EFTA01255934.pdf

From: YEJEOLYSIZOOS To: MOWS qMl KYC Subject CLEARED: PCR ALERT - Darren K. Indyke PLLC [C] Date: Tuesday, October 31, 2017 9:18:20 AM Attachments: Darren K. Indyke PLLC Pat ALERTLIK( Darren K. Indyke PDX PCR ALERT 1.pdf, PCP - Darren IndykeSanrdl Classification: Confidential Hi Darnetta, AML Compliance has reviewed the attached PCR alert generated on 6/15/17 for Darren K. Indyke PLIC, account holder. Client of the private bank. Darren K. Indyke is an attorney practicing law in the State of New York. On a monthly basis, Indyke has routinely cashed a $7,500 check drawn on Epstein's WM account at the WM Bank branch located at 345 Park Avenue, New York, NY. Occasionally, Indyke withdraws funds from his own accounts at the same time. DBTCA has previously filed CTRs on the cash withdrawal activities of Indyke exceeding $10,000 on 05/28/2014 and 02/16/2016. According to the WM Bank Teller from 345 Park Avenue, on 07/20/2016, Indyke brought two (2) checks to the teller window: 1) Check number 1054 drawn on Epstein's WM checking account in the amount of $7,500, and 2) Check number 1045 drawn on Indyke's WM attorney business account in the amount of $4,000. Indyke presented the $7,500 check for cashing, and mentioned that he would be cashing the $4,000 check the next business day to, "avoid all the paperwork and going over his cash limit." On 07/21/2016, Indyke returned to the 345 Park Avenue Branch to cash check number 1045 in the amount of $4,000 drawn on his business account. Based on Indyke's statement and behavior, it appears that he purposely structured cash transactions in order to avoid the CTR requirement. Based on the activity described above, a internal investigation from WM AML was conducted, a one- year historical review of the activity in Indyke's multi-account WM relationship, and did not identify any other instances of possible CTR avoidance. Indyke's multi — accounts have remained open. AML Compliance clears this alert from an AML perspective All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation SDNY_GM_00065241 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0028066 EFTA_00I75741 EFTA01255934  Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. Email From: Prachi Pawa Sent: Monday, June 19, 2017 10:32 AM To: Darnetta Chandler-Johnson Cc: PWMUS AMLKYC PWM BIS-Research Subject: RDC ALERT - Richard Kahn and PCR ALERT - Darren K. Indyke PLLC [I) Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC Kind regards, Prachi Pawa Prachi Pawa Operations Analyst DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SE2, 302029 Jaipur, India Voip Mobile Emai SDNY_GM_00065242 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0028067 EFTA_00175742 EFTA01255935