EFTA01499682.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 9/1113 to 9/30/13 Notes: • Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value' Securities Transferred Out 9/25 Free Delivery JPMORGAN CHASE 8 CO VAR RT 07/24/2013 DTD (750,000 000) (716,535.00) 07/29/2013 ASSET TRANSFER TO A/C W92099-0 750.000 00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 48126H-AA-8) 9/25 Free Delivery ROYAL BANK SCOTLAND GROUP PLC ADR (120,000.000) (2,802,000.0D) NON-CUMULATIVE ASSET TRANSFER TO NC W92099-0 2,924,400.00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 780097-71-3) 9/25 Free Delivery SANGAMO BIOSCIENCES INC ASSET TRANSFER TO NC (50,000 000) (518,000.00) W92093-0 SOUTHERN FINANCIAL LLC AS OF 09/25/13 422214 00 (ID: 800677-10-6) 9/25 Free Delivery SERVICEMASTER COMPANY 8% FEB 15 2020 DTD (2,500,000.000) (2,518,750.00) 02/13/2012 ASSET TRANSFER TO A/C W92099-0 2.665.625.00 SOUTHERN FINANCIAL. LLC AS OF 09/25/13 (ID: 81760N-AN-9) 9/25 Free Delivery SOUTHERN CAL EDISON 6114% DEC 31 2049 DTD (3,000,000.000) (3,114,450.00) 01/17/2012 ASSET TRANSFER TO NC W92099-0 3,016,649.17 SOUTHERN FINANCIAL, LLC AS OF 09/2913 (ID: 842400-FU-2) 9127 Free Delivery JPM LATIN AMERICA FD - SEL FUND 3815 ASSET (49,504.950) (915,841.58) TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, 1,000,000.00 LLC CLIENT REF 3264036 (ID: 4812A3-47-8) 9127 Free Delivery JPM VALUE ADVANTAGE FD - INSTL FUND 1400 ASSET (78,709.170) (2,032,270.77) TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, 2,000,000.00 LLC CLIENT REF 3264036 (ID 4812A2-58-7) Total Securities Transferred Out ($37,981,777.00) J.P Morgan Account Page 21 of 34 Consolidated Statement Page 24 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023476 Chase CONFIDENTIAL SDNY_GM_00292674 EFTA01499682