EFTA01454065.pdf

From: Paul Morris [[email protected]) Sent: 4/30/2014 5:54:48 PM To: Amanda Kirby [email protected] Subject: Fw: New Capital Markets Flow Client [I) Attachments KCP Non-Advisory Letter (Tazia Smith).docx; Institutional Suitability Certificate.pdf; O._- _Qualified_Institutionalfluyer_Certification_Letter.pdf; ISDA Preliminary Requirements - Collection Sheet.docx; FX Agency Direction Letter.pdf; Options Account Agreement.pdf; Structured Products New Agreement and Approval Form.pdf; After Hours Authorization Letter.pdf; Email_Waiver_Letter.pdf; Rule 5131 IPO Form.pdf; Prime Brokerage Agreement.pdf; Uncovered Options Writing.pdf; pic15190.gif; pic03885.gif; pic05271.gif; pic20792.gif; pic01448.gif Classification: For internal use only Paul Morris Managing Di rector Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Forwarded by Paul Perri s/db/dbcom on 04/30/2014 05:54 PM From: Tazi a Smi th/db/dbcom To: Paul Morris, Date: 04/30/2014 12:28 PM subject: Fw: New capital Markets Flow client [I] classification: For internal use only this to go through physical delivery, per our conversation. ... Forwarded by Tazia Smith/db/dbcom on 04/30/2014 12:27 PM From: Jay Lipman/db/dbcom To: Tazia Smith/db/dbcom@0BAMERICAS, vahe Stepanian/db/dbcom@DBAmeri cas, Date: 04/30/2014 11:13 AM Subject: New Capital Markets Flow Client [I] Classification: For internal use only Team, let me know your thoughts. Cheers Hi )O0<, Attached, please find the necessary paperwork to begin the Capital Markets on-boarding process with the Key Client Partners (KCP). I have included completion instructions below and highlighted relevant areas on the forms. Please do not hesitate to let me know if you have any questions. KCP Documents CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111982 CONFIDENTIAL SDNY_GM_00258166 EFTA01454065