EFTA01275237.pdf

;It UBS UBS Financial Services inc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 December 2015 Men:0430751071215 X12 Y1 0 GHISI AINF MAXWFI I Account name: GHISLANE MAXWELL Friendly account name: Account number. Your financial Advisor- SCOTT STACK MAN1LYLE CASIBEL Phone: 212-821-70001800-308-3140 Questions about your statement? As a service to you, your portforrivalue of Call your Financial Advisor or the Value of your account 51,311,717 81 includes accnred interest RMA ReSourCeUne at 800-RMA-1000, on November 30 (5) on December 31(5) account 029323574 YOur assets 1,351,897.60 1,311,717.81 Visitour websIte: Your liabilities 0.00 aoo www.ub5comainancialservices Value of your account 11,351,897.60 $1,311,717.81 Accrued interest in va'ue above 53,080 52 15,17888 Sources of your account growth Tracking the value of your account during 2015 Value of your account S mcUanes at year end 2014 51,584,344.34 Net deposits and 'SPA 3 1 '.St withdrawals 4303,350.40 311 7 • Your oveStinent return DM:lendand interest income $71278.97 Change in value of accrued interest 41,76501 Gunge in market value -138.790.09 DK 2014 Nov 2015 Dec 2015 Value of your =pant on Dec 31., 2015 31,311,717AI SDNY GM 00022480 Member SIPC EelPI00040313075107 Ne70003118760CCO5 12150305750N Y1235745501100% Page I of 12 CONFIDENTIAL EFTA_00I33I00 EFTA01275237 SUBS UBS Strategic Advisor December 2015 Account name: Friendly account na Account number: r. SI Your n vandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Your account balance sheet The value of your account inducts assets held s 185 and cenan assets held WM/ Iron 085 See page I for fnCuelriOnnatiOn. Summary of your assets Value on Percentage of December 31 (t) your account Cash and money balances may Include A Cash and money balances S41.48 0 04% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch A deposit account balances and money market C Equities 427,085.10 3256% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 884,091.23 67 40% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% 0.00 0.00% Total assets $1,311,717.81 100.001E Value of your account $1,311,717.81 Eye on the markets Percentage change Index December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC I - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP700:54025075108 HP2C(10311€12600206 1215 030525C04 VI23574SW litimy_Gm_000224me 2 of 12 CONFIDENTIAL EFTA_00B3101 EFTA01275238  UBS Strategic Advisor Account name: Your risandal Advisor: *UBS December 2015 friendly account name Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Change in the value of your account Summary of gains and losses Vaues reported telow exclude products for which gam and losses are not classified December 20'5 (Si rear to date (I) Realized gains and losses Unrealized Opening account value $1,351,897.60 $1,584,344.34 December 2015 (•S) Year to date (1) gains and Losses (I) Deposits, including investments transferred in 0.00 3,998.72 Short term 0.00 14.17 660.98 Withdrawals and fees, Long tens -12,229.74 -12,229.74 68,766.60 including investments transferred Total -$12,229.74 $69,427.58 -$12,215.57 cut -24,799.11 -307,349.12 Dividend and interest income 541.48 71,278.97 Change in value of accrued Cash activity summary interest 2,098.36 -1,765.01 See Account activity the monthtot dela Is. Mantes In your Sweep Options are includedin the opening and closing bdances yaue. FDIC insurance scones only to deposits at UBS Bank USA, rot to deposits at LOS AG, Change in market value -18,020.52 -38,790.09 Dank,d french or bank deposits pacedtwos* the LIES Intern/lona Deposit Account prcgram. SiPC protection applies to money market sweep fund holdings but not bank deposits Steimportant information Closing account value $1,311,717.81 $1,311,717.81 about your statement on the last too pages of this document for decals December 2015 (S) rear to date (S) Dividend and interest income earned Opening balances $5,167.87 $464.36 Add bolts For purposes of Inis statement, taiatilly of interest and dnidend income has been determined from a uS lam reporting cerennne Based upon the residence of the account holder, ac count type. or product type. Deposits and other funds credited 000 3,998.72 Some interest ands clvidend payments ma) not be subject to United States (US) NOV Puerto Rico (PR) income fates. The dent monthy statement is not intended to be used and cannot be rated upon for tat Dividend and interest income 541.48 71,278.97 purposes. Chen% should refer to the axlicrlde tar reporting forms They recent Ircen U8S annualy, such as the Forms 1099 and the Fars 4130, for lax repotting infoimatuto It Is the practice of 1.185 to file the Proceeds from investment transactions 19,631 24 232,148.55 tookaste tar reporting forms with the US Internal Revenue Service and PR Treasury Departrrent and in such forms accurately dasJfy dwdend ardor interest as tar exempt or tact* imam. Please comult your Total additions $20,172.72 $307A26.24 irdvdual tar prepare/ Subtractions December 2015 (1) Year to date IS) Professional management fees and Taxable dividends 541 48 8,528 72 related services 000 -7,654.88 Taxable interest 0 00 49,522 55 Other funds debited -2h,79€ I1 -299,694.24 Total subtractions -$24,799.11 -$307,349.12 Tax-e>empt interest 0 00 10,000 00 Miscellaneous 0.00 3,227 70 Net cash flow -$4,626.39 $77.12 Total current year $541.48 $71,278.97 Closing balances $541.48 S541.48 Total dividend & interest $541.48 $71,278.97 SDNY GM 00022482 re1870004C0807SID9 riP7C0)31187600305 1715030575031 Y123574550 110003 Pegs 3 of 12 CONFIDENTIAL EFTA_00133102 EFTA01275239 *UBS UBS Strategic Advisor December 2015 Account name: friendly account name LL Your Fi nancial Advisor SCOTT STACK MANLYLE CASRIEL Account number 212-821.7O0O/8OO-3O8-3140 UBS Bank USA Deposit Account APY Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 12,383.89 Closing UBS Bank USA Deposit balance Dec 6 $0.00 Number of days in interest period 31 Average daily balance 13,18253 Interest earned 10.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - moderate investment eligibility consderaum None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. EnflOCO4CO8O75I 1O NP7O0O3I 1876OO:O6 121S O3O575CO4 YI 2357455O 1106MyGpvL00022§gle 4 of t2 CONFIDENTIAL EFTA 00133103 EFTA01275240 6VBS GHISLAINE MAXWELL UBS Strategic Advisor Account name: Friendly account ntedle Your Pi nodal Advisor: SCOTT STACKMANLYLE CASRIEL December 2015 Account number. 212-821-70001800-308-3140 Your assets Sank ones, tricorn! and current values shorn may teepprOxiinale. AS a Intl. gdlns diCHOSSeSMey riol be ecofialely refkcled. Set attpomon intomnabon Maur your statement a the end of this document for more infornalon. Cash Cash and money balances Cash and money balances may include avalable cash balaxes, UBS Bant USA deposit account balances, UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by tne vAl to n yak able limits, but are not protected by SIPC USS AG Stanford Stanchdeposit SCOunt Prances an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the endof this document for detain about those Mantes. Doering bdance Cloung tulence ince per share Average Deaden:I Interest 0411 vi Hddng on Dec I (I) on Dec 31 (1) on Dec 21 ft) rate period period Cy anounl (S) L135 BANK USA CEP ACCT 5.167 87 541 48 250.000 00 Equities Common stock Purchase pixel Trade laorber Average price Price per share Velue on unrealized Hddng Hddng date of shares per snare (S) Cost basis (S) on Dec 31 (S) Dec 31 (1) oath or loss (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 119% May 17, 11 303.003 11 .860 3,593 84 16.830 5,09949 1,505.65 LT Jun21, II 313.000 10.670 3,33986 16.830 5267.79 1,927.93 LT Aug 2, 1 1 328.000 9.802 3215 15 16.830 5,520.24 2305.09 LT Security total 944.000 10 751 10,148 85 15,887 52 5,738.67 OTIGROUP INC Symbol: C Exchange NYSE EAI: 172 Current yield: 0.39% May 17, 11 115 000 AI 249 4,743 71 51.750 5,951 25 1.207 54 LT lun 21, 11 121.000 38 285 4,632 57 51.750 6261 75 1,629.18 LT Aug 2, 1 1 122.000 38 297 4,672 24 51.750 6,313 50 1,641.26 LT Sectrity total 353 000 39 242 14,048 52 18,526 50 4,477.98 continued next page SDNY GM 00022484 reae7000400807Si I1 HP7030311876 00006 1215 0305750)1 Y123574550 110000 Page S of 12 CONFIDENTIAL EFTA_00133104 EFTA01275241  Account name: GHISLA1NE MAXWELL 4It UBS UBS Strategic Advisor December 2015 Friendly account name Account nuntber. Your 15nandd Advisor: SCOTT STACK MANLYLE CASFUEL 212 -821.70001800-308.3140 Your assets Equities r Common stock (continued) Purchase price back Number average price Price per share Value on unformed Hddng Hddng date of shares per share (5) Cora basis (5) on Dec 31 (51 De< 31 (y) gain or loss (I) Pined GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: 31,977 Current yield 4 23% Nov 18, 10 1373003 36 416 50,030 00 34.010 46,695 73 .3,304.27 LT PR PARTNERS INC A Symbol PiT Exchange NYSE Oct 1,15 27.003 3809 102.85 28.290 763.83 660.98 ST SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SLR Exchange. NYSE EAI: 3226 Current mkt 2.87% May 17, 11 37.000 13I 270 3,007.00 69.750 2,580.75 -426.25 LT Jun 21, 11 40.000 82 436 3,297 45 69.750 2,790 00 -507.45 LT Aug 2, II 36.000 89 433 3219 59 69.750 2,511.00 -708.59 LT Security total 113.000 84 284 9,524.04 7,881.75 -1,642.29 Total 383.62426 189.75533 15.931.07 Total estimated annual income: 32,464 dosed end funds & Exchange traded products lotal reinvested is the tota d a renvested chxtencts n does not Fricludt any cash docends. n Is not a tat Untealeed ((åe) gem or toss is the Olference between the current vdue and t he cost bass and would lot for the purposes of determining Nildng periods or cost basis. The shares you receive each hma you generary be your tamable gan or loss II the security was sold as this date. The unteakzed (tad gen or loss reinvest dwdends became a separate tax lot may need fa be "dusted for return of capild perimeMs In older to 'mine the 'edited galn or IOSS la tax est bald is the total purchase cost of the security, inducing tonvestedcludencts Ire cost basis trey need reporting purposes. to be °titled (or return d (*aid payments in order to determine the adusted cost can la tar reporting IrwestmeM return Is the current value minus the «noun( you 'mead: It does not include shares that are not purposes. reflectedon your statement includng shares Chat have been *Ailed as either a gin or a loss It also dars not include cash dudends mal were nol *Invested "Knelt! WKS NUMbet Averdgt price Client Cost Price per snare value on unrealized (tad 'incliner* Hddng Hddng of shares per Shale (Y) investment (5) basis (4) on Dec 31 (3) Dec 31 IS) gain or loss (5) return (5) Puled SPCA S&P 500 ETF TR Symbol. SPY Trade date: Jul 12, 13 1,495.000 167.496 250,407.85 250,407.85 203.870 304,785.65 54,377.80 54,377.80 LT EAP 36,288 Current yield 2.06% EAP70C04008075112 HP70003118760CC061215 030575034 Y123574593 I10"yGit 000224ese 6 of 12 CONFIDENTIAL EFTA_00133105 EFTA01275242  GHI5LAINE MAXWELL UBS Strategic Advisor Account name: Your if 'sandal Advisor: *UBS December 2015 Friendly account name: Account number. SCOTT STACKMAMLYLE CASNEL 2124321-7000/800-308-3140 Your assets . Equities (COntinued) Other equity investments Cost basis and gans and losses haw not been adjusted autonsiically for return of capital payments. ResIncled sec urIty eel ties ace estimaled Ice Informational purposes See wporr4nr informovon about your statement at the end c( this document for additional information Purchase peke Trade lawber Average glee Cost Price per share Value on unrealized Hdckng wiring die of shares per share (S) best CP on Dec 31 (St Dec 31(1) gan or losS (IS Pened BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAT $3,228 Current yield. 9.92% Sep IS, la 1,113.000 32 319 35,972.05 29.240 32,544.12 .3,427.93 LT Fixed income Corporate bonds and notes P (maned from independent quotation bureaus that use ccerpteened va Wheel formulas to ascrnscally actustedfor arnornetion of bond prerreum using the coastal yieldmetNW If you have talc .are current values Actual market eaves may vay and thus gaindlosses may not be accurately made a tax election to deduct the vernuni ancrlization on taMple debt secunties, you may request UBS reflected COSI basis has been &lusted for OCC ieted °Nina] issue dscount (DID). COSI basis has been alust cat basis fa the tondpremum roan/ration. Trade Iota fae yaw Purth&e Agusted Nice on Valle on unreaired edam; sicking dae a mat any (1) vete (S) cat bass (5) Dec 31 ($) Dec 31 (1) gan co loss (I) per GEM, NEC CPTL CCeP AO) RATE MATURES0911/16 CU90 3696262/5 Moody. Al SSP: AA. EAI: $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 1 100.000 so,c0000 4605.50 LT BANK OF AMER iNTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST $690.00 CUSH) 06050WOW2 Moody Baal S&P- NEN EAI: 15,400 arnant yield' 3.55% Nov 01, 10 150,000000 ICOOCO 150,000.00 101,446 152,169.00 2,16900 LT continued next page SDNY GM 00022486 ENP70004C08076113 riP7C003I 1876 00036 1215 030575031 Y123574550 110000 Page 7 of 12 CONFIDENTIAL EF1'A_00133106 EFTA01275243 SUBS U BS Strategic Advisor December 2015 Account name: Friendly account name Account number: Your K asocial Advisor: SCOTT STACK MAI/LYLE CASRIEL 212.821.7000/800-308.3140 Your assets Fixed income corporate bonds and notes (continued) trade rani •xt vaue PufCrio,: holusted Fife on vaueon (Inreelized Hddog HclOng date roahoily (I) pace (s) eon bass (5) Ot( 31 ($) DeC 31 (5) gen or loss (S) period JP MORGAN CHASE & CO NTS 8/E RATE 07.900% MATURES 04/29149 ACCRUED INTEREST 31,97500 CUSS' 46625HHAl Moody Baa3 S&P' BBB. EAI: 111,850 Current yield: 7.76% Original cost basis 3157,909 17 Dec 22, 09 150,000.000 105 100 157,650.09' 101.800 152,700 00 .4,95009 LT Total $350.000.000 $353,04459 $354,869.00 $1,824A1 Total accrued interest $2,665.00 Total estimated annual income: $17,389 ' Irk s'es cost basis intoonaton provided bor ycu of xicf her Mini ba-ty. UR'S ES has not verified Isis informateon and does not guarantee ns accuracy Municipal securities Pikes are obtained from independent quotation bureaus that use computerized vitiation formulas to dscoum for securities issued at a dr.ccunt When original cost tarn is desolated, anorbtation ha been calculate current values Actual market vaues may vary aid thus gar/glosses may not be accurately done uung ire constant geld met hod cauterise amonizarion has been done using the straight line (Owed Cost basis has been °off:010(81y aclusted for maxim, amonizaiien of bOnd Prerrium on method coupon tax-erempt municoa sec unties using the constant yell method and for accreted 'sigma issue trade Taal face value Punhat Aciuded Price on value on unrealzed Holing Hddng date a maturity (I) pnce(S) cat basis (El Dec 31 (5) Oec 31 (5) gen or loss CO period MICHIGAN MUN 8D AVTH RV PREF BEM PRE•REFUNDED RATE 05.000% MATURES 10(0 I/ 26 PREREFUNDED 10101/16 9 100.00 ACCRUED INTEREST 3562.50 CUSP 59455T3R1 Moody Not rated S&P: Not rated EAI: 32,250 Current yield: 4.84% Orignal cost basis 346.406.60 Nov 22, 11 45,000.000 101.900 45,855.38 103.406 46,532.70 677.32 LT continued next page rda70034C08075114 HP700031187600:05 1215030575004 Y123574550 t 10M,reGrit 00022fee it of 12 CONFIDENTIAL EFTA_00133107 EFTA01275244  UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Handal Advisor: *UBS December 2015 Friendly account name Account number. SCOTT STACK MANLYLE CASRIEL 212-821-7000800-308-3140 Your assets Fixed income . Municipal securities (continued) Traie total face we ue Funnece Aclusle0 Nice on v4ueon Unreaed Hddng Melting date a maturity (I) rafIce(S) ant bast (I) Dec 31 (0 Dec 31 (3) grin or loss (1) POW DROWSE TX INDPT SCH D PREF BEM/ PRE-REFUNDED RATE 05.000% MATURES 02/1929 PRERERJNDED 0211917 0 100.00 ACCRUED INTEREST 31,70000 CUSP 000874U5 Moody. Aaa SW: Not rated EAI: 34,500 Current yield: 4.77% Original cost basis. 393,704.74 Nov 14,11 90,000.000 102.591 92,332.13 104.818 94,33620 2,004.07 LT MICHIGAN MUN BD AUDI RV EON RATE 05.000% MATURES 1001126 CALLABLE 10/01/16 0 10160 ACCRUED INTEREST 162.50 CUSP 594557485 Moody Aaa SW: AAA EAI: 4250 Current yield 4.84% Original cost basis. 35,034.35 Nov22, 11 5,000.000 100.430 5,021.52 103.383 5,169.15 147.63 LT BIRDVILLE TX INDPT SCH D BEI& RATE 05.000% MATURES 031929 CALLABLE 02/15/17 0100.00 ACCRUED INTEREST 3188.88 CU9B090874W6 Moody Aaa SW: AAA EAI: 4500 Current yield 4.78% Original cost basis. 310,056.85 Nov 14, 11 10,000.000 100.331 10,033.13 104.593 10,45930 426.17 LT Total 8150.000000 $153242.16 $156.497-35 83255.19 Total accrued interest $2.513.88 Total estimated annual income: $7.500 SONY GM 00022488 ENPT00040360751151,107000.3111316 003061215 030575001 Y123574550 110003 Page 9 of 12 CONFIDENTIAL EF1'A_00133108 EFTA01275245 *UBS UBS Strategic Advisor Account name: Friendly account name: Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL December 201S Account number: 212.821.70001800.308.3140 Your assets Fixed income (continued) Preferred securities Tod* hunter Purchase Not Price pet shore Value on unrealized lidding 14:1cing PSI Of shares per ',II (1) rst twos (S) on Dec 31 (1) Dec 31(1) gain or Ion (1) P•140111 OTIGROUP CAPITA