EFTA01520740.pdf
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GMSLA1NE MAXWELL
For the Period 7/1/11 to 7/31/11
Adjusted Tax Cost Unreakzed Est. Annual Income
Pnce Quantity Value Original Cost Gain/Loss Acaued Interest Yield
Non-USD Short Term
INTL BK RECON & DEVELOP - BRL 64 59 90.000 DO 58.130 07 50,106.74 8,023.33 5,063.49 8.15%
8.75% JUN 15 2012 650.21
DID 08/20/2009
HELD BY EUROCLEAR
ISIN XS0446421157 SEDOL 8435293
459058-9B-1 NA /AAA BM.
Total Non.USD Short Term $333.400.10 $304,143.40 $29,256.70 512,429.33 3A3%
33,183.33
US Fixed Income
CMGROUP CAPITAL XIII 27.07 10000 00 270,700.00 281,300.00 9,400.00 19,890.00 7.27%
7 7/8% PFD 4,921.87
173080-20-1 NA /BM
FHLB 1.25% 09/29/15 100.15 100,000.00 100,149.00 100.000.00 149.00 1,250.00 1.21%
313371.2GO AAA MR 423.60
GENERAL ELEC CAP CORP 95.45 50,000.00 47,723.50 N/A 232.87 1.45%
MEDIUM TERM FLOATING RATE NOTE 53.00
MAY 11 2018 DTD 05/11/2007
36962G-2V-5 AA+ /AA2
BARCLAYS BANK PLC 98.25 150,000.00 147,375.00 150,000.00 (2,625.00) 3,750.00 2.81 %
MEDIUM TERM NOTE 2 2/1% OCT 20 2017 1,051.95
DM 10/20/2010
06740P-VG-8 NA /AA3
JPMORGAN CHASE & CO 107.19 150,000.00 160.785.00 N/A 11,850.00 7.33%
7.9% PFD STK APR 30 2049 2,995.35
DTD 04/23/2008
46625H -HA-1 BBB /8AA
Total US Fixed Income 5726.732.50 $511.300.00 $6,924.00 $36.772.67 5.16%
59.445.77
J.P.Morgan Page 11 of 23
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048072
Chase
CONFIDENTIAL SDNY_GM_00317270
EFTA01520740
For the Period 7/1/11 to 7/31/11
Adjusted Tax Cost Unreakzed Est. Annual Income
Pnce Quantity Value Original Cost Gain/Loss Acaued Interest Yield
Non-USD Short Term
INTL BK RECON & DEVELOP - BRL 64 59 90.000 DO 58.130 07 50,106.74 8,023.33 5,063.49 8.15%
8.75% JUN 15 2012 650.21
DID 08/20/2009
HELD BY EUROCLEAR
ISIN XS0446421157 SEDOL 8435293
459058-9B-1 NA /AAA BM.
Total Non.USD Short Term $333.400.10 $304,143.40 $29,256.70 512,429.33 3A3%
33,183.33
US Fixed Income
CMGROUP CAPITAL XIII 27.07 10000 00 270,700.00 281,300.00 9,400.00 19,890.00 7.27%
7 7/8% PFD 4,921.87
173080-20-1 NA /BM
FHLB 1.25% 09/29/15 100.15 100,000.00 100,149.00 100.000.00 149.00 1,250.00 1.21%
313371.2GO AAA MR 423.60
GENERAL ELEC CAP CORP 95.45 50,000.00 47,723.50 N/A 232.87 1.45%
MEDIUM TERM FLOATING RATE NOTE 53.00
MAY 11 2018 DTD 05/11/2007
36962G-2V-5 AA+ /AA2
BARCLAYS BANK PLC 98.25 150,000.00 147,375.00 150,000.00 (2,625.00) 3,750.00 2.81 %
MEDIUM TERM NOTE 2 2/1% OCT 20 2017 1,051.95
DM 10/20/2010
06740P-VG-8 NA /AA3
JPMORGAN CHASE & CO 107.19 150,000.00 160.785.00 N/A 11,850.00 7.33%
7.9% PFD STK APR 30 2049 2,995.35
DTD 04/23/2008
46625H -HA-1 BBB /8AA
Total US Fixed Income 5726.732.50 $511.300.00 $6,924.00 $36.772.67 5.16%
59.445.77
J.P.Morgan Page 11 of 23
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048072
Chase
CONFIDENTIAL SDNY_GM_00317270
EFTA01520740