EFTA01365055.pdf

From: Jay Lipman Sent: 2/13/2015 12:55:07 PM To: Sowmya-D R A Valecha ; 0DC-Equities Account- Maintenance CC: GC0 Account-0 . ninz I Kumar Sambhav • Nitesh Gupta ; Prabhuling-C Kottala Sanjay Mehta ; Smith-K Hegde ; Vahe Stepanian Subject: RE: "VERY URGENT***Re: FW: ••*Southern Financial LLC*** EDI - 127608"sgrn III Hi, Has this been done? We really need to get this out to the client in the next hour. Thanks. Jay Lipman Key Client Partners dies Inc From: Sowmya-D R Sent: Friday, February 13, 2015 9:49 AM To: Sagar-A Valecha; ODC-Equities Account-Maintenance Cc: GCO Account-Opening; Jay Lipman; Kumar Sambhav; Nitesh Gupta; Prabhuling-C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Smith-K Hegde; Vahe Stepanian Subject: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi ODC, Please change the Domicile of the fund with EDI # to "Virgin Island" as it reflects in DB CAR. Please find s/s below. Kindly treat this as very URGENT issue as client needs the corrected doc in next 2 hours. Master KYC Profile Southern Fetal LLC t Sammy InckaPy Catfrfaitan Cienf Lan MFI)Cairryissfon Al 2, SVeel.-1stessLtna 1 owe Red nook Quer:ern ..4 a% Gt0S1 kat Rata 4AitsCI A'".&4•53 LIN! 2 Ci; U Matte High Sell M*11O LIM 3 C.V.2f:tr. VI SRC terra *.X,eil ACilitle Lint cl Postal Code dada: No 8,0vbelt Re ate-r. Plies :(Ye QUIPPAtC4 Han. CA Cane 'Stay copirom wads Mcction DuctM1ISS Leo PiTC Stays AM, ES:Wit On COntlbOnai "won., Fen Rat IM Mn`.. *Int PON.; fir•V CCratC,Sai AC.PrOvS Equy [cote. Etta Dzi• CMS Me US CA' °DM 1.1aAn Completed true iiigh - 6Jar 2015 15Jan 2016 Thanks & Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055661 CONFIDENTIAL SDNY_GM_00201845 EFTA01365055