EFTA01371932.pdf

Tow Investment edant ZEN Gated information MARTIN ZEMAN Telephone Number: 345 PARK AVENUE NEW YORK NY 10154 TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication O Statements and Reports O Trade Confirmations O Tax Documents • NotikatWns O Prospectus • Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery Please log in to your account to make any changes to your preferences imp rtant nfonnat•Dn a id Disci saes The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Page 6 of 7 Account Number:NIG-026161 Rated ntefiere MISR through Penabos UM. a wholly road 11:00SS.X9SD:2: Go paperless way,MINIM' 4 Every Year Since 2007 OMAR MITOCOMPAVNICA71075 EXCELLENCE subsifurey of The Bakal Ni. Yort Melba Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE St?C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065527 CONFIDENTIAL SDNY_GM_00211711 EFTA01371932