EFTA00091093.pdf

From: Chris DiIon° <MIMI > To: EFTA00091093  Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Tue, 20 Jul 2021 14:36:42 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Iceglq2015.pdf SDNY, NY Supreme Court, NJ judges et al Welcome to my world. Dick "BBH all entities un named FINRA AML Complaint" Best and Paul Weiss alumna Lara Shalov Mehraban et al: SEC NY do NOT disapoint SEC.gov I SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies SEC.gov I SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies. FOR IMMEDIATE RELEASE 2021- 132 Washington D.C., July 19, 2021 — v,n.yvt sec goy Aron Govil: Cemtrex and Telidyne: "Govil flooded the market with paid for buy recommendations for cemtrex stock and made false claims about Telidyne development of mobile apps that would facilitate crypto currency transactions and help combat the coronavirus" Let that sink in for a minute. Telidyne: fka Americom Networks International, Highland Ridge Inc, TEC Technology Inc EDGAR Search Results (sec.gov) at all times: SEC reporting. with multiple approved offerings Most of the time:New York based Chinese money laundering shell TEC Technology, Inc.: Form 10-K - Filed by newsfilecorp.com (sec.gov) TEC TECHNOLOGY, INC. - sec.gov UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF www.sec.gov Cemtrex: Brooklyn based Electronics Manufacturing Services (EMS) entity EFTA00091094 EDGAR Search Results (sec.gov) Did Dick Best et al SEC NY ever actually visit Cemtrex: EMS: HQ where all that contract manufacturing takes place? Bond Collective i Greenpoint ; r2 Bond Collective I Greenpoint 276 Greenpoint Ave Brooklyn, NY 11222. Spanning a floor- through of the Leviton factory building, our Greenpoint location is spacious, sun-filled and conveniently situated one block from the G train and NYC Ferry. www.bondcollective.com conspicuously absent from the Dick Best, Mehraban et al SEC NY complaint as usual: Money laundering In September 2017, Govil/Cemtrex announced an "acquisition" of Key Tronics. Key Tronics actually IS in the EMS space SEC reviewed filings and everything https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/ex99-5.htm EDGAR Filing Documents for 0001493152-17-012469 (sec.gov) https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/forms4a.htm#a 014 What followed is absolutely astounding. Even for the grossly corrupt SEC: here is the Key Tronic official response to the Cemtrex/Govil "acquisition" announcement Keytronic Comments On Cemtrex Release — Keytronic Contract Manufacturer Keytronic Comments On Cemtrex Release — Keytronic Contract Manufacturer KEY IRONIC CORPORATION COMMENTS ON CEMTREX RELEASE Spokane Valley, WA — September 15, 2017 — On September 13, 2017, Key Ironic Corporation (Nasdaq:KTCC), a provider of electronic manufacturing services, became aware of a press release issued by Cemtrex, Inc. ("Issuer") on September 13, 2017 regarding its purported exchange offer for the outstanding shares of common stock of Key 1...] www.keytronic.com There is a LOT the SEC had in its possession with this release. But, I would highlight the following point: "Key Tronic has never encountered Issuer (Cemtrex) in the Electronic Manufacturing Services (EMS) market space nor was Key Tronic aware of Issuer (Cemtrex) existence before Issuer (Cemtrex) filed a registration statement (with the SEC) regarding this purported offer" That was September 15, 2017. WHY isn't this little tidbit in the Dick Best/SEC NY complaint? OH, but there is MUCH MUCH MORE. EFTA00091095 Key Ironic is very much up and running as an independent company today: EDGAR Search Results (sec.gov) Then there's this: "Cemtrex acquires 46% of Vicon Industries" Vicon: Hauppauge NY EDGAR Search Results (sec.gov) This "acquisition" took place on/around March/April 2018 EDGAR Filing Documents for 0001493152-18-004566 (sec.gov) In January 2018 the SEC approved an offering of 9 million shares owned by an entity called NIL Funding Corp (too funny) in Vicon Industries Document (sec.gov) NIL is an affiliate of InterTech Group and controlled by Vicon Chairman Julian Tiederman InterTech Group EDGAR Search Results (sec.gov) NIL Funding/ Vicon Chairman Tiedemann supposedly loaned $5 million+ to Vicon Industries: related party transaction: which of course was converted to worthless certs and dumped on the public in an SEC approved offering. So, HOW did Cemtrex "acquire" %46 of Vicon Industries? by purchasing the NIL Vicon position AFTER it was sold to the public from NIL of course https://www.sec.gov/Archives/edgar/data/310056/000149315218004566/ex99-1.htm Let's pause there to make sure EVERYONE knows what took place here: Fraud related party notes converted and sold to the public in Vicon:NIL Funding: January 2018 Cemtrex claims %46 ownership in Vicon in March/April 2018 after purchasing the SAME NIL Funding position sold in the January 2018 SEC approved Vicon offering Then, Cemtrex selling the same NIL Funding position in Vicon in April 2018 https://www.sec.gov/Archives/edgar/data/1435064/000149315218005560/forms-3.htm#a 006 ANOTHER sham transaction: Cemtrex buys certain assets of bankrupt German company Periscope https://www.sec.gov/Archives/edgar/data/1435064/000149315217013756/ex10-1.htm EFTA00091096  SEC.gov I HOME aa) The entire technical and commercial know-how attributable to the Seller's business operations, all technical and commercial business and business secrets, procedures, products, product solutions and developments, the respective rights thereto and all embodiments of these rights, other technical documentation and certifications - as well as all rights to inventions (collectively referred ... www.sec.gov Vicon Industries: a money laundering shell like Cemtrex voluntarily de registered with the SEC in 2019 https://www.sec.gov/Archives/edgar/data/310056/000149315219000779/ex99-1.htm SEC.gov I HOME EXHIBIT 99.1 . Vicon Industries, Inc. Announces Plans to Deregister Common Stock with SEC . Hauppauge, New York, January 15, 2019 — Vicon Industries, Inc. (the "Company"), a publicly-traded producer of video management systems and components (OTCQB: VCON) headquartered in Hauppauge, New York, announced today that it intends to file with the Securities and Exchange Commission ("SEC ... www.sec.gov The SEC KNOWS Cemtrex to be a money laundering shell for years also. The Key Tronic letter SHOULD have shut down Cemtrex/Govil in 2017 WHY didn't it? Look who "invested" in Cemtrex in June 2019: Iliad: Fife: MY TCR. MY INFORMATION AGAIN EDGAR Filing Documents for 0001567619-19-013717 (sec.gov) Fife not the only Bag Men in Cemtrex also: CVI/Susquehana EDGAR Filing Documents for 0001104659-21-023193 (sec.gov) EDGAR Filing Documents for 0001104659-21-023193 CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 I State of Incorp.:E9 I Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A vo.vv; sec gov and Ayrton EDGAR Filing Documents for 0001493152-21-003859 (sec.gov) EDGAR Filing Documents for 0001493152-21-003859 EFTA00091097  Ayrton Capital LLC (Filed by) CIK: 0001698148 (see all company filings) IRS No.: 000000000 I State of Incorp.:DE I Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A w.sec.gov BOTH CVI/Susquehana in AQR/Trump/1MDB/Astra/Navios/ORIG/DRYS/Ari Glass etc money laundering shell Phunware EDGAR Filing Documents for 0001104659-21-027253 (sec.gov) EDGAR Filing Documents for 0001104659-21-027253 CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 I State of Incorp.:E9 I Fiscal Year End: 1231 Type: SC 13G vo.,,iw sec goy EDGAR Filing Documents for 0001493152-21-004485 (sec.gov) EDGAR Filing Documents for 0001493152-21-004485 Phunware, Inc. (Subject) CIK: 0001665300 (see all company filings) IRS No.: 000000000 I State of Incorp.:DE Fiscal Year End: 1231 Type: SC 13G I Act: 34 I File No ... v(ww.sec cloy as well as many other money laundering shells. To sum up: the SEC NY: Best/Mehraban et al Govil/Telidyne/Cemtrex complaint omits more than it SUBMITS. Intentionally. No mention of money laundering: also intentionally. The scope of the "investigation": also INTENTIONALLY limited. This was yet another attempt to cover up a massive SEC failure made possible by criminal obstruction and corruption related to my claims. Like ALL other money laundering shells: Fife, Ayrton etc etc know EXACTLY what these shells are: money laundering vehicles. The executing BD/MM's like NITE,CDEL etc know also. MORE irrefutable evidence that the SEC ACTIVELY facilitates massive, ongoing, multiple frauds on the public it is mandated to protect to the benefit of the criminals who own them at the expense of the public it is mandated to protect while screwing the whistleblower who caught them: ME. BTW Dick Best and Ms Mehraban et al: "Govil misappropriated more than $7 million" yet, disgorgement of $670O727” AGAIN: money laundering explained and acknowledged. More fraud on the SDNY courts. Quickly settled by SEC in cover up. Cheers! Christopher.' Dilorio Whistleblower Extraordinaire EFTA00091098 From: Chris Dilorio Sent: Sunday, July 18, 2021 10:24 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SONY Judges et al, I made a few corrections to typos below. I also linked the actual 2017 10K. Prior I linked the 2017 10Ka. My apologies. As previously stated below: FTE "acquired" US Home Rentals: Alex and Antoni Szkaradek: Vision etc etc in December 2019. The corresponding revenue associated with this "acquisition" must be significant. But, how would the investing public conduct their due diligence when FTE hasn't filed a 2020 SEC reviewed/audited 10K? AND FTE hasn't filed a 100 with the SEC since 3Q2018? SEC cover up coming as is standard MO: revoke the FTE/Benchmark/US Home Rental registration AGAIN. How is it even remotely plausible there wouldn't be ANY mention of money laundering in ANY of these actions? HOW is this related to my information? Simple really https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/form8-k.htm EFTA00091099  SEC.gov I HOME Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). vAyw.sec .g ov from 2018 into 2019 massive money laundering Start with Auctus https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-6.htm SBI Investments https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-4.htm Momingview Financial https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-7.htm One44 Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-8.htm CrossOver Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-9.htm Crown Bridge Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-10.htm www.sec.gov SECURITIES PURCHASE AGREEMENT . This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the "Company"), and CROWN BRIDGE PARTNERS, LLC, a New York limited liability company, with its address at 1173a 2nd Avenue, Suite ... www.sec.gov Eagle Equities https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-11.htm Qarum Holdings https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-14.htm JEM Debt Fund https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-18.htm Labrys Fund https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-5.htm Adar Bays/Adar Alef https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-3.htm EFTA00091100 https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-12.htm Adar: prolific Bag men EDGAR Search Results (sec.gov) LG Capital Funding "L": Joseph Lerman "G": Nochum Greenberg detailed extensively by me in related correspondence with the SEC/IRS/DoJ et al Also prolific Bag Men https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex4-20.htm EDGAR Search Results (sec.gov) LG overlap with NITE top traded shells Also: Baruch Greenberg (Nochum father) and Benny Silberstein: "payment processor" Payrix SAME address as LG: VERY symbiotic relationship 1218 Union Street Brooklyn NY 11225 SEC FORM D SEC FORM D In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.- www.sec.gov AND: Cited in my claims and why IRS CI Agents flew to Denver from Chicago to meet with me in April 2016: My IRS TCR was based on the SEC TCR also filed with Berger Montague: John Fife: St George Investments, Typanex,Iliad, Tonaquint https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex4-1.htm EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) EDGAR Search Results (sec.gov) The St George/Fife FTE Note was dated March 2018. FIVE F'N YEARS AFTER SUBMITTING MY SEC TCR WITH Berger Montague The SEC didn't get around to filing a complaint against Fife until 2020 EFTA00091101 John M. Fife, Chicago Venture Partners L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886;3sp. 3, 2020)fsec.goi) John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. www.sec.gov The Corrupt SEC OWB has yet to post this action to its website for award eligibility. WHY? Because it's MY INFORMATION Fife/FTE never should have happened Also laundering in FTE etc: Cerberus https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-15.htm Cerberus: Feinberg: Gruntal with SAC,Sater etc: Milken Cerberus: post NITE "glitch" bid with Virtu for OTCM Money laundering shell trader NITE. Virtu eventually did aquire NITE in SEC facilitated fraud transaction July 2017. Lastly: In the NYAG/NYDFS complaint against Vision in the SDNY: Atalaya Atalaya ALSO prolific money laundering Bag Men as well EDGAR Search Results (sec.goy) So again: "SEC charges Executives of Network Infrastructure Company with accounting fraud" AND "Former CEO and CFO of Public Telecommunications Company charged in Manhaattan Federal Court with scheme to defraud investors" Doesn't even come close to describing the money laundering shell FTE. Which is why there is no mention of money laundering in ANY of these complaints. Guaranteeing it will continue. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Saturday, July 17, 2021 1:12 PM EFTA00091102 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix ABSOLUTELY ASTONNISHING! STIPULATED ORDER AND FINAL JUDGMENT: Defendants shall not engage in acts practices or conduct that violates the following laws and regulations: the Consumer Financial Protection Act 12 U.S.C. § 1601 et seq• New York Executive Law § 63(12)• New York General Business Law ("GBL") § 349; New York Banking Law Article 12-D• New York Banking Law §§ 6-1 and 6-m• 3 CRR-NY 4§ 41.3(a) and 41.4(a); 3 CRR-NY § 420.18• New York Financial Services Law § 4 08; Truth in Lending Act, 15 U.S.C. § 1601 et seq and Regulation Z, 12 C.F.R. § 1026 et seq; and New York Real Property Law § 235-b. Defendants are permanently restrained and enjoined from engaging in the following activities in New Yo rk: a. Purchasing, selling, managing or leasing any Residential Real Property except as expressly provided for in this Final Judgment or for their own personal use and enjoyment, and as further set forth in this judgment. By reason of the violations of law alleged in the Complaint judgment for restitution in the amount of $600 000 is hereby entered in favor of the Plaintiffs against Defendants. The NYAG will pay each Consumer who entered into a Residential Property Agreement with Defendant son or after December 12, 2011, who did not receive any compensation under the settlement obtained by the Plaintiffs from Atalaya Capital Management (Assurance No. 19-104 attached as Exhibit A to this Consent Judgment) and who will not receive rest itution pursuant to paragraphs 26-27 below the amount of $22,641.50 each from the Vision Escrow Account. Plaintiffs represent that to the best of their knowledge based in part on the information provided by Defendants, these Consumers are those listed in Confidential Appendix I. To the extent multiple Consumers listed in Appendix I jointly signed a Residential Property Agreement, the $22 641.50 shall be divided equally between or among them, jointly and severally. By reason of the vio lations of law alleged in the Complaint, judgment for non-monetary restitution in the amount of $3,161,805 is hereby entered in favor of the Plaintiffs against Defendants jointly and severally, and as further set forth in this judgment. Plaintiffs hereby release Defendants from all civil claims and causes of action brought by Plaintiffs arising from the subject matter of the Complaint, including any civil claims or causes of action that could be raised by Plaintiffs related to any Resident EFTA00091103 ial Property Agreement. For purposes of Federal Rule 54(b) this Final Judgment is as to all parties and all claims in this Action. This Final Judgment becomes effective upon entry by the Court. The Court will retain jurisdiction of this matter solely for the purpose of enforcing this Order and Final Judgment. (Signed by Judge Jed S. Rakoff on 1/10/2020) (jwh) (justia.com) Does Judge Rakoff know about the massive fraud the SEC and SDNY DoJ are CURRENTLY perpetrating on the SONY and NY AG/DFS? I will re post the FTE 2019 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315220020612/form10-k.htm It really is that astonnishing! pg 9 and following The pre meditated fraud transition from "telecom infrastructure" to "commercial rennovation" to "Single family home rentals" explained FTE acquires US Home Rentals: Vision Property Management for total consideration of $350 million: that's $350,000,000 from Alex and Antoni Szkaradek for common stock, promissory notes, and Series I pref in December 2019. Further, an entity called Inmost Partners LLc run by Tiger Cub Eliot Kang Eliot Kang - CEO/Managing Partner - Inmost Partners LLC I Linkedln Eliot Kang - CEO/Managing Partner - Inmost Partners LLC I LinkedIn Eliot Kang Founder & CEO at Inmost Partners LLC New York, New York, United States 500+ connections www.linkedin.com "acquired" through various assignments more than $50 mil in prior issued notes: pass the notes around Per my analysis below: the last 100 filed by FTE was 3Q2018 EDGAR Search Results (sec.gov) AND FTE has yet to file a 10K for 2020 HOW IS THIS REMOTELY PLAUSIBLE? Bustilloe, Hodgman/Strzok,Gibson, Mrs Rusty Wing et al brought these frauds to the SDNY KNOWINGLY These "comlaints" don't accurately portray what the true nature of FTE really is. Not even close. The SEC KNEW FTE was a money laundering shell when it revoked: kinda/sorta: the FTE registration. ALL involved in FTE AFTE 2014 knew it was a money laundering shell. Then, in a very well orchestrated "transformation", FTE was used to launder HUNDREDS OF MILLIONS OF DOLLARS by known to the SDNY Courts, NY AG, and NYDFS felons. The vehicle: fraud note/fraud acquisitions, worthless certs dumped on the public. No doubt the SEC cover up MO will go into action and the SEC will AGAIN revoke the FTE registration. AGAIN: after massive fraud has been committed and massive losses suffered. Beyond egregious. CRIMINAL EFTA00091104 Cheers! Chris From: Chris Dilorio Sent: Saturday, July 17, 2021 8:19 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges et al, You were played for fools by the SEC. Irrefutable. OPINION AND ORDER GRANTING MOTIONS TO DISMISS re: 66 MOTION to Dismiss the Amended Complaint and Partial Joinder in Motion by Defendants Fred Sacramone, James Shiah, Jeanne Kingsley, and Stephen Berini to Dismiss the Amended Complain t filed by Brad Mitchell, Christopher Ferguson, Luisa Ingargiola, Patrick O'Hare, 63 MOTION to Dismiss the Amended Complaint filed by Lynn Martin, 99 MOTION to Take Judicial Notice filed by Efraim Bare nbaum, IRA, 59 MOTION to Dismiss Amended Complaint filed by James Shiah, Jeanne Kingsley, Stephen Berini, Fred Sacramone. After a series of revelations of corporate misconduct by executives at FTE Networks, Inc., Plaintiff Ephraim Barenbaum, IRA, brought this action derivatively to recover on behalf of the company for that wrongdoing. In addition to the responsible actors, Barenbaum sued certain members of the FTE Board. However, Barenbaum's Amended Complai nt fails to allege that demand on the now-existing FTE Board of Directors would have been futile, as he must, to have standing to bring a derivative case. As a result, the Amended Complaint is dismissed with prejudice. Alternatively, all claims against Defendants Sacramone, Shiah, Ferguson, Ingargiola, Mitchell, O'Hare, Martin, Kingsley, and Berini are dismissed pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim. The Court also grants Pla intiff's motion for judicial notice as set forth herein. In summary, the Court grants the motions to dismiss at ECF #59, 63, and 66 with prejudice and grants the motion for judicial notice at ECF #99. The Clerk of Court respectfully is requested to close the case. (Signed by Judge Mary Kay Vyskocil on 9/30/2020) (mro) Transmission to Orders and Judgments Clerk for processing. (justia.com) It ALL continues under new "management". Fraud notes with new management will lead to further dilution and investor losses. An example https://www.sec.gov/Archives/edgar/data/1122063/000149315220008176/ex10-37.htm EFTA00091105  SEC.gov I HOME 4.4 Enforceability.The Note is a valid, legal and binding obligation of Borrower, enforceable against Borrower in accordance with its terms except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors' rights generally and by general equitable principles (whether enforcement is sought by ... www.sec.gov pg 52 of the 2019 SEC reviewed 10K below Cobblestone Ventures LLc is controlled by current CEO Michael Beys ANOTHER fraud note from convicted NY Felon Alexander Szkaradek also pg 52 of the SEC reviewed 2019 10K New York Sues S.C.-Based Lender Over Predatory Practices (nationalmortgageprofessional.com) New York Sues S.C.-Based Lender Over Predatory Practices New York Attorney General Letitia James and New York Superintendent of Financial Services Linda A. Lacewell have filed a lawsuit in federal court against Columbia, S.C.-headquartered Vision Property Management LLC, its CEO Alex Szkaradek and affiliated companies for allegedly running an illegal and nationalmortgageprofessional.com Then, there's Lateral More to follow Cheers! Chris From: Chris Dilorio Sent: Friday, July 16, 2021 3:37 PM EFTA00091106 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TOR & Appendix SONY, NY Supreme Court, NJ Judges et al. It truly takes a corrupt village. Mr Bustilloe/Miami SEC "SEC charges Executives of Network Infrastructure company with Accounting Fraud" SEC.gov i SEC Charges Executives of Network Infrastructure Company With Accounting Fraud SEC.gov I SEC Charges Executives of Network Infrastructure Company With Accounting Fraud The Securities and Exchange Commission today charged the former CEO and CFO of FTE Networks Inc., a network infrastructure company formerly based in Naples, Florida, with conducting a multi-year accounting fraud. EFTA00091107 Mrs John "Rusty" Wing aka piled on to bring yet ANOHER fraud to the SDNY Courts Former CEO And CFO Of Public Telecommunications Company Charged In Manhattan Federal Court With Scheme To Defraud Investors I USAO-SDNY I Department of Justice "Former CEO and CFO of Public Telecommunications Company Charged in Manhattan Federal Court with scheme to defraud investors" let's take a deeper dive into the money laundering shell FTE Networks fka Beacon Enterprise Solutions, Galaxy Specialities Inc, Suncrest Global Energy EDGAR Search Results (sec.gov) The FTE/Beacon 2016 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315217005044/form10-k.htm 2015 Revenue 14,388,682 2016 Revenue 12,269,079 BUT largest customer "M" was 52% of total revenue at 6,332,966 in 2016 WHILE customer "M" was 66% of Account receivable at 4,624,600 Revenue recognition???? Businesses included Focus Fiber, Focus Wireless, Jus-Com, and CrossLayer Inc. the 2017 10k https://www.sec.gov/Archives/edgar/data/1122063/000149315218005377/form10-k.htm 2017 Revenue $243,409,000 On April 20, 2017 FTE bought Benchmark Construction with "historical revenue in the $300 mil-$400 mil range. Benchmark's business model focuses on the buildout of Interior commercial space for a client base that consists of the worlds most distinguished companies" "we completed the acquisition of Benchmark, a leading provider of construction management services based in New York for $74,245,000." Quite the deal for an entity generating $300-400 million in annual revenue. The FTE SEC reviewed 2018 10K 2018 revenue $384,755,000 https://www.sec.gov/Archives/edgar/data/1122063/000149315220008176/form10-k.htm The 2019 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315220020612/form10-k.htm 2019 revenue 7,518,000 2018 revenue 15,103,000 So, Benchmark Construction purchased in April 2017 for $74 mil with annual revenue of $300-400 mil contributed to the FTE $ 243,409,000 mil in revenue in 2017 and $384,755,000 in 2018 revenue then disappeared??? why does the 2019 10K show 2018 revenue of just 15,103,000??? EFTA00091108 Read my TCR's and correspondence: sham transactions. A vehicle used to create billions of worthless certs. Usually through fraud convertible notes. Often assigned. Converted, dumped on the public by executing BD/MM who profit via illegal naked shorting. EXACTLY what happened here. But, wait there's more! F7 "Description of Business" "FTE Networks Inc (collectively with its subsidiaries, "FTE" or the "company") by and through its wholly owned subsidiary, US Home Rentals LLC is a MAJOR owner and operator of single family rental homes in Tier 3 and Tier 4 markets with 3200 rental home properties across the US...." So, "Telecom infrastructure" to "Commercial renovations" to "Major owner and operator of single family rental homes" in just 3 years. WOW!! What a "tranformation". IF the ownership of 3200 rental homes is legit, HOW did they finance their purchase??? FBI Agent Sweeney, did they stop teaching money laundering at the FBI? It's obviously not taught in the SONY OR SEC either. Here's a little pointer: In 2009, Beacon did an SEC approved D offering for $1 million through Garden State Securities NJ and affiliates SEC FORM D Interesting firm ala NETE/Mullen/AQR et al: Alexander Capital GSS: Red Bank NJ. Bada Bing GARDEN STATE SECURITIES INC. - BrokerCheck (finra.org) BrokerCheck - Find a broker, investment or financial advisor BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. brokercheck.finra.org According to the GSS/affiliates web page: they sell their orderflow to "wholesalers" like NITE GSS/affiliates clear through Axos Axos Bought COR Clearing Axos Financial Inc. Closes COR Clearing LLC Acquisition (tradersmagazine.com) Axos Financial, Inc. Closes COR Clearing LLC Acquisition Axos Financial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com EFTA00091109 The SEC knows COR (Axos) VERY Well COR Clearing, LLC (sec.gov) UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C 1934, MAKING FINDINGS, AND IMPOSING - SEC.gov I HOME 4 selling the shares and then wiring out the proceeds of the resale."3 COR's AML policies recognized since at least early 2013 that the foregoing DSW activity indicated a red flag. Remember: the SEC revoked the FTE registration in 2014. Kinda/sorta: a shell UNITED STATES OF AMERICA (sec.gov) the fraud Benchmark acquisition "revenue" used to "uplist" to the NYSE you can take the money laundering shell out of the OTCM but you can't take the OTCM out of the money laundering shell. Interim CEO of FTE: House rental company TODAY is a former EDNY "prosecutor": Michael Beys Agent Sweeney, Mrs Rusty Wing, Mr Bustilloe et al $23 million is just the beginning of this fraud. A KNOWN money laundering fraud kept up and running by the SEC for 21 years and counting. AND after being revoked in 2014 kinda/sorta Speaking of money laundering shells kept up and running by the SEC: AQR CIS,Delta,Urban Tea,Bit Brothers money laundering shell. Filed a $200 mil shelf in June 2021. Did a $22.5 mil direct offering last night. Stock down 47% today. Must be a WHOPPER of an "investigation". Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio ‹ > Sent: Saturday, July 10, 20218:08 AM EFTA00091110 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Judge Oetken et al, No wonder why the SEC settled so quickly with Arena and Bradley: Parallax. I left out 1 selling shareholder from the thoroughly reviewed Parallax June 2019 S1 Lincoln I Pace Arizona Dentist Lincoln I Pace DDS - Book Appointment Online, View Reviews, Timings I Dentallnsider.com EFTA00091111  Patients Love Lincoln I Pace, DDS - A Top- Rated Dentist on Dental Insider Each day, thousands of patients rely on our comprehensive dentist profiles and reviews to find dental professionals providing the highest level of care. www.dentalinsider.com Judge Oetken, I have attached my IRS TCR filed with Berger Montague. The IRS TCR was based on the SEC TCR. It was WHY IRS CI agents Vikas Arora and Nate Sarnacki flew to Denver from Chicago in April 2016 to meet with me. Berger submitted my IRS TCR shortly after submitting my SEC TCR in March 2013. As you can clearly see and as the record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML complaint for which Norberg,Pasquinelli,Knowles,Wardlay issued their fraud denial WHILE I was still waiting for my Opco Denial appeal: The Opco trading data ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information" FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures FinCEN.gov FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) today announced an assessment against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN assessed a $14.5 million civil money penalty, of which $5 million will be paid to the U.S. Department of the Treasury and the remainder will be concurrent with penalties for similar or related ... www.fi ncen.g ov The blatant, and egregious disregard by NITE/UBSS at al in trading billions of shares of sham companies with no products, nothing but losses, reverse merger,repeat explained: illegal naked shorting facilitates ALL of it. Very profitable. Virtually riskless. Further, as I ask in my information: WHEN would NITE,UBSS, CDEL etc file a SAR? BEFORE or AFTER trading billions of shares???? There ARE NO SAR's. This also would fall under the jurisdiction of Kevin Goodman. This is the IRS TCR: money laundering/tax evasion related to this illegal naked shorting. In it, I discuss the Economic Substance Theory. WHY do sophisticated investors like the ones I have detailed extensively bother "investing" in these sham companies?? Take Mr Goodman's et al Parallax "Covid complaint" and the OTHER sham shells I detail below. In fact, take the SEC OWN WORDS in the Parallax complaint: Parallax had no products AND no money in Early 2020 when Arena/Bradly made their bogus claims. What did they have? The same thing I detail in my extensive correspondence: ALL of these money laundering shells have worthless certificates. Usually converted from bogus, fictitious promissory notes. Then dumped on the public by a WILLING executing BD/MM like NITE,UBSS,CDEL etc. AND, converted into real money. The BD/MM are compensated in the form of illegal naked shorting trading profits. This is and always has been the core business at NITE et al. Unfortunately: the effects of which are sitting on the NITE balance sheet as we speak. This is why my claims have been criminally obstructed by the SEC. The SEC has REPEATEDLY bailed out a known criminal enterprise. This is why Goodman produced the bullshit "order handling" complaint almost 6 months EFTA00091112 after I sent him my TCR in July 2015. This is why ALL of the related entities are omitted in his Parallax complaint. The SEC admits also repeatedly admits that shams like Parallax are money laundering shells. WHY? Just ask who trades them. In Parallax Goodman, the SEC et al acknowledge Parallax as a money laundering shell. Yet no AML complaint. NITE top trader? To further prove my point: The SEC approved Parallax 51: June 2019 with sellers I detailed below. Yet, in early 2020, the SEC acknowledges Parallax had no money to support their "new product" claims. HOW CAN THIS BE? As with hundreds of money laundering shells/NITE/UBSS et al top traded: These sophisticated investors are NOT "investing". They are LAUNDERING. And with bullshit "order handling", "front running", stand alone "P&D" (per my TCR: just a tool used to facilitate the laundering/naked shorting), "market access", "Covid disclosures", etc etc complaints, the SEC guarantees the activity will continue. It does in July 2021. Cheers! Chris From: Chris Dilorio < Sent: Friday, July 9, 2021 5:50 AM EFTA00091113 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Oetken, I am EAGERLY awaiting to see which SDNY Judge is the victim of the latest SEC fraud on the Courts and the investing public it is mandated to protect. "SEC charges Company and Two Executives for Misleading COVID-19 Disclosures" Let that sink in for a minute Parallax Health Sciences, Inc., Paul Arena and Nathaniel Bradley (sec.gov) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK S . FACTUAL BACKGROUND 13. At all times relevant to this Complaint Defendant Parallax was a publicly traded company with the ticker symbol PRLX and was required to file periodic reports with the vAyw.sec gov Parallax fka Endeavor Power/EndeavorUranium/VB Trade a money laundering shell kept up and running for more than a decade EDGAR Search Results (sec.gov) A June 2019 approved offering is chock full of info. Pre COVID of course Form 5-1 Registration (sec.gov) Selling shareholders include: EMA: detailed by me as a prolific Bag Men/women in extensive correspondence with the SEC: the record EMA: 40 Wall Street: Trump EDGAR Search Results (sec.gov) Ionic Ventures EDGAR Search Results (sec.gov) Ionic is Keith Coulston. Formerly Ironridge The SEC knows Ironridge well Ironridge Global Partners, LLC and Ironridge Global IV, Ltd. (sec.gov) EFTA00091114  UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING ORDER INSTITUTING ADMINISTRATIVE AND CEASE -AND - DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF I. ,URQULGJH*OREDO3 DUWQHUV //& ,URQULGJH " II. - SEC.gov 3 Ironridge Develops a Finance Model Based on the Registration Exemption Contained in Section 3(a)(10) of the Securities Act 7. In relevant part, Section 3(a)(10) of the Securities Act provides an vo.vw sec gov Ironridge: like Ionic: Prolific Bag Men EDGAR Search Results (sec.gov) Ionic also in the AQR money laundering shell CIS/Delta/Urban Tea/Bit Bros EDGAR Filing Documents for 0001753926-20-000178 (sec.gov) EDGAR Filing Documents for 0001753926-20-000178 business address huakun times plaza, room 1118, floor 11 no. 200, erduan, east xiang fu road yuhua district, changsha city f4 410014 86 511-8673-3102 vo.vw.sec gov Central to my AQR TCR: Russian spies and Chinese Nationals. Up and running TODAY Ironridge was involved in ANOTHER AQR money laundering blank check shell in my TCR: Cereplast EDGAR Filing Documents for 0001144204-12-040024 (sec.gov) Cereplast has also been kept up and running and has been reincarnated after bankruptcy as ANOTHER Chinese money laundering shell Ironridge also NITE top traded fraud VelaTel EDGAR Filing Documents for 0001144204-15-009142 (sec.gov) AND ANOTHER SEC fraud on the SONY: NewLead Holdings for which I filed a separate but related TCR EDGAR Filing Documents for 0001144204-14-014312 (sec.gov) Other selling shareholders: Harbor Gates Capital LLc Michael Sobeck and Christina Avila: Puerto Rico Sobeck is a Prolific Bag Men formerly Tangiers Highlighted by me with a few NITE top traded shells like NYXIO EDGAR Search Results (sec.gov) Another seller in the SEC approved Parallax 51: The Cobran LLC Controlled by Richard Rosenblum also Harborview Advisors NJ EFTA00091115 and David Stefansky. Stefansky also in money laundering shell Aquamed Technologies now Nexgel EDGAR Search Results (sec.gov) Stefansky controlled Aquamed/Nexgel with Nachum Stein Stein is CEO/Chairman of American European Insurance About I American European Insurance Group (aeiginsurance.com) Aquamed/Nexgel77777 For his part Rosenblum is involved in OTC bb shell Innovative Payment Solutions: IPSI fka Asiya Pearls Inc, fka QPAGOS EDGAR Search Results (sec.gov) IPSI CTO is formerly CTO at Cyprus based/NASDAQ listed QIWI: related to my NetElement TCR. An "Investor" in IPSI is Robert Klimov/Bellridge Capital Klimov/Bellridge also in the money laundering shell Black Cactus Global Inc FKA Envoy Group Now BLGI Inc EDGAR Search Results (sec.gov) Klimov/Bellridge/Black Cactus involved in some Paid P&D https://www.sec.gov/Archives/edgar/data/1575345/000116169718000269/exhibit 99-1.htm Another seller in Parallax: Digital Power Lending LLc Contact — Digital Power Lending Contact — Digital Power Lending Get in Touch with Us. Fill out the contact form below and one of our courteous professionals will get back to you as soon as possible. digitalpowerlending.com DPL is a subsidiary of DPW Holdings now Ault Group Controlled by Milton Ault EDGAR Search Results (sec.gov) "investor" in DPW: Esousa: Michael Wachs/his ex wife: Net Element: RBL with Crede: Peizer: Wachs partner. Peizer: FreeSeas/TopShips. AND Milken obstruction of justice with David "djdsol" Solomon: current CEO Goldman Sachs EFTA00091116 EDGAR Filing Documents for 0001104659-20-087614 (sec.gov) EDGAR Filing Documents for 0001104659-20-087614 DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 I State of Incorp.:DE Fiscal Year End: 1231 Type: SC 13G I Act: 34 I File ... www.sec.gov Digital Power Lending: Newport Beach CA. Oh, did I forget to mention Parallax CEO Paul Arena is well known to the SEC as well as the New Mexico Securities regulator? augmecorresp041911.htm (sec.gov) OTHER Paul Arena money laundering shells: Augme fka HipCricket,Innerspace,Modavox,Surfnet Now: EPMLive. Kept up and running by the SEC EDGAR Search Results (sec.gov) Geos Communications: fka Digital Data Networks, 12 Telecom International EDGAR Search Results (sec.gov) Revoked by the SEC as a shell and Cerus Technology Partners fka AIM Group Inc EDGAR Search Results (sec.gov) But But But But "COVID Disclosures" ALL of the activity detailed in my claims is very much on going in July 2021 thanks to SEC criminal obstruction/corruption on display once again in the SDNY with this complaint. This complaint is yet ANOTHER fraud on the SDNY Courts and is irrefutable evidence of my serious allegations: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME Per the PR announcing the Parallax COVID disclosure complaint: "The Commission appreciates the assistance provided by the Financial Industry Regulatory Authority" Kevin Goodman: SEC OCIE BD's was made Chief Overlord of FINRA: Goodman new title: OCIE FINRA and Securities Industry Oversight (FSIO) group Report from FINRA Board of Governors Meeting — September 2019 I FINRA.org Report from FINRA Board of Governors Meeting - September 2019 FINRA.org EFTA00091117  WASHINGTON - FINRik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.. The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC's Office of Compliance ... www.finra.org FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 i FINRA.org Regulatory Notice 21-23 I FINRA.org Summary FINRA is issuing this Notice to remind member firms of longstanding Securities and Exchange Commission (SEC) and FINRA rules and guidance concerning best execution and payment for order flow, which the SEC has defined very broadly to refer to a wide range of practices including monetary payments and discounts, rebates, or other fee reductions or credits. www.finra.org No doubt a deterrent from the BD SRO FINRA where the salaries of employees are paid by the criminals they "oversee". What an absolute farce of an enforcement deterrent the BD SRO FINRA is. Goodman is the PERFECT fit as the FINRA Overlord at the SEC. This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue. Because the criminals OWN the SEC/FINRA. This is why the SEC has outsourced the entire OTCM to FINRA. Including short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA. Judge Oetken et al: The reason SEC IG Hoecker and his "bosses" at the SEC don't want to meet with me despite my many offers to do so (same goes for Dal/FBI): I would absolutely HUMILIATE them. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Tuesday, June 22, 2021 5:31 AM EFTA00091118 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges: which one of you will be the lucky recipient of still MORE SEC fraud on your courts? Complaint - OFER ABARBANEL (sec.gov) As is SOP for the SEC More OMMISSIONS than submissions EDGAR Search Results (sec.gov) per the Welshans et al SEC "complaint" EFTA00091119 "NALR is a shell company...." Full stop. NALR/Alaska/New York/State was at ALL times a FULLY REPORTING SEC company Are we clear? Further: "From March 2019 through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and Ownership" Brown Brothers Harriman The penny stock money launderer FINRA/Dick Best all entities un named Guess who controlled (for others) 57% of the State Fund/NARL receiving the $102,000,000 investor funds? Bahamas/Toronto based Old Fort/Mosaic Ltd Mosaic Financial (mosaic-financial.com)