISION SYSTEMS CORP-CL A CVC .1.600 45.80000 73.150.55 CABLEVISION NY GROUP COM SEE NOTE S ON BACK EXECUTION BY SI3SH COMMISSION 11280 SEC FEE 2,45 12/10/01 12/05/01 BOUGHT DMC STRATEX NETWORKS INC SIXN 3,200 7.45060 23,856.92 EXECUTION BY SLKC 1010/01 12/05/01 BOUGHT MASCO CORP MAS 3.200 23.01580 73.857.56 WITH RIGHTS TO PURCHASE PREFRD MX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 192,00 1010/01 12/05/01 SOLD SONIC AUTOMOTIVE INC-CL A SAH -2,350 20.75600 48,595.47 EXECUTION BY FCAP COMMISSION 164,50 SEC FEE 1.63 1010/01 12/05/01 BOUGHT TALBOTS INC 1LB 2.100 33.56050 70,618.05 EXECUTION BY BUCK COMMISSION 126,00 12/11/01 12/06/01 BOUGHT FMC CORP NEW FMC 500 55.87480 27,982.40 SEE NOTE 5 ON BACK EXECUTION BY BUCK COMMISSION 30.00 12/11;01 12;06:01 BOUGHT FEDERATED DEPARTMENT STORES FD 2.000 37.18560 74,506.20 INC-DEL EXECUTION BY BUCK COMMISSION 12080 027 OM/0210:04 001 VS19 EFTA00198127  CLEARED 1HRWGH ITS wilekLY 0%M.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. STe9•ns SeN•44,1 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Metsolech Center North Beccidon. New Tuk 11201.3819 STEARNS INSTITUTIONAL INTERESTS 10 CI 21 STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER K1. ER INVESTMENT ACTIVITY (continued) LAST STATEMENT November 30.2001 SETTLEMENT TRADE DATE DATE TRANSACT/DR DESCRIPTION S114130LCUSE OJAMITY PROF DEIST AMOUNT CREW MORO 12/11/O1 12/06/01 SOLD IMC GLOBAL INC IGL -2.800 13.46930 37,501.78 SEE NOTE'S' ON BACK EXECUTION BY MLCO COMMISSION 196,00 SEC FEE 1.26 Um 5 1:8'5231415 Kgt .400 70.00030 7.460.16 EXECUTION BY BUCK COMMISSION 24.00 SEC FEE .94 12/11/01 12/06/01 BOUGHT MASCO CORP MRS 3.400 23.09680 78,782.12 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY FAHN COMMISSION 238,00 12/11/01 12/06/01 SOLD TOMMY HILFIGER CORP-ORD TOM -6.800 13.55990 91.781.24 EXECUTION BY BUCK COMMISSION 408,00 SEC FEE 3.08 12/12/01 12/07/01 BOUGHT EASTMAN CHEMICAL CO EMN 2.500 36.48360 91.399.00 EXECUTION BY MSCO COMMISSION 175,00 12/12/01 12/07/01 SOLD JONES APPAREL GROUP INC JNY -500 33.15470 16.531.79 EXECUTION BY BUCK COMMISSION 30.00 SEC FEE .56 12/12/01 12/07/01 BOUGHT NORFOLK SOUTHERN CORP NSC 1.700 18.93000 32,315.00 EXECUTION BY MLCO COMMISSION 119,00 12/12/01 12/07/01 BOUGHT OUIKSILVER INC ZOK 2.100 15.10270 31.856.67 EXECUTION BY BUCK COMMISSION 126,00 12/13/01 12/10/01 BOUGHT FEDERATED DEPARTMENT STORES ED 900 37.55580 33.869.22 INC-DEL EXECUTION BY BUCK COMMISSION 54.00 027 01.03.02:10:04 001 VSI9 EFTA00198128  CLEARED 1HRWGH ITS wilekLY 0%M.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns S0N•44,1 OPP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Met:MeV+ Contm North Beccidon. New Year 1120/.3859 STEARNS