EFTA01455984.pdf

From: Ian Hearn [ on behalf of DeAWM-WM DerivativeDocs [ Sent: 10/29/2014 5:00:47 PM To: Amanda Kirby CC: DeAWM-WM DerivativeDocs I I; Paul Morris ;Vahe Stepanian Subject: Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice ICI Attachments: pic28316.gif; pic08920.gif classification: confidential Hi Amanda, thank you for the below. can you advise if you also have the Responsible office document signed for both clients as both forms are required to be compliant. thanks Kind Regards, DeAWM Derivative Documents Team From: Amanda Kirby To: Ian Hearn • tiveDoc , Paul Morri vahe Stepania Date: 10/29/2014 02:10 PM Subject: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - client segregation Election Notice [C] classification: confidential Ian, Please see attached from the client Best, Amanda Kirby (Embedded image moved to file: pic28316.gif) Amanda Kirby Deutsche Bank Trust Company Americas 1 n Te Fax Emai (Embedded image moved to file: pic08920.gi f) Securities offered through Deut Securities Inc. Forwarded by Amanda Kirby on 10/29/2014 02:09 PM From: Darren Indyke CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115026 CONFIDENTIAL SDNY_GM_00261210 EFTA01455984