EFTA01458451.pdf

From: UM: 10/1/2015 6:06:36 AM To: Subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 30 Sep 2015 - Request 182298 Attachments: 182298_20150930_20151001_1.pdf; 182298_20150930_20151001_1.csv Dear Sir/Madam, Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Sank Group customer valuations Group This is an automated email account. Please do not reply to this email as the account is not monitored. valuations are sent to you subject to our valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_Mark_Methodologies_and_Assumptions_Disclosure_MWrch_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: https://www.db.com/en/media/EMIR-Portfolio-Reconciliation-and-Dispute-Resolution-Valuation-Disclosure- Statement.pdf 182298_20150930_20151001_1 87257666 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 118369 CONFIDENTIAL SDNY_GM_00264553 EFTA01458451