EFTA01375195.pdf

<richard.iarossiPdb.corn> Subject: Re: Assistance Required in solving rejection points on KYC Case#01946825 Are we looking for exco approval for prytanee specifically or for Epstein/southern financial? Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 4, 2018, at 9:44 AM, Vijay-A Sawant c wrote: Hi Stewart, A kind reminder of the below rejection case. Note the only pending item for this case (01946825) is as follows — C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. Kindly provide this please. • Recent ExCo approval St as obtained and attached. All alerts line been eleama What do they need here --- an updated ExCo approval? Note we are looking for an 'updated' Exco approval, as requested by the AML team, thanks. <image001.gif> Vijay Sawant KYC Case Representative Deutsche OS Centre Private Limited - Deutsche Bank Group Wealth Management Ell, DS Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai 400063 , India From: Vijay-A Sawant Sent: Friday, August 10, 2018 10:57 AM To: Bradley Gillin < Cc: Stewart Oldfield Subject: RE: Assistanc on points on KYC Case#01946825 (II Importance: High Hi Brad, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070438 CONFIDENTIAL SDNY_GM_00216622 EFTA01375195