EFTA01432042.pdf

Subject: FW: returned funds to Caterpillar From: Brigid Macias < M> Date: Tue, 02 Apr 2019 17:07:47 -0400 To: Stewart Oldfield Natalie Barak Hi, Please see below. We are now being asked to process an updated KYC to re-open this account. Suggestions? Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01432042 From: Sunil-F Kumar Sent: Tuesday, April 02, 2019 5:03 PM To: Brigid Macias Cc: ; Natalie Barak Subject: RE: returned funds to Caterpillar Hi Brigid, In the review stage we identified that approved KYC for the client is not valid as, this KYC#01898372 was valid till 13th Feb 2019 as this is a high risk client. Please provide a valid KYC in order to approve this request. Kind regards, Sunil Kumar fcid:[email protected] PWM US Operations DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobil Email Please send all the PWM AOG- COB mail related Queires to our new Group E- mail ID EFTA01432043 From: Brigid Macias [mailto: Sent: Wednesday, A ril 03, 2019 2:14 AM To: Ruchi Lohani Cc: Natalie Barak Subject: RE: returned funds to Caterpillar Good Afternoon, Following up on the below please. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01432044 From: Brigid Macias Sent: Tuesday, April 02, 2019 11:09 AM To: Ruchi Lohani Cc: Natalie Barak Subject: RE: returned funds to Caterpillar Importance: High Good Morning, Please see attached. Please provide approval so we can get this account opened today. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01432045 From: Ruchi Lohani Sent: Friday, March 29, 2019 4:27 PM To: Brigid Macias Cc: Bradley Gillin < Natalie Barak ›; Subject: RE: returned funds to Caterpillar Hi Brigid, We would need client letter confirmation as the account is closed by customer request. Kind regards, Ruchi Lohani fcid:[email protected] Ruchi Lohani PWM US Operations Tel. +44207 3382858 DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Tel. + 44207 3382108 Email Please send all the PWM AOG- COB related Queires to our new Group E-mail ID EFTA01432046 From: Brigid Macias [mailto: Sent: Saturda , March 30, 2019 1:26 AM To: Cc: Bradle Gillin ; Natalie Barak Subject: FW: returned funds to Caterpillar Good Afternoon, RE: 42969987 - THE 2017 CATERPILLAR TRUST Can you please approve to reopen the above account so we can credit back a returned wire? Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01432047 From: Natalie Barak Sent: Friday, March 29, 2019 3:52 PM To: Brigid Macias Cc: Bradley Gillin < Subject: Fwd: returned funds to Caterpillar Hi Brigid. Can we reopen the account? What would we need? Natalie Barak Begin forwarded message: From: Richard Kahn Date: March 29, 2019 at 3:35:01 PM EDT To: Natalie Barak Cc: Bella Klein , Stewart Oldfield , Bradley Gillin <a> Subject: Re: returned funds to Caterpillar this is a trust with limited ability on where funds can go.. trust does not allow for any of the entities that remain at DB to receive a distribution thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01432048 On Mar 29, 2019, at 3:17 PM, Natalie Barak ct > wrote: Hi Bella The first step is to credit the returned funds to an existing account. Can you let me know which one? Step two will be to initiate another wire. Kindly provide a signed letter of instruction and be sure to make note of the debit account number and dollar amount. Please let me know if you have any questions. Natalie Barak On Mar 29, 2019, at 3:08 PM, Bella Klein < > wrote: Natalie, As Trustee of The 2013 Butterfly Trust I would like to send this money to HBRK Associates for accounting fees. Wire instructions below: Bank Name: TD Bank EFTA01432049 Routing No: Account Name: HBRK Associates Inc Account No: Thank you, Bella Tel: On Mar 29, 2019, at 10:35 AM, Natalie Barak a wrote: Hi Bella — Stewart is travelling for work so I wanted to touch base on the below. Kindly advise. Regards, Natalie <image002.gif> EFTA01432050 Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc From: Stewart Oldfield Sent: Thursday, March 28, 2019 11:29 AM To: Bella Klein Cc: Richard Kahn ; Bradle Gillin ; Natalie Barak Subject: returned funds to Caterpillar We had an $8723.23 wire returned that was sent to Caterpillar. Since that account is now closed, we need to credit the funds to a different account. What's the best one to use? Thanks EFTA01432051 <image003.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the EFTA01432052 material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <image002.gif><image003.png> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01432053