EFTA00816122.pdf

From: Richard Kahn <1 To: "Barrett, Paul S" < Subject: Date: Wed, 05 Oct 2016 20:18:39 +0000 thank you Richard Kahn HBRK Associates Inc. New York NY 10022 On Oct 5, 2016, at 4:17 PM, Barrett, Paul S < > wrote: Hi Rich I have my desk analyzing the positions. Should have something by tomorrow. Will call you. Paul Paul Barrett I Managin Director I Global Investment Opportunities Group I J.P. Morgan Securities LLC 1 J.P. Mo an Private Bank Morgan Chase Bank N.A. New York, NY 100221 From: Richard Kahn Date: Wednesday, Oct 05, 2016, 7:12 AM To: Barrett, Paul S Subject: Re: anything on list we should take action on? please advise thank you Richard Kahn HBRK Associates Inc. New York NY 10022 EFTA00816122 On Sep 30, 2016, at 4:54 PM, Barrett, Paul S < > wrote: We both wish that I could cover you Paul Barrett I Managing Director I Global Investment Opportunities Group I J.P. Morgan Securities LLC J.P. Morgan Private Bank I J.P. Morgan Chase Bank N.A. New York, NY 10022 I NOT AN OFFICIAL CONFIRMATION: For informational purposes only. This report does not represent an official account of the holdings, balances, or transactions made in your account and is being provided at your request. Please refer to your monthly account statement for the official record of all of your account activities. For question, please call your J.P. Morgan representative. In discussion of options and other strategies, results and risks are based solely on hypothetical examples cited; actual results and risks will vary depending on specific circumstances. Investors are urged to consider carefully whether option or option-related products in general, as well as the products or strategies discussed herein are suitable to their needs. In actual transactions, the client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at From: Richard Kahn rmailtod Sent: Friday, September 30, 2016 4:36 PM To: Barrett, Paul S Subject: Re: thank you shows you the great service (joke) we are getting without you.. Richard Kahn HBRK Associates Inc. New York. NY 10022 On Sep 30, 2016, at 4:35 PM, Barrett, Paul S > wrote: Thanks As an FYI - The RBS Vs were called last week. EFTA00816123 Paul Barrett I Managing Director I Global Investment Opportunities Group I J.P. Morgan Securities LLC I J.P. Morgan Private Bank I J.P. Morgan Chase Bank N.A. New York, NY 10022 NOT AN OFFICIAL CONFIRMATION: For informational purposes only. This report does not represent an official account of the holdings, balances, or transactions made in your account and is being provided at your request. Please refer to your monthly account statement for the official record of all of your account activities. For question, please call your J.P. Morgan representative. In discussion of options and other strategies, results and risks are based solely on hypothetical examples cited; actual results and risks will vary depending on specific circumstances. Investors are urged to consider carefully whether option or option-related products in general, as well as the products or strategies discussed herein are suitable to their needs. In actual transactions, the client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. From: Richard Kahn lnailto. Sent: Friday, September 30, 2016 4:30 PM To: Barrett, Paul S Subject: attached is list for your review thank you Purchase Quantity Asset Description Date Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 JP Morgan Chase 7.9% Pfd 4/30/2049 05/10/11 3,000,000 Ipayment Inc 10.25% 5/15/2018 10/02/12 500,000 JPM Tr Flt Rate Income Fund 01/22/13 230,554.049 Citibank Preferred Ser C 5.8% 10/28/14 49,033.00 Citibank Preferred Ser C 5.8% 10/29/14 150,967.00 Citibank Preferred Ser K 6.875% 2/3/14 79,000.00 JPM Trust FLT RT Income fund 02/13/13 172,709.589 Western Digital Corp 7.375% Matures 4-1-2023 06/09/16 2,000,000 Nationwide Society 6.875% GBP callable 6/20/2019 4/15/14 2,000,000 Charles Schwab 6.0% Preferred $25 par 7/27/15 40,000 Wells Fargo 5.7% Preferred $25 par 1/19/16 120,000 Ebay 6% Preferred $25 par matures 2-1-2056 2/22/16 80,000 Royal Bank Scotland 7.64% Fixed to 9-29-2017 then 3M 11/10/15 5,000,000 Libor +232bp Goldman Sachs 5.375% Fixed to 5-10-2020 then 392.2 over 6/4/15 5,000,000 3 mo libor Capital One 5.55% Fixed to 9-1-2020 then 380 over 3 mo 5/14/15 3,000,000 libor Bank of America 8.125% Pfd Dec 29 2049 1/10/11 2,000,000 Barclays Bank PLC 7.75% 4/10/2023 4/3/13 300,000 Citigroup Inc - Series Q 5.95% 8/6/15 3,000,000 Earthlink Inc 8.875% May 15 2019 10/22/12 146,000 EFTA00816124  Earthlink Inc 8.875% May 15 2019 10/23/12 600,000 Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 General Electric Co GTD Fixed to Floate 4.0% Dec 15 12/3/15 2,469,000 2065 JP Morgan Chase & Co Pfd 7.9% April 30 2049 6/15/11 2,500,000 JP Morgan Chase & Co Pfd 7.9% April 30 2049 6/15/11 2,500,000 LBG Capital 12/29/49 5/21/13 1,903,000 Lloyds Bank 9.875% 12/16/2021 5/10/12 1,500,000 Southern Cal Edison 6.25% Dec 31 2049 1/30/12 3,000,000 GMAC Cap TR I GTD Pfd Sec Ser 2 8 2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 Washington Mutual Mtg 2004-RA2 cl CB1 var 7/25/2033 11/19/13 625,690 Richard Kahn HBRK Associates Inc. New York, NY 10022 This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://wwwjpmorgan.corn/pages/disclosures/email This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://wwwjpmorgan.corn/pages/disclosures/email This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://wwwjpmorgan.com/pages/disclosures/email EFTA00816125