EFTA01499659.pdf

For the Period 9/1/13 to 9/311/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements SCUTHERN FINANCIAL. LLC 70,977,092.83 33,389,482.66 (37,587,610.17) 4 At June 30, 2013, JPMS LLC's net capital of $13.8 billion SOUTHER! FINANCIAL LLC 0.00 0.00 0.00 38 exceeded the minimum regulatory net capital SOUTHERN FINANOAL, LLC 23,664,284.95 62,992,867.81 39,328,582.86 39 requirement of $1.8 billion by $12.0 billion. JPMCC's net SOUTHERN FINANCIPJ., LLC 0.00 0.00 0.00 58 capital of $6.7 billion was approximately 7.9% of Total Value 894,841,377.78 $98,382,350.47 $1,740,872.89 aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 This account summary is provided for informational purposes and includes assets at different entities. billion. Complete copies of JPMS LLC's and JPMCC's individual (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- listed options, which are held at JPMorgan Clearing Corporation CJPMCC"). The Asset Account Statement reflects brokerage unaudited Statement of Financial Condition may be transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities. fixed income obtained, at no cost, by accessing: securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see http:/finvestor.shareholder.comfipmorganchasetfinancial- 'Additional Information About Your Accounts" at the end of the Asset Account Statement. condition.cfm (2) Assets held In Margin Account at JPMCC, member Financial Regulatory Authority CFINRA") and Securities Insurance Protection Additionally, you may call 1-866-576-1300 to request a Corporation ("SIPCl. The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity hard copy of the statement. Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s) 000200790 ISO 150000 SOUTHAn 20r3r002 Consolidated Statement Page 1 J.P.Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00023452 Chase CONFIDENTIAL SDNY_GM_00292650 EFTA01499659