EFTA01359135.pdf

From: Stewart Oldfield Sent: Friday, July 06, 2018 12:14 AM To: Vijay-A Sawant Cc: Bradley Gillin Subject: RE: Assistance Required in solving rejection points on KYC Casa Let's set up a time to discuss when Brad is back next week. Some of these requests seem unreasonable, and AML should already have a lot of this info, particularly anything relating to Jeffrey Epstein personally (since we have so many accounts for him). As for Chip's email, it predates me. And the other people on the email are no longer at DB. So I don't see how I can get hold of the full email. But again, Jeffrey has been through a complete rep risk process here and has been signed off on repeatedly by management as we've done any KYC remediation or new account opening. Anyway, let's regroup next week so we can go back to AML with a comprehensive set of responses. Thanks From: Vijay-A Sawant Sent: Wednesday, July 04, 2018 9:15 AM To: Stewart Oldfield < Cc: Bradley Gillin Subject: Assistance Required in solving rejection points on KYC Case# Importance: High Hello Stewart, Hope you are well!! I have received the following list of rejection points on KYC Casel lrelating to customer — Prvtanee, LLC. I need your assistance in resolving below highlighted points. For Point 2 — As per attached constitutional doc, they (AML) are requesting to update address mentioned on Pg 11 (Royal Palms Professional Building address). I had updated address as per Pg 28 which is the IRS letter. Please confirm whether to keep this address or amend it as per Pg 11? For Point 6 — Could you provide the email that the AML team is seeking? I only have the attached email (2nd pdf attachment) from the repositories. For Points 8 & 9 — Kindly provide SOW info for Jeffrey & Caroline. For Point 10 — This will be covered on Pts 8 & 9 For Point 11— My existing comments on the DB deposit account is "the purpose of this account is to managing the monthly expenses of the company" as per previous KYC. Kindly advise, please? For Point 13 — I am unable to procure SoS for this entity from the US Virgin Islands company registry website - Department of Licensing and Consumer Affairs. Kindly provide this please? For Point 17 — Please provide the requested email. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047141 CONFIDENTIAL SDNY_GM_00193325 EFTA01359135