EFTA01452567.pdf

67411" ... : 77471,Thin 1-7T.IIIIMPRIMPROF 19 Feb 2014 SaUTHERN Page 2 Of 2 r .. Deutichs Bank AO SOUTHERN FINANCIAL, LW RCOOkes Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435E SOUTHERN FX OPTION 21-Nov.2013 20Nov2014 25.1lov.2014 (LOCO WO Cr.)) USD 101,000000 FY SHORT EUROPEAN CALL 1010000 :Kqiaao 710423459 FINANCIAL. LLC 366364438/' SOUTHERN FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 14.065 72 710423461 FINANCIAL, LLC 366364438/ SOUTHERN FXOPTION 21Nov2013 20-Nov-2014 25-Nov-2014 121.Etti CO) USD 0 JPY LONG EUROPEAN 0.0000 12.19020 710423463 FINANCIAL. LLC 366364438/ SOUTHER! FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov-2014 121.030 061 USD 0 JPY LONG ELRCPEAN 0.0300 10491 81 710423465 FINANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-A4x-2014 (10,01X000) USD 11,003,003.00 CAD SHORT ELRODEAN CALL 1,1003 (132 44) 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FXOPTION 17-Jan-2014 17-A4x-2014 21Apv2014 (10.COD.CC000) USD 11.300.003 00 CAD SHORT EUROPEAN CALL 1.1300 21,331.43 737154818 FINANCIAL, LLC 381388504/ SOUTHERN FXOPTION 31-.1an-2014 01.May-2014 07.May-2014 II0.030003M USD 1,025,000.000 JPY SHORT EUROPEAN CALL 102 5003 (145.(63 II) 745230011 FINANCIAL. LLC !,:: Subtotal: ' —' ,c22 t3,y Islet (259.480.74) Statement ID : 182298_20140219_20140220_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 109681 CONFIDENTIAL SDNY_GM_00255865 EFTA01452567