EFTA01386948.pdf

81, DB Centre Mumbai, Nirion Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India From: Vijay-A Sawant Sent: Friday, August 31, 2018 6:04 PM To: Stewart Oldfiel ; Mayur Ratho • Bradley Gillin Subject: RE: 2018 Periodic Review of High Risked Account Butterfly Truss and Neptune, LLC un er to IONSHIP (I] Importance: High Hi Stewart, Thanks for the confirmation on Butterfly Trust. We confirm that we do not require CDD form for this account & everything ok with this acct. For Neptune, we agree that we have all dots for Richard Kahn. The only reason we clarified below is because he was missing as RP, from the previously approved KYC . However as per documentation evidence, we confirm he needs to be added. Anyways, we will be submitting this case by Monday when all searches are complete. I am available for another hour today, are you free for a call now? Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche GB Centre Private Limited - Deutsche Bank Group Wealth Management 81, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India From: Stewart Oldfield Sent: Friday, August 31, 2018 5:52 PM To: Vijay-A Sawan Cc: Richard larossi Mayur Rathod • Bradley Gillin Subjeaill i • eriodic Review of Hi h Risked Account , Butterfly Trust ) and Neptune, LL under the SOUTHERN FINANCIAL RELATIONSHIP Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088900 CONFIDENTIAL SDNY_GM_00235084 EFTA01386948