EFTA01454260.pdf

e an raup 18 May 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 f, - As of 16 May 14 DetgiChe Relit AO SOUTHERN FINANCIAL, LLC Settlement NotCcy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEurolOpl 21-Nov-2013 20:11ov:2014 25-Nov-2014 (1.060603 00) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 ;2::: 77 I7i 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUICPEAN 0.0003 12.81601 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 20:11ov:2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 10.114 93 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3anDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000 661 USD 0 FY LONG Etna:BAN 0.0000 7,87299 710423465 FINANCIAL. LLC ouchOpl Subtotal: 8.02617 Commodltles • Rase Meal Ditrivatives Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 3%5194367/ SOUTFERN CommocabOpEu 03-Apr-2014 Of>Dec-20I4 DS-Dec-2014 SHORT EUROPEAN CALL XCU telW.COD DO) USD trk Obi MT25 0 7.000 0000 i319 639 72! 778126395 FINANCIAL. LLC ro Basentetal Subtotal: (31909 :2; Told: (311,613.55) Statement ID : 182298_20140516_20140519_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112261 CONFIDENTIAL SDNY_GM_00258445 EFTA01454260