EFTA01372618.pdf

Section 34 Obligation for CRR credit institutions to provide information Section 35 Inspections of CRR credit institutions Section 36 Performance of inspections Section 37 Report on the results of inspections Section 38 Costs of inspections; costs of the compensation procedure Section 39 Obligation of CRR credit institutions to report on rectified deficiencies Section 40 Notification of BaFin Part 4 Exclusion from the statutory compensation scheme and administrative procedures Section 41 Exclusion from the statutory compensation scheme; legal consequences Section 42 Sanctions Chapter 3 Institutional protection schemes recognised as deposit guarantee schemes Part 1 Recognition of institutional protection schemes and ongoing obligations Section 43 Conditions for recognising institutional protection schemes Section 44 Application for recognition Section 45 Notification obligations Section 46 Revocation of recognition; legal consequences Part 2 Minimum requirements for the articles of association; withdrawal of a CRR credit institution from a recognised institutional protection scheme Section 47 Requirements for the articles of association and amendments to the articles of association; withdrawal of a CRR credit institution from a recognised institutional protection scheme Section 48 Collection of contributions by recognised institutional protection schemes Part 3 Support measures by recognised institutional protection schemes Section 49 Support measures implemented by recognised institutional protection schemes Chapter 4 Supervision and inspection rights Section 50 Supervision of deposit guarantee schemes Section 51 Inspections by BaFin Section 52 Inspections of deposit guarantee schemes Section 53 Audit report Section 54 Stress tests of systems Section 55 Audit by the Federal Court of Auditors (Bundesrechnungshot) Chapter 5 Cooperation with other deposit guarantee schemes Section 56 Branches of domestic CRR credit institutions in another state of the European Economic Area Section 57 Branches of CRR credit institutions which have their registered office in another state of the European Economic Area Section 58 Payment of contributions if activities of a CRR credit 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066383 CONFIDENTIAL SDNY_GM_00212567 EFTA01372618