EFTA01522428.pdf
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GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 7/1/13 to 7131/13
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
6/26 Purchase CATERPILLAR INC © 82.2394 5,674.52 BROKERAGE 69.000 82259 (5,675.90) *
7/1 1.38 CREDIT SUISSE FIRST BOSTON LLC
(ID: 149123-10-1)
6/27 Purchase CATERPILLAR INC C 82.9312 11,693.30 BROKERAGE 141.000 82.951 (11,696.12) *
7/2 2.82 MORGAN STANLEY & CO. LLC (ID: 149123-10-1)
6/27 Purchase CATERPILLAR INC (a 82.905 580.34 BROKERAGE 0.14 7.000 82.926 (580.48)
7/2 UQUIDNET INC (ID: 149123-10-1)
6/28 Purchase CATERPILLAR INC la 82.7547 13,985.54 BROKERAGE 169.000 82.775 (13,988.92) *
7/3 3.38 CREDIT SUISSE FIRST BOSTON LLC
(ID: 149123-10-1)
Purchase CATERPILLAR INC C 82.7612 5,379.48 BROKERAGE 65.000 82781 (5,380.78)
7/5 1.30 GOLDMAN SACHS & CO. (ID: 149123-10-1)
Total Settled Securities Purchased ($37,322.20)
JP Morgan Page 12 of 12
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049965
Chase
CONFIDENTIAL SDNY_GM_00319163
EFTA01522428
For the Period 7/1/13 to 7131/13
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
6/26 Purchase CATERPILLAR INC © 82.2394 5,674.52 BROKERAGE 69.000 82259 (5,675.90) *
7/1 1.38 CREDIT SUISSE FIRST BOSTON LLC
(ID: 149123-10-1)
6/27 Purchase CATERPILLAR INC C 82.9312 11,693.30 BROKERAGE 141.000 82.951 (11,696.12) *
7/2 2.82 MORGAN STANLEY & CO. LLC (ID: 149123-10-1)
6/27 Purchase CATERPILLAR INC (a 82.905 580.34 BROKERAGE 0.14 7.000 82.926 (580.48)
7/2 UQUIDNET INC (ID: 149123-10-1)
6/28 Purchase CATERPILLAR INC la 82.7547 13,985.54 BROKERAGE 169.000 82.775 (13,988.92) *
7/3 3.38 CREDIT SUISSE FIRST BOSTON LLC
(ID: 149123-10-1)
Purchase CATERPILLAR INC C 82.7612 5,379.48 BROKERAGE 65.000 82781 (5,380.78)
7/5 1.30 GOLDMAN SACHS & CO. (ID: 149123-10-1)
Total Settled Securities Purchased ($37,322.20)
JP Morgan Page 12 of 12
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049965
Chase
CONFIDENTIAL SDNY_GM_00319163
EFTA01522428