EFTA01355844.pdf

Representations Relating to Qualification of the Client (Cont I. inued) the: Client qualifies as a "Qualified Purchaser' as detriu.d in the Investment Cuing-wily Act of 1940, becalm: Chem is• e natural parson (including any person who holds a joint. community proper in an issuer that is excepted under section S(eX7) with ty, or other similar shined °ware ship livered that pbmill'N hill Traci ma (Meier spuusel who OWire SS.000.000 in investments: !WI teSC than any person, acting tor its own account or the accounts of other nullifie nn n discretional; basis, not d pun chasms who in the agmetwite earl it 0101.1t: less than $25.000.000 in Investments. er a company that marts nOt less than 55,000.000 in investm ents and natural persons who are related as siblings spouse (Includ I that is Owuucd dintetly or indirectly by or Inc 2 re more Or ing ranter spot 'set). ter direct Ilireal descendants1)y Iwo, or adoption. spouses of such persons. the estates of such person s. IA foundations, charitable orgeniz established by or for the benefit of such persons: or ations. or frosts a trust that is not covered by any definition above. and that was ilen ;armed ha the specific purpos at securities offered, as to which the trustee or other person outhon e amp ering ;• d to make /Muskets welt rest Wel to die trust. nest eau!' Sento:or ogler pereen who has contributed asscls to the trust. is .; k rerSon dose;and in any (lelitalior is above. Clients) Strategy Requests. Meow check as many of the followin g se.itegies ("Stuclue ed Products") as may apply. WI' el Struetured Products, in the event el early liquidation, Mere may not I • .1Ieped marker. and the eiveern, may doe io costs involved yvith tiny/iding the investment. Further more, in tsttes are r,:poser! in thc credit risk oldie which hi the case of a default, may result in a significant. issimg emit;'. or total. loss to Ore IIIVOSIOf. be 1. Principal Protected Structured Notes and Candler/tee of Deposit-- t)0°:••10.7N• Principe Protection which returns than a direct investment in the underlying. Investor may mote t kevei underMaids tint principal is protected only it held Inmaltrn y rind that FDIC insurance applies only to Market -Linked Cerefir .ates of Deposit up to the ;tutelary emit it TY 2. Buffered Notes—Partial principal p Pection (usually prOieetieri fromIIwe first 11);:...201i.ductine rii the melte tray) oriO.is serves; as a bui;e: to log investors participate in are downside. either pea kmwaspd haste in tin amiable the underlying declines beyond the predetermined bui far keel. Upside participation in are undmegirig /yew, be k:vanged and KNItlfbAlltt7.COP:Wa. lc 3. Contingently Protected (including Reverse Convertible and Callabl e Yield) Notes—fah Principal Ptomain' only de vie-Eel harrierIS not breached. If o barrier is breached investo would in the underlying. it any, at maturity. Structures include rs lose the level ce du wedion and pat betimes in am decline but are eel limited to those that pay investors n 'lend cora-on payment, participation. in IlpSid0 if tine underlying per:one s positively. or ;loch. The investor acknowhciges; duet Seillike at maturity may he In the form of cash or Pwsital erll deliver/ of the lab ierlYIng• s< 4. Market Participation Notes and Warrants—Zero princip al protection. Tull downside participation. MPNs may be inked one o; more undedyings in the form of a weighted bagel To or overbuy varying degrees of upside participation. leverage or a fixed coupon add may be customized to otter et:eight 1 tor 1. or is generally complex and which may be inaccessible . lilveSIOrs in MPNs seek access to an underlying vMicti to them in thin maiker. Dle and nerd party hesteally used as an underiying. Warrants may PrOlainfan indicas are be linked stocks and may lose full value or all premium paid if the to hedge lunch:, mutual tundt basket of tlands OS WPM .S.M.IntiCitP11 price of the "inclartying asset din net lieu. The Mowing representations are applicable fox en individ company, corporate or othm type of account, the ual account. it this is a keel, trust. partnership, word 'I" in the following paragraphs shell mean each owner in liability joint account of the aulhunZed signatory making represe IN) Case or a other entity in the case el such account type, ntations on behall &Me I t use, partnership, limited weevily us as the case may be. I represant that the purchase of Structured Produc experience• financial situation and risk tolerance. I have made ro my account in light of my investment Maim ems and ts is suitable based upon my own judgment, adequate information my own detabion to (Jelin Structured Products for I have independently obtained (from sources other than mytic:Mini regardingStreeturea Products and consultation with my Deutsche Beak) regulatory, tax, business. Financial, accoun own advisors to me extent I have deemed ting and 'elated aspects of my landless uf SO uctured necessary as to tie Structured Pmclucis may contain a derivative Pindu ctS I under stand that component in the form of one or more embed may have the result of reducing the gains or ded options, and that such optkinis/ interes the SltuclUred Products. whether held to maturity t income. or incremeng the losses (which may Include a MSS of nialctsel/ nn or sold prior to maturity, to a greater extent than would Structured Products did no; contain such a derivat be the cased the ive capital preservation features if sokl prior to maturit component. ; also understand that Structured Products may lose that y. Finally. I understand the investment risksJR PlOdrieM ineludme but not limited to issuer credit risk. market risk and :06016C; with Structured humidity risk, o tote extent mimetic() by applitublc law and rules, authorize Deutsche Bane to ;acquire MO la iny Account. I ecknnwistdge and agree Mai OISPI)St OIStructured Piedueis re.turch nitnit'I, r in .4,'Weal tot?... when Structured PrOducur, itbriZed !or any vccoUril Deutsche Sager itay :1 pm. arm :chi' Matt Ie. :Auks tout:• Ho. I. .454,. .. :ow l 'toy •Isar .:+•:..gd :tat nn anii itx.I • a if. a Milk ili”.otw I ..Ira. to n..•.iv. a es! a ...mailuvi.as (if --t wk...., ,1110 .• • .e.. '...1 hi Illy 1. 1 4.4 14i ' .1uus.lusiuvi 'bur Van is4 wlatit I P•asi •lN' tr• to "OP f fse iwzo. lotIm tu .r.I a •• • Fr La,1114i ma' •.• pt • urr rsia: 'PA" I lefohn ti. / / / CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041131 rnmpinpniTtAt SDNY_GM_00187315 EFTA01355844