EFTA01459403.pdf

BY SIGNING BELOW CLIENT ACKNOWLEDGES THAT: CLIENT HAS RECEIVED. READ AND AGREES TO THE TERMS AND CONDITIONS OF THIS ACCOUNT AGREEMENT, INCLUDING DIE APPENDIX WHICH CONTAINS IMPORTANT INFORMATION; (2) THE INFORMATION CONTAINED IN THIS ACCOUNT AGREEMENT IS ACCURATE; AND (3) CLIENT HAS ELECTED IN SECTION IV, PAGES, HOW TO USE FREE CREDIT BALANCES. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE•DISPUTE ARBITRATION CLAUSE AT SECTION III PAGE 5. AND CLIENT AGREES TO ITS 4S (ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INMAL HERE THE INTERNAL REVENUE SERVICE DOES NOT REQUIRE CLIENTS CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIRCATION REQUIRED TO AVOID BACKUP WITHHOLDING, AND. IF APPLICABLE, THE CERTIFICATION REQUIRED TO ESTABLISH CLIENTS STATUS AS A NON-US. PERSON AND OBTAIN A REDUCED RATE OF WITHHOI DING. Important IMormetkan for ERISA employee benefit plan silents: U.S. Deportment of Labor regulations require DSSI todisclose to a responsible plan fiduciary certain information in connection with the services that DB51 providers toe plan. to assist the fiduciary in evaluating the reasonableness of DBSI's services and related compensation. The disclosure Is available online. at http://wvempwm.db comramoricasrenteris diuJosum_prs.html. By signing below. you acknowledge that you ere a fiduciary responsible for the procurement of DEISI's services to the den, you have reed the disclosure and you understand the discinsure. Individual or Joint account (IF THIS IS A JOINT ACCOUNT, AU. ACCOUNT OWNERS MUST SIGN): CONFIRMATION OF TM AND COMPLIANCE RESPONSIBILITIES Client acknowledges having sole responribilky to fulfil any tax obligations and any other regulatory reporting duties applicable In any relevant jurisdictions that may arise in connection with assets, income or tninsectkine In Client's accounts) and business relationship with OBSI. CHECK A BOX BELOW ONLY IF CLIENTS DO NOT WANT JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP OR TENANTS BY THE ENTIRETIES. CLIENTS SPECIFY INSTEAD: O Tenants in common; or El Community Property gm married couples in certain states; each repute means 50% interest in the community property upon death of the first spouse). Signature Data Print Name SSNIEIN Signature Date Print Name SSWEIN Signature Ode Print Name SSWEIN Corporation, partnership, trust or other entity: CONFIRMATION OF TAX AND COMPLIANCE RESPONSIBILITIES Client aeknowledµ/ tuning sole responsibility to fuffill any tax obligations and eny other regulatory reporting duties apptcab:e to In any relevant jurisdictions that may arise In connection with assets. income or transactions In Client's aocnunt(s) end business relationship with 0851. Furthermore. Client confirms that the necessary information (to the best at Giants knowledge end capabilites) is made available no less than annually to the relevant beneficial owner(s). sertdrx(s), beneficiaryliesh panner(s). etc. to enable such person(%) to RANI any respective tax obligations that may arise for such persords, in connection with Client's business relationship with EiBSI. Name of Entity a R kr( 10 tse Nt\it (gat LT Employer ID No Signature of Officer, Penner, Trustee, Auiltorized Piny 1 ,140 c..i. akin' Print Name/IICEL....A((1A f•Pri ) • Ail' . Party 1............)O Signature of Officer. Partner. Trustee. re.a zed w.n.J10 D.(. 1)-1 aaliC Print Name/True we," e_. 1.18LES0€41 Signature at Mose, Panne:, Plait*. Ai niorbed Pauly Dols Print Nemo/Title WM134715 015584.110314 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0119771 CONFIDENTIAL SONY GM_00265955 EFTA01459403