EFTA01452698.pdf

Dpitisoc Dam Mom wenWm/pewit Penn <wrap Gm* Des*. Oak SetweileOnc Nee evk Office PO Boc 1776. Baltimore NO 2120.3 3411.04 *4MM. 2litti ;kW Now *AP. NY 10154 (MI 4.1.1MA.Ns% 21111.409$ Statement Period: 01101/2014 - 01(31/2014 Transactions by Type of Activity (continued) Process' Trade: Settle rent Transaction Date Date ACirit T Deice ion OuaMit Price Accrued interest Amoral Current Securities Bought and Sold (continued) 01115/14 01110114 SOLD AA ORGAN CHASE & CO 8.000% 09101/88 BOE DTD -750,009.000 96 6250 20,750.00 745,431.50 USD PM 403173 07/29/13 01116114 01113114 PURCHASED FOUNDATION MEDICINE INC COM AVERAGEUNIT PRICE 25,000.000 27.4463 -687,663.50 USD Fill TRANSACTION YOUR BROKER ACTED AS AGENT 01/16/14 01/14/14 PURCHASED MEXICAN PESO 39,253,441.020 13.0975 -2.997,017.82 USD 01/16/14 01114/14 PURCHASED UNITED MEX STATES 7 3)4% BONGS 2011.13.11.42 380,000.000 102.6957 -229,055.56 -39,253,441.02 MXN PIRI3C9EK5 ISIN#MX0MG00000R8 0900% 11/13142 REG DTD 12/22/11 -17,387.86 -2,979,772.79 USD ASOF 01/14/14 YLD -.094 TO MAT Exchange Rate: 13.1733 01/23/14 01/17114 SOLD DEUTSCHE BK AG LONDON BI1H DB AGRIC DOUBLE LONG -13.866 000 6 8022 93,479.70 USD OAG TRADED NT UNSOL AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 01126114 01123114 SOLD DEUTSCHEBK AG LONDON BRH DB AGRIC DOUBLE LONG -5.000.000 6.8100 33,843.40 USD DAG TRADED NT UNSOL AVERAGE UNIT PRICE IRAN SACTION YOUR BROKER ACTED AS AGENT 01126114 01123114 PURCHASED SANTANDER CONSUMER USA HLDGS INC COM PROSPECTUS 1,000 000 244000 -24.000.00 USD SC UNDERSEPARATECOVER 01/29114 01/27/14 SOLD MEXICAN PESO -38,199.653.100 13.4415 2,841,918 91 USD 01/29/14 01127114 SOLD UNITED MEX STATES 7 3/4% BONOS2011.13.11.42 -380.000.000 99.6427 335,402.78 38,199,653.10 MXN P4ROC9B(5 'SIN/ M X014 600000F13 0.000% 11/13/42 REG DTD 12122/11 25,195 71 2.869.586 84 USD AS OF 01/27714 Exchange Rate 13 3119 Total Securities Bought and Sold MEXICAN PESO 106.347.22 -1,053,787.92 MXN TOTAL USD EQUIVALENT 7.807 85 -110,185.95 USD UNITED STATES DOLLAR 26,875.00 3,625,906.11 USD Page 17 of 23 Account Num ber. N40-023804 R..•1Lwc,OP•ot .0.•Tessr..tasseten yra ....ght . nrooser POI 0024 POMO 016 *rPNbC V r Go paperies. s Ynw 4 ge,w Cvki.SA4 RATED COMMIJNICATONS Non. ate ernware... snc SOUTHERN FINANCIAL LLC ASOUT canwiNY EXCELLUXE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109882 CONFIDENTIAL SDNY_GM_00256066 EFTA01452698