EFTA01430241.pdf

Subject: RE: Non Post Transactions 05-09-2019 For AC [I] From: Rishabh Sharma ‹ > Date: Fri, 10 May 2019 13:42:09 -0400 To: Stewart Oldfield Bradley Gillin Monica Gilkinson Rachel Wachs Brigid Macias Cc: Natalie Barak Daphne Cales Oversight Control Armen Brash Classification: For internal use only Hello, Please provide update on below before our cutoff 2:30PM, otherwise we'll go with our default decision and Return the Item. Regards, Rishabh Sharma {cid:[email protected]} DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. Mobile Email : EFTA01430241 Please send all the Banking related Queries to our new Group E-mail ID From: Naveen Bagaria [mailto:[email protected]] Sent: Friday, May 10, 2019 11:42 AM To: Brigid Macias Cc: Stewart Oldfield ; Natalie Barak ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Classification: For internal use only Absolutely not, Brigid. This account # doesn't even have a penny at this moment. Both the credit and debit transaction for 100K got stuck in Non Post as the account is closed. In order to pass both these transactions using this account — it needs to be open & active. And most importantly if you wish to close the account again, you need to make sure that happens the next day. Please let me know if this makes sense? Regards Naveen Bagaria COO - Wealth Management Operations DBOI Global Services Private Limited EFTA01430242 Tel: I VOIP: Fex: I Cell: Please send all Banking related queries to our new Group E-mail ID - From: Brigid Macias [mailto: Sent: Friday, May 10, 2019 11:33 AM To: Ankit-Kumar Sharma Bhavesh Chandani Cc: Stewart Oldfield >; Natalie Barak ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] This account Kind regards, Brigid Macias {cid:[email protected]} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email EFTA01430243 Securities offered through Deutsche Bank Securities Inc. From: Ankit-Kumar Sharma Sent: Friday, May 10, 2019 11:32 AM To: Brigid Macias ; Bhavesh Chandani Cc: Stewart Oldfield ; Natalie Barak ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Hi Brigid, Which account? Kind regards ? {cid:[email protected]} Ankit Kumar Sharma Analyst I PWM-US Ops — Banking COO - Wealth Management Operations DBOI Global Services Private Limited A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel: • Mobile Email EFTA01430244 Please send all Bankin4 related •ueries to our new Group E-mail ID - From: Brigid Macias [mailto: Sent: Friday, May 10, 2019 11:27 AM To: Bhavesh Chandani > Cc: Stewart Oldfield >; Natalie Barak ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Importance: High Can we post to this account? Will the account be overdrawn? Kind regards, Brigid Macias {cid:[email protected]} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01430245 From: Bhavesh Chandani Sent: Friday, May 10, 2019 11:24 AM To: Brigid Macias Cc: Stewart Oldfield ; Natalie Barak ht Control ; Rishabh Shah ; Rishabh Sharma Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Classification: For internal use only Hi Brigid, For the below account client submitted a wire yesterday. As yesterday you also submitted a case to close the account, so when the night batch ran it got account closed so the entry was bounced back to non - post. Please let me know if I can call you regarding the same. Kind Regards? Bhavesh Chandani {cid:[email protected]} Bhavesh Chandani Process Supervisor I PWM US Operations DBOI Global Services Private Limited EFTA01430246 COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jai ur, India Mobile VOIP telephone: Email {cid:[email protected]} Integrity I Sustainable Performance Client Centricity Innovation I Discipline I Partnership Please send all the Bankin' related Queries to our new Group E-mail ID From: Rishabh Shah [mailto: Sent: Friday, May 10, 2019 10:57 AM To: Rishabh Sharma < Cc: Stewart Oldfield ; Brigid Macias ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Please advise Brigid on below. Regards, EFTA01430247 fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Brigid Macias Sent: Friday, May 10, 2019 9:49 AM To: Rishabh Shah Cc: Oversi ht Control Natalie Barak ; Stewart Oldfield Subject: FW: Non Post Transactions 05-09-2019 For AC [I] Importance: High Good Morning, Can you please advise what this means? The client put up case 02087161 on 5/9 so the funds should have been deducted yesterday from the account. Kind regards, Brigid Macias EFTA01430248 {cid:[email protected]} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 9:06 AM To: Stewart Oldfield ; Bradle Gillin ; Rachel ; Debra Jasper ; Halina Laczny ; Oversight Subject: Non Post Transactions 05-09-2019 For AC [I] Classification: For internal use only Hi Team, Please advise, if the below transaction(s) are okay to post or not:- Please note A/C is closed : 05/09/2019 5 42-953-432 HYPERION AIR, L 286 100,000.00 ACCOUNT CLOSED 524 N REF 1290927L FUNDS TRANSFER FRM DEP FROM EFTA01430249 5 42-953-432 HYPERION AIR, L 822 100,000.00 ACCOUNT CLOSED 521 N TO MANUFACTURERS A ND TRADERS TRUST C 0 A/C NTERNATIONAL JET I NTERIORS, INC. If any of the transactions are deemed fraudulent, you must immediately notify your business manager and report the fraud to PBFraudReporting. Please follow the steps detailed in the fraud procedures. https://awm.wm.intranet.db.com/forms/private-bank-forms-account-agreements/- fraud Regards, Rishabh Sharma {cid:[email protected]} DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile + Email : Please send all the Banking related Queries to our new Group E-mail ID EFTA01430250 This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. 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Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430251 This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01430252