EFTA01454574.pdf

r ntr,r7r°17-T"' e an roup 30 Jun 2014 SOUTHERN FINANCIAL, LL. Page 2 Of 2 Request 182298 14, As of 30 Jun 14 aka Oudfls Bonk AO SOUTHERN FINANCIAL, LLC rx;ittitii'ini Settlement Not. Coy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long) Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 2141a-2013 2041ov-2014 25410%42014 (1.000 OW: USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :' 294 87! FINANCIAL. LLC SOUTHERN EXOneBanDneT 21-No,42013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 11.50487 FINANCIAL. LLC ou0hOpt SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 8,36106 FINANCIAL. LLC ouchOpt SOUTHERN EXOneBanOneT 21-Nov-2013 20-Nov-2014 254404014 (21.000 MI USD 0 FY LONG EtPCPEAN 0.0000 5,952 40 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT ELRCPEAN PUT 1 3450 ;38.48293) FINANCIAL. LLC SOUTHERN bEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800,000.00) USD LONG ELRCPEAN CALL 1.3803 68.427 49 FINANCIAL. LLC Subtotal. 38 36B 02 Commodities • Sue Metal Dettratins Long/ NoLCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity NotAmt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Commodity0pEu 03-Apr-2014 OS-Dec-20i 4 05-Dec-2014 SHORT EURCPEAN CALL XCU (8 TE0,01t A USD i50 00) MT25 0 7.000 0000 (37194! OD) FINANCIAL. LLC ro 0aseMeial Subtotal: !J, I , 4 Total: (333572.99) Statement ID : 182298_20140630_20140701_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112756 CONFIDENTIAL SDNY_GM_00258940 EFTA01454574