EFTA01408670.pdf

Subject: FW: Southern Financial LLC I From: Paolo De-Leon Date: Mon, 05 Mar 2018 16:17:11 -0500 To: Davide-A Sferrazza Hey man- can you put me in contact with the banker team or account opening team you worked with to obtain the docs for southern? Maybe he/she will have some insight on what SIC code is correct. Thx! From: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO Sent: Monday, March 05, 2018 2:51 PM To: Paolo De-Leo ; Abhijit Mukherjee CRM-PWM Derivatives ; Collateral Admin-NY CUSTOMERBUILD BLO Subject: RE: Southern inancia Classification: For internal use only Hi Paolo, 6700 SIC code is not available in LS2, please provide the alternative one. Hi Abhijit, Please confirm the customer profile for this request. fcid:[email protected] Kind Regards, Sendhil-kumar K EFTA01408670 Operations Senior Analyst DBOI Global Services Private Limited From: Paolo De-Leon Sent: Friday, March 02, 2018 2:13 PM To: CUSTOMERBUILD BLO ; Abhijit Mukherjee Cc: Keith Buckholz CRM-PWM Derivatives ; Collateral Admin-NY Subject: RE: Southern Financial LLC [I] Hello Sendhil, Please see below. fcid:[email protected] From: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO Sent: Friday, March 02, 2018 2:10 PM To: Abhijit Mukherjee Cc: Keith Buckholz CRM-PWM Derivatives Paolo De-Leon ' ' "" Collateral Admin-NY CUSTOMERBUILD BLO Subject: RE: Southern Financial LLC [I] Classification: For internal use only Hi Abhijit, EFTA01408671 Please confirm the customer profile and SIC code for this request. Kind Regards, Sendhil-kumar K Operations Senior Analyst DBOI Global Services Private Limited From: Abhijit Mukherjee Sent: Thursday, March 01 2018 5:48 PM To: CUSTOMERBUILD BLO Cc: Keith Buckholz Derivatives o De-Leon Collateral Admin-NY en' umar Subject: RE: Southern Financial LLC [I] Classification: For internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Please let me know if you need anything else. Thanks. Southern Financial LLC Kind regards, EFTA01408672 Abhijit Mukherjee {cid:[email protected]} Abhijit Mukherjee DBOI Global Services Private Limited Global Business Services Block 8, Velankani Tech Park, No.:43, Electronic City, Hosur Road, 560100 Bangalore, India or eve esca a ions p ease contact Mohammed-B Hussain at email id : or eve esca a ions please contact Melvin V at email id : fcid:[email protected] From: Paolo De-Leon Sent: Tuesday, February 27, 2018 7:57 PM To: Collateral Admin-NY ; Abhijit Mukherjee ; CRM-PWM Derivatives Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: and Thanks and regards, EFTA01408673 Paolo fcid:[email protected] Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor EFTA01408674