EFTA01386963.pdf

Classification: For Internal Ws only Were you able to have discussions about this? Thanks From: Stewart Oldfield Sent: Thursday, January 24, 2019 10:59 AM To: Andrew Gallivan Subject: Fwd: Alpha Capital Can we chat about this later today, tmw or Monday? Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 0154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Alan Brody Date: January 24, 2019 at 10:35:41 AM EST To: Stewart Oldfield Cc: Liam Osullivan Davide-A Sferrazza Su ject: Classification: Public Hi Stewart I spoke to Paul Barrett today. He wants to open a Pershing account in IWP (KCP's new name) with DVP away instructions. Paul says he can sign the KCP onboarding agreement for Alpha. Would you mind getting the KYC and onboarding going with Paul? Happy to discuss if you have any questions. Best Alan Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management 345 Park Avenue New York. NY 10154-0004 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088924 CONFIDENTIAL SDNY_GM_00235108 EFTA01386963