EFTA01400403.pdf

Norkom 6.1.0 - World Check Details Page 1 of 2 World Check Details Home Page Requestor Menu Show Debug Info Details Alert ID: Score: Best matches: 96% In WORLDCHECK: 03_name = Jeffrey Epstein Fuzzy Match >= 85% EPSTEIN Jeffrey S 07_nationality XXUS Exact Match XXUS Name: DOB/DOI: Nationality: Gender: Country of Birth/Branch: Country of Residence: World Check Details Title: First Name: Last Name: Date of Birth: Place of Birth: Age: Age (As of Date): Date of Death: Names no rows found Countries Country USA Companies no rows found World Check Association Link United States Male United States United States Jeffrey Epstein Alert Date: Detection Check: Data Source: 29/05/2013 we names Customer_NCA_web Street/Number: Zip Code/City: PEP Indicator: Customer ID: Alerted Customer ID: Comments: null UID: Jeffrey S EPSTEIN 62 22/04/2004 Category: Sub Category: Record Type: SSN: Position: Entered: Updated: EFTA01400403 CRIME - FINANCIAL Individual 23/04/2004 26/04/2004 Locations Location FRAMINGHAM -, MA - USA Passports no rows found Linked To Allen M GLICK https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrftkn=QtoL7KUhl... 5/29/2013 EFTA01400404 Norkom 6.1.0 - World Check Details Page 2 of 2 Arthur H FREEDMAN Romeo J PENDOLARI Steven T MOORE Further Information 22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks. Final judgement permanently enjoins him from violating the antifruad provisions and he agreed to pay a total of $72532.06 in disgorgement of trading profits, prejudgment interest and civil penalties. External Sources External Source http://www.sec.gov/litigation/complaints/comp18675.htm http://www.sec.gov/litigation/litreleases/1r18675.htm Copyright 1998-2010 Norkom Technologies Ltd. All rights reserved. DB_scr_world_check https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do7csrftkn=QtoL7XUhl... 5/29/2013 EFTA01400405