EFTA01390425.pdf

8. Satisfaction of Indebtedness Client agrees to satisfy, upon demand, any mdebtedness, including any interest and commission charges. Client further agrees to pay the reasonable costs and expenses of collection of any amount it owes DBSI, including reasonable attomey's fees and court costs. Client agrees that D851 and its cleanng broker have the right to collect any debit hennas or other obligations owing in Client's Account and that such rights may be assigned to each other S. Loan or Pledge of Securities and Other Property Within the limitations imposed by applicable law, all Securities and Other Property now or hereafter held. corned or maintained by 0B51 in its possession that have not been fully paid for, may be lent, either to DBSI or to others. *deed, and ropledgr d by 0851. without notice to Client. Client understands that while securities held for its Account are loaned out Client will lose voting rights attendant to such securities 10. Aggregation of Orders and Average Prices Client authorizer. DBSI. at ea discretion, to aggregate ordeie for the Account with or her customer orders. Client recognizes that in so doing, it may receive an average price for its orders that may be different horn the price(s) it might have received had its orders not bean aggregated. Client understands that this practice may also result in its orders being only partially completed. 11. Arbitration This section of the Ammonium contents the predacputa arbitration agreement wherein us. By 'signing this Agreement, we agree es follows: (i) All pardon re this Agreement are giving up the right to sue each *tear In court, Including the right metres' by jury. except ea provided by the rules of the arbitration forum in which a claim is filed: (ii) Arbitration awards ate generally final and binding. A nerty's ebilhy to have e evert reverse or :noddy an arbinenon award is very limiest file The sleety of the patens to obtain documeme witness staterooms and other chnowity le generally limited in arise:ration as /tempered to courtproceedings: liv) The arbitrators do not have to explain the reason's) for their award. unless. In en eligible cab,. a joint newest tan explained decision has been submitted by all parties to the panel at least twenty (20) days prior to the first hearing date; erl The noel of arbitrators will typically include • minority of arbitraton who were or an affiliated with the enemies industry; MI The rules of some arbitration forums may impose time limits for bringing a claim In arbitration. In some cases, a claim that is ineligible for arbitration may he brained in court; end MO The ruin of the arbitration forum in which the clam Is filed, and any amendment* thereto, shall be incorporated into the Agreement - Client agreed to arbitrate with DBSI any controversies which may tense, whether or not based on events occurring prior to the date of this agieementinciuding any controversy arising out of or relating to any account with DBSI, to the construction, performance or breech of any agreement, or any cher arising from any atireement or other relationship with DBS1, or to transactions with or through DBSI, only before the Financial Industry Regulatory Authority. Inc., or any exchange of which 0951 Is a member, at Clients Section. Client agrees that Client shall make Client's election by registered mail to Deutsche Bank Securities Inc.. Compliance Department - Attention: Director of Compliance. 60 Walt Street 23rd Floor, Mail Stop NYC60.2330, New York, NY 10005-21336. If Client's election is not received by DBSI within ten (10) calendar days of receipt of a written request from 0BS1 that Client make an election, then DBSI may elect the foram before which the arbitration shall be held. - Neither DBSI nor Client waive any right to seek equitable relief pending arbitratidn. No person shall bring a putative or certified class action to arbivation, nor seek to wince an r pre-dispute arbitration agreement egoirst any name who Fes initiated in court a putative class axiom or who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until lit the class certification is denied; or (ii) the class is decertified; or be) the customer Is excluded from the class by the court. Such forbearance to enforce an agreement to art:iterate shall not constitute a waiver of any rights under this agreement except to the extant stated herein. Important Disclosures for Your Records Deutsche Bank &Dainties Inc. "DOSI- is turnable° this document to you to alert you to imports:it matters regarding your account Securities Investor Protection Corporation ('SIPC") Securities held by our clearing broker, Pershing LIG, for your account are protected up to the total net equity held in the account. Of the total. SIPC proWdes $500.000 of coverage. including $100,000 for claims for cash awaiting reinvestment. The remaining coverage is provided by Pershing through a commercial Insurer. Sift protection apples when the SIPC member firm through which you hold your inyestmer ts fails financially and b unable to meet its obligations to securities amts. but SIPC protection does not protect against losses attributable to the rise and fan in the market value of investments. A small number of client accounts are not carried on Pershing's books due to specific account factors. These accounts are covered under MISI's SIPC membership 08S1 does not provide covcrage in excess of SIPC coverage. Certain investments, such as commeiny futures contracts and currency, are ineigiole for SIPC protection. For additional information on SIPC, see www.SIPC.org or cal the SIPC public information number, (202) 37t-8300. Payment for Order Row DBAB receives payment when its routes for execution certain orders in Certain securities. The determination as to where to rooto ceders is based on several factors, consistent with 08SI's obligation to provide best execution for all client orders. Because several factors are considered with respect to such determinations, D8SI could potentially secure price improvements on such orders by routing them in a different manner and all such orders potentially could be executed at prices superior to the best bid or best offer. Payment is received by 0051 in the form of rebates, or credits against exchange fees, and specials% fees Details will be furnished upon writteo request 09-PWM-0186 Corp Acct Auth 6, T6C 102/12) CORP 006420.022212 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0094930 CONFIDENTIAL SDNY_GM_00241114 EFTA01390425