EFTA01453895.pdf

22Act 2014 Page 2 Ora Dadachs Bark AO SOUTHERN FINANCIAL, LW RC•00loss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEuroCtil 214/0/2013 2041o/2014 2541ov.2014 41.00D 000 CV, USD 101.000.000 JPY SHORT EUROPEAN CALL 101 0000 :i...) 47' ':..,.1 FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nw.2013 2041w-2014 2541w-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 11.752 36 FINANCIAL. LLC owhOpt SOUTHERN FXOneSarOneT 21-Nor-2013 20-Nov2014 2541w-2014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.0000 9,67769 FINANCIAL. LLC ouchOpt SOUTHERN EXOneeatiOneT 21-Nov-2013 20-Nov-2014 254404014 (21.000 WI USD 0 FY LONG EL.RCPEAN 0.0000 7,89482 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.CC0.00303) USD 1.025.000.000 SY SHORT ELFICKAN CALL 1025000 150.41161i FINANCIAL. LLC Subtotal: /5..): .)5), Borroodkles • Base Natal DaelvatIns Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt 1 1 Quantity Unit Unit Stnke Price MTM(USD) SOUTI-ERN Commodly0p/Eu 03-Apr-2014 05 -20I4 -Dec 05-Dec-2014 SHORT EUROPEAN CALL XCU i8 750 ID1)..0i USD /f.000)&4125 0 7.000 0000 4: :ail -.)) FINANCIAL. LLC ro BaseMetal Subtotal: :./80:: ,A, ;45: DUlola Not.Ccy NotCcy Trade ID DealGrouplD Counterparty Trade Type Trade Date Eff. Date Maturity Date NotAmt 1 1 Not.Arnt 2 2 DBPays DBReceives MTM(USD) 15/784115 SOUTHERN FixedCashflovefee 17.Apr.2014 I 7.Apr.2014 24-Apr.2014 (3'2DV) 30) USD (3'I ,..xf2 tti 152 FINANCIAL, LLC Subtotal: t311 9713i.' Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111743 CONFIDENTIAL SDNY_GM_00257927 EFTA01453895