EFTA01283021.pdf

Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Prerneumm Private Wealth Premium lb' Private Wealth Premium.'" Elite Personal Accounts Eli Business Accounts Banking Services O Checking Acct. WeckIRVcglo Ch 0 Consumer Debit Caul M 3 ❑ Elite Checking with Interest O Elite Checking with Interest 0 Joint Applicant Deb : Card I/ Acct. ct. APY PY O Bu ness Debit Card I El Elite Money Market Deposit Elite Money Market Deposit Acct. t/ Acct. tryeozci 993 DitIpxe Cbeckkook I;tyle APY APY thiti.fr veer() l• ▪ Certificate of Deposit ❑ Certificate of Deposit 0 Name Only Acct. N Acct. 0 CVName and Addr i 3$ APY APY Term Term 0 Duplicate Statement Addr o O8 AG NY Preferred 0 DB AG NY Preferred Certificate of Deposit Cenilicate of Deposit City Acct. 0 Acct. 11 State Zip C :de_ APY APY • Mailing address (if &Went) Term Term Name Promo term Promo term Addr (OBTCA deposit account required. (OBTCA deposit account required. along with a DB AG Preferred Terms along with a DB AG Preferred Terms City and Conditions) end Conditions) Stale Zip C. Je Private Wealth Premiums" O Cash Master Sweep Account Internet Banking Services Checking Acct. 0 O 96 Private Wealth Online Plus Elite Money Market Deposit er Link to Existing Online Relationship Acct. N o 3.0 S APY Target Amount (User/ o. ID Number) Trigger Amount Client Relationship ❑ Individual Account ❑ Custody under NY UTMA 3 Corporation O Joint Tenants with Right O Foundation O limited Liability Comp: ity of Survivorship O Joint Tenants in Common 0 Non-Profit Organization O Partnership O In Trust For/Payable on ❑ Attorney Trust Escrow O Limited Liability Pannajzhip Death/As Trustee for O Trust O Landlord Master Escrow El Estate 13. :Wh1.0101 NAOSOD00016602-00 It 04411 0131 is oaten SDNY_GM_00038643 CONFIDENTIAL_ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001467 EFTA_00I 49252 EFTA01283021  Account Title and Joint Application Information Name of Account Title Joint Applicant (last name hat name. middle MOW) or Business (lest name. fist name. middle initial) 61- 016 6-9 6-3 Social Security Number or Taxpayer IDitribe frriht A13 Social Security Number or Taxpayer ID Number block • 0. 6I Addresis RED Address ooto\--- 5rBraft1.—V 5.t1____Nolannlicable City, State and Zip Code ty. State ,r;ii Zip Code .-... Ho .1 J ome Telephone Number ---_-- Business Telephone Number mess Telephone Number Date of Binh Date oatirr Name of Employer Name of Employer Address Address Not applicable City, State and Zip Code M. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activates, Federal law requires all linancial Institutions to obtain. verify, and record information that identifies each person who establishes an account. in estment or other business relationship with a financial institution. This means that we will ask for your name. address, and >ther inlormation that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or 8 passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money I! undering and terrorist financing: these rules call for an active involvement of both asset management firms and their elle • ts. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their ich .• titles, addresses, source of funds and, if necessary. legal representatives, authorized signatories, beneficial owners ei •zontriol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money ordering requirements require that should any of the above personal or institutional information change, our clients wou ii be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these d Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email r, igarding the above captioned account(s) (defined herein as "Verbal Instructions- I. It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or ,ziftful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnify and hold harmless DB 'CA for any claims, losses. expenses, costs or anorneys lees resulting from DBTCA's acting upon such misunderstood ind unauthorized Verbal Instructions You understand that OBTCA may. but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, OBTCA may in its sole discretion refuse to ::ecute your Verbal IhstruttiOns or any part thereof, without incurring any liability. DBTCA is under no obligation to exec .ite your Verbal Instructions to transfer f unds or securities to any accounts) without written instructions bearing your on nal signature. Joint Account Disclosure You have opened a paint account with OBTCA and acknowledge receipt of the following information: This deposl: and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the r ;tire account to any owner during the lifetime pf all owners. DBTCA tray honor checks. orders or withdrawal inquest: from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds -mid in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DEiTtA may honor °necks, orders nr withdrawat requests from the survivdr(s) after the death of any owner(s) and may teat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written no de signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to an. owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice 'eh red to in the previous sentence. DBTCA may require the written authorization of any or all joint owners lot any further p.tymenis or deliveries. 2 134 ..vm4h0i 01,.. 2.0324;3 SDNY_GM_00038644 CONFIDENTIAL__ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001468 EFTA_00I 49253 EFTA01283022  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and concitioi ; of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter i Ito a separate Intetoet Banking Services Agreement with DBTCA before you Cao access the Internet 8aoking Sec% Acknowledgement of Receipt of Privacy Notice By signing beldw, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibihry to fulfill any lax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, Income or transactions in your a icountls) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your ace...mils) and your busineSS relationship with DBTCA. Furthermore, you confirm that the necessary information Ito the best af your knowledge and capabilities) is made available no lass than annually to the relevant beneficial owneds). seta°. is), beneficlary(ies), penner(s). etc. to enable himMed them to fulfill any respective tax obligations that may arise IN hint/het/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to thi Application and agree to be bound by them. In addition, you agree to notity us immediately of any material ch. nge to the information provided by you on this Application. You represent and warrant that all of the information provided by you on.thls Application is accurate. The Terms and Conditions Deposit Accounts are to change. Acceptance You urtderstend that this app' nt Holder's Signature Gate Joint Account older's Signature r687 01 ....tr.T.:1...-....^1 ... .., flir. - : a _ _ ;.,._7• c... , EPP isyngswitt; - ir riSO:4 rt'cr 4 .40eXe creenter ey•Parql.teattjaNtekt'ACYlahttleatti. F..-FhWhrAtiffigaint.P.g.4iP.Trp.411a/MliPi tc: 44, y:ti- ititVIr eek arnel 'i .rdzi'Lr•-sur%tg'"kr^v44-1 • t'!"a ss 9t iltritatrifeaq: , .):,31*Ei*F4ICAtiztit%r e/ ." .V.;1‘h a41.127tIltk • lorKAY . lictiMk" / .,41CtS:Pigt.. 4l,tr. icy t%;"41€4,- 'i-4141 '--13),3eaa... e %".• let; sr tlemellii A le'.7 4;54:t3MIOSIST s. &Gni - 1'bliteS=al in t 4 <4; k* !jilt 3 IWNI-0101 011 032(13 SDNY_GM_00038645 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0001469 EFTA_00I 49254 EFTA01283023