EFTA01370235.pdf

Deutsche Bank Compliance Rules List Thursday. 12 July. 201: Role Type : UserDefined Scheduled :Scheduled Alert r Case : Pre/Post end of day : Rale Code Tide: Dem-Sperm Parasites Detects a single Onetime sending trams tons wane a more Amity pens& Week. MC. Q anc. Semiansre. if Alert or Case Alert Beneficiaries (monthly) Blank-Use Date Parameters =Meath' Schedule Monthly Stan Date fix Looktack 2.Z1.12O Car. tiLeave Penod Evil nine Detects a smgle Originator sets transactions to one a more Mink. Disable mle or Reset perimeter it. mle Post-EOD Beneficiaries. A transaction is included m the evaluation bawd cc its stares) = " Schedulers-el Monthly qualification with. specified transaction types (9230 - outgoing wire). Earl Date for Lookback MILDDCCVY (Leave Penod a specified time period (moods). the mount exceeds a cermin Blank. Disable rule or Reset parameter after mle amount (any). and the cuuslative amount of all die transactions executes) a" mew these constraints is wits. a specified range Stmornins Timsaction corms ='6 ($100k-25Ck)..Mtist scclude at least 6 asmactions. Maamum indnichul transaction amount = Maria= Milindiul transaces amount. For no rosin:ran use -1 = Maim= aggrepte.d nansaction amount. =100= Marciaimn aggrepted transaction amount. For no ranamornuse -1 ='250000' Lis: of Risk Classes separatedby comma. Use -ALL- for List of Customer Types separated by comma. Use 63c All. a '-ALL-' LIE of Account Types separated by comma Use -ALL- for All a'-ALL--' List of Activity Types separated by cot= Use -ALL- for All a '9230' List of Commies separated by comma Use -ALL- for %ALL= Rice, or Pay. 1for Receive. 2 for Payment. 3 for Both = List of Branches separated by comma. Use -ALL- for All ='-AIL' List of Departments separated by comma Use -ALL- for All = Cash or no Cash. 1for Cash. 0 for None-ash. 2 for both a '2' MINE= Catinila 4....min Page 10 of /4 http:/. db.com// 13 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062898 CONFIDENTIAL SDNY_GM_00209082 EFTA01370235