EFTA00165567.pdf

Deutsche Asset & Wealth Management L4 DBTCA Deposit Account Opening Application Private Wealth Premium"( Private Wealth Premium"' Private Wealth Premium." Elite Personal Accounts Elite Business Accounts Banking Services O Checking Acct. I ❑ EC ISI / —` Consumer Debit Card AS1/ Elite Checking with Interest O Elite Checking with Interest Tr joint Applicant Debit C rd I Acct. I Acct. izi APY Elite Money Market Deposit Acct. APY O Elite Money Market Deposit Acct. I O Business Debit Card Deluxe Checkbook Styl t APY APY &NCI- Ian 04 .1aB ( O Certificate of Deposit O Certificate of Deposit O Name Only Acct. 8 APY Acct. I APY O X Name and Addresi Duplicate Statement Term Term O DB AG NY Preferred Addr O DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. Acct I State Zip Cock APY APY O Mailing address (if cliffs.: nt) Term Term Name Promo term Promo term Addr (orocA deposit account required, (DSTCA depose account required, City along with a DO AG Preferred TUTU along with a DB AG Profaned Urine and Conditions) and Conditions) State Zip Cod. Pri ate Wealth Premium"' O Cash Mester Sweep Account I *met Banking Services Checking Acct. 0 DB Private Wealth Online Plus Elite Money Market Deposit O Link to Existing Online Relationship Acct. 8 APY nro. ( se ID Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY LfTMA O Corporation .p) Joint Tenants with Right O Foundation O Limited Liability Compel •••• of Survivorship O Joint Tenants in Common O Non-Profit Organization O Partnership O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partner hip Oeath/As Trustee for O Trust O Landlord Master Escrow Cl Estate 13-I nfotoi NAOSOD00015974-001 10860t1 013$ a032MS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001301 EFTA_000 14775 EFTA00165567  Account Tit n elen; of Joint pp Berne ' " mess (bet 'f in Home Telephone Number Horns Telephone Number Business Teo tone Number Business TeSe hone N ber rate Nes L LC.71.4.4 Name of Emliw Gi st s ilt t Name of Employer .ST Nr Address Address NY Ni Way Ciry, State and Dp Code Coy, Stare end DO Code Notice of Customer Identification Policy Important Information To help the goyimmen% fight the funding of terrorism and money laundering activities, Federal law requires all fin racial institutions to obtain, verify, and record information that identifies each person who establishes an account, Inver. went or other business relationship with a friends' institution. This means that we will ask for your name, address, and ell ;it information that will allow us to identify you. We may also ask to see identifying documents such as a certificate 1' formation or good standing (legal entitles) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money lau 'daring and terrorist financing; these rules call for an active involvement of both asset management firms and their client For new and existing clients we currently have a legal obligation to ask our customers questions regarding their ideal lies, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or a 'trot structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laul feting requirements require that should any of the above personal or institutional information change, our clients would :4 obliged to immediately notify us of the change(S) and provide us with relevant documentetlon to verify these that yes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email rag the above captioned woountls) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being give* by person or persons purported to be you is your own. Absent the gross negligence or w misconduct of Deusche Bank Trust Company Americas (DEITCA), you agree to Indemnify and hold harmless DEM.% for any claims, losses, expenses, Costs or attorneys' fees resulting from OBTCA's acting upon such miwnderstood ar unauthorized Verbal Instruotions. You understand that DBTCA may, but shall not be required to, seek verification • if your verbal, facsimile or email instructions by call back. In case of doubt, 0BTCA may in its sole discretion refuse to ex rule Your Verbal Instructions or ahy pert thereof, without incurring shy liability. DBTCA is under no obligation to execu ii your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearipg your °doh IA signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit Ind any additions to the account shall become the property of eectr theory as joint tenants, arid OBTCA may release tie sr lite account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests' win any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds I' lid in the joint account to satiety a judgment entered against. or other valid deot incorreol by, shy owner of the account. DBTO. may honor checks, orders or withdrawal requests from the survivors) after the death of any ownerls) and may tie it the account as the sole property of the survivor(*) after the death of any owner(s). Unless MICA receives written noths signed by any owner not re pay or deliver any joint deposit or addition or aroma!, DBTCA shalt not be liable to tiny zirater for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice retailed to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further pa ,menu: or deliveries. 2 iSarnal.010I 01791:.032617 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001302 EFTA_00014776 EFTA00165568  ATM/Debit Service You agree that the retention or use of the ATWOebil card constitutes acceptance of the terms and conditions cr. the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into:' separate Internet Banking Services Agreement with DBTCA before you can *Canis the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that his your responsibility to fulfill any tax obligations and any other regulatory reporting duties ar :ficable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acct .:nt(s) and your business relationship with DBTCA Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties as Affable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accout Is) and your business relationship with DBTCA. Furthermore. you confirm that the necessary information (to the best of our knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settler(s) beneficiary(ies), partner(s). etc. to enable himther/ them to fulfill any respective tax obligations that may arise for ,iiinnift/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms end Conditions and Representations By Signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. Inaddition, you agree to notify us immediately of any material than a to the information provided by you on this Application. You represent and warrant that all of the information provided by yOu on this Application is accurate. The Terms and Conditions for DepositAccounts are subject to change. Acceptance oce•tancob DBTCA. ii/zatRoi3 Oats 141)/10/..3 For Ban se y Reviewed by; Name Tide Date Arcirprj by DBJ M i 14 /" Muria 3 01311 7.032813 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001303 EFTA_000 14777 EFTA00165569