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📄 Extracted Text (620 words)
TO: 05Jul15 1810 EST FROM: DEUTSCHE BANK AG PAGE 002
Deutsche Bank AG, London Branch
July, 2015
Currency Option Transaction
Our ref. 10272fic5ri2•1
PRIVATE CLIENT SERVICES PVVM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG, Lenden Stanch
1 SOUTH STREET FX Options Operations
BALTIMORE 21202MARVLAND,UNITED STATES Winchester House
1. Great Winchester Street
London. EC2N 208
Telex
Swift MDT GII2L
Direct Line
Dear Sirs, Direct Fax:
The purpose of this letter agreement is to confirm the terms and conditions of the Currency Option entered into between us
DetlID:h.l) Bank AG, London Branch ('Party A") and ::•R 'LATE CLIENT SERVICES PVVM ALEX BROWN AC SOUTHERN
FINANCIAL LLC ("Party B") on the Trade Date referred to below (the Transaction)
The definitions and provisions contained in the 1998 FX and Currency Option Definitions (the "FX Definitions') as published by
the International Swaps and Derwatives Association. Inc, the Emerging Markets Traders Association and The Foregn
Exchange Commrttee. are incorporated into this Confirmation In the event of any ticonsistency between the FX Definitions and
this Confirmation, this Confirmation will prevail.
If you and we are parses to either an ISDA Interest Rate and Currency Exchange Agreement (for viluch purposes this
Transaction shall constitute a "Swap Transaction') or an ISDA Master Agreement (in each case an "Agreements) then this
Confirmation supplements. forms part of and is subject to such Agreement If you and we are not yet parties to an Agreement
then this Confirmation evidences a complete and binding agreement between Party A and Party B as to the terms of the
Transaction to which this Confirmation relates. In addition Party A and Party B agree to use all reasonable efforts promptly to
negotiate, execute and deliver an agreement in the form of the ISDA Master Agreement (Multicurrency — Cross Border) (the
'ISDA Form") with such modifications as you and we vAll in good faith agree. Upon execution by Party A and Party B of such an
agreement this Confirmation will supplement form part of, and be subject to that agreement. All provisions contained or
incorporated by reference in that agreement upon its execution will govern this Confirmation. Until we execute and delver that
agreement this Confirmation, together with all other documents referring to the ISDA Form (each a 'Confirmation') confirmng
transactions (each a Transaction') entered into between us (notwithstanding anything to the contrary in a Confirmation) shall
supplement form a part of, and be subject to an agreement in the form of the ISDA Form as if we had executed an agreement
on the Trade Date of the first such Transaction between us and such form with the schedule thereto (i) specifying only that (a)
the governing law is English law and (b) the Termination Currency is U S Dollars. (ii) incorporating the addition to the definition
of the 'Indemnifiable Tax" contained in (page 48 of) the ISDA 'Users Guide to the 1992 ISDA Master Agreements" and (iii)
incorporating any other modifications to the ISDA Form specified below
The terns of the Transaction to which this Confirmation relates are as follows:
Deutsche Bank AG is authorised under German Banking law (competent main:city - Oafin - federal Financal Supennsing Authonty). Deutsche Bank AG
London Branch is further aulkinsed by the Prudential Regulation Authority and a subset to limited regulation by the financial Conduct Authority and
PruieMial RqUilltillgl Authority fa the conduct of UK business. Deutsche Bank AG 4 a pint stock corporation with limked lability incorporated in the
Federal Republic of Germany HR8 Na 30 000 District Court of Frankfurt am Mara &ranch Registration in England and Wales RRODOOOS, Regjstered address.
Winchester Hal Greet Wmchester Street, London EC2N 206. (L0107)
Paget of 4
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0O49495
CONFIDENTIAL SDNY_GM_00195679
EFTA01360871
ℹ️ Document Details
SHA-256
154b0c95de4b0994b007594623171a9867ae1563c62ac09906c1688b313d92de
Bates Number
EFTA01360871
Dataset
DataSet-10
Type
document
Pages
1
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