EFTA01424058.pdf

Sheetl Group Name : EPSTEIN Transaction : All Transactions Duration : 1 Week TRADE DATE ASSET CLASS BUY/SELL ACTIVITY QUANTITY SYMBOL PRICE PRIN CIPAL NET AMT. (BASE CCY) COMM. SALES CREDIT FEES SEC. DESCRIPTION ISSUE CCY 12/4/2017 COMMON STOCK B Buy 6300.00000 of 6268:JP at 4419.127000000 6300 6268 :JP 4419.127 -27840500 -247402.49 41761 0 0 NABTESCO CORP TOKYO SHS LTD ISINIJP3651210001 JPY 12/4/2017 COMMON STOCK B Buy 43400.00000 of 3898:HK at 45.731500000 43400 3898 :HK 45.7315 -1984747.10 - 254568.74 2977.12 0 2137.83 ZHUZHOU CRRC TIMES ELECTRIC CO LTD SHS -H- ISINICNE1000004X4 HKD 12/4/2017 COMMON STOCK B Buy 710000.00000 of 3339:HK at 2.792300000 710000 3339 :HK 2.7923 -1982533 - 254284.78 2973.79 0 2135.66 LONKING HOLDINGS LTDSHS ISINIKYG5636C1078 HKD 12/4/2017 COMMON STOCK B Buy 70600.00000 of 763:HK at 27.654200000 70600 763: HK 27.6542 -1952386.52 - 250418.14 2928.57 0 2103.33 ZTE CORP SHS H ISINICNE 1000004Y2 HKD 12/4/2017 COMMON STOCK B Buy 52500.00000 of 914:HK at 37.074800000 52500 914: HK 37.0748 -1946427 - 249653.75 2919.64 0 2096.87 ANHUI CONCH CEMENT CO LTD S HS H ISIN#CNE1000001W2 HKD 12/4/2017 COMMON STOCK B Buy 512000.00000 of 3988:HK at 3.800000000 512000 3988 :HK 3.80 -1945600 - 249547.66 2918.40 0 2095.81 BANK OF CHINA LTD BEIJING SHS H ISINICNE1000001Z5 HKD 12/4/2017 COMMON STOCK B Buy 224000.00000 of 1800:HK at 8.677400000 224000 1800 :HK 8.6774 -1943737.60 - 249308.76 2915.60 0 2093.67 CHINA COMMUNICATIONSCONSTRUC TION COMPANYLTD SHS H ISINICNE1000002F5 HKD 12/4/2017 COMMON STOCK B Buy 144000.00000 of 2689:HK at 13.460000000 144000 2689 :HK 13.46 -1938240 - 248603.69 2907.36 0 2088.24 NINE DRAGONS PAPER HOLDINGS LTD SHS ISINIBMG653181005 HKD 12/4/2017 COMMON STOCK B Buy 228000.00000 of 2338:HK at 8.452600000 228000 2338 :HK 8.4526 -1927192.80 - 247186.75 2890.78 0 2076.39 WEICHAI POWER CO LTD SHS H ISINICNE1000004L9 HKD 12/4/2017 COMMON STOCK B Buy 24800.00000 of HSBA:GB at 77.550000000 24800 HSBA :GB 77.55 -1923240 - 246679.75 2884.86 0 2072.09 HSBC HOLDINGS PLC ORD SHS ISINIGB0005405286 HKD 12/4/2017 COMMON STOCK B Buy 150200.00000 of 1072:HK at 6.611200000 150200 1072 :HK 6.6112 -993002.24 - 127365.12 1489.5 0 1070.46 DONGFANG ELECTRIC CORPORAT ION LTD SHS H ISINICNE100000304 HKD 12/4/2017 CURRENCY B FOREIGN CURRENCY EXCHANGE 27882261 112.567 -247 694.80 -247694.80 0 O 0 JAPANESE YEN CURRENCY USD 12/4/2017 CURRENCY B FOREIGN CURRENCY EXCHANGE 1.858488223E7 7.8147 -237 8195.23 -2378195.23 0 0 0 HONG KONG DOLLAR CURRENCY USD 12/5/2017 EQUITY PUT OPTION S Sell -250.00000 Ps of GE 01192018 P 18 at 0.87000000 O -250 GE 01192018 P 18 0.87 21750 21493.49 250 0 6.51 PUT 100 GENERAL ELECTRIC CO COM EXP 01-19-18818.000 OPTION ROOT= GE USD 12/5/2017 COMMON STOCK B Buy 1000.00000 share(s) of GOOG at 1013.865200000 1000 GOOG 1013.8652 -1013865.20 -1014015.20 150 0 0 ALPHABET INC CAP STK CL C USD 12/6/2017 COMMON STOCK S Sell -1800.00000 share(s) of SGH at 27.803800000 -180 O SGH 27.8038 50046.84 49889.68 150 0 7.16 SMART GLOBAL HLDGS INC SHS USD 12/6/2017 COMMON STOCK B Buy 3400.00000 share(s) of BBG at 5.000000000 3400 BBG 5 -17000 -17000 0 433.5 0 BARRETT BILL CORP COM USD 12/7/2017 COMMON STOCK S Sell -214000.00000 share(s) of AAPL at 169.546900000 -214 000 AAPL 169.5469 3.62830366E7 3.627791246E7 4280 0 844.14 APPLE INC COM USD 12/8/2017 CURRENCY MONEY FUND PURCHASE O 0 0 -32889.68 0 O 0 U.S.DOLLARS CURRENCY USD 12/7/2017 CURRENCY MONEY FUND PURCHASE O 0 0 -21493.49 0 O 0 U.S.DOLLARS CURRENCY USD N/A CURRENCY MARK TO MARKET 0 0 O -21493.49 0 0 0 U.S.DOLLARS CURRENCY USD N/A CURRENCY MARK TO MARKET 0 0 0 21493.49 0 0 0 U.S.DOLLARS CURRENCY USD 12/7/2017 COMMON STOCK B Buy 214000.00000 share(s) of AAPL at 169.794100000 2140 00 AAPL 169.7941 - 3.63359374E7 -3.63402234E7 4280 0 6 APPLE INC COM USD 12/6/2017 CURRENCY MONEY FUND REDEMPTION 0 0 0 2625890.03 0 O 0 U.S.DOLLARS CURRENCY USD 12/5/2017 CURRENCY MONEY FUND PURCHASE 0 0 0 -156714.76 0 O 0 U.S.DOLLARS CURRENCY USD 12/7/2017 COMMON STOCK S Sell -100000.00000 share(s) of AAPL at 169.546900000 -100 000 AAPL 169.5469 16954690 1.695229234E7 2000 0 397.66 APPLE INC COM USD 12/7/2017 COMMON STOCK B Buy 100000.00000 share(s) of AAPL at 169.794100000 1000 00 AAPL 169.7941 - 16979410 -16981416 2000 0 6 APPLE INC COM USD 12/4/2017 CURRENCY MONEY FUND REDEMPTION 0 0 0 158500 0 0 EFTA01424058 0 U.S.DOLLARS CURRENCY USD 12/4/2017 CURRENCY FEDERAL FUNDS RECEIVED 0 0 0 60000 0 0 0 U.S.DOLLARS CURRENCY USD 12/4/2017 CURRENCY MONEY FUND REDEMPTION 0 0 0 2 0 0 0 U.S.DOLLARS CURRENCY USD 12/7/2017 CURRENCY MONEY FUND REDEMPTION 0 0 0 1014015.20 0 0 0 U.S.DOLLARS CURRENCY USD CCY Amount Spot Rate USD-Equivalent USD SUMIF($N$5:01$35,$137,$J$5:$J$35)=13110.0 1 J37/K37=13110.0 JPY SUMIF(045:$N$35,$138,$J$5:$J$35)=41761.0 113.41 J38/K38=368.2303147870558 HKD SUMIF($N$5:$N$35,$139,$j$5:$J$35)=27805.62 7.8068 J39/K39=3561.717989445099 TOTAL J37+L38+L39=17039.948304232155 &"arial unicode ms,Reqular"Confidential EFTA01424059