EFTA01493687.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 11/1/12 to 11/30/12 Trade Date Per UM Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 11/5 Purchase ENTRY REVERSED ON 11/29/2012 GLOBAL MORTGAGE 735,416.340 80.50 (592,010.15) 11115 SECURITIZADON LTD 2004-A CL B3 5.250% 11/25/2032 DID 11/01/2004 @ 80.50 JP MORGAN SECURITIES LW (BIDL) FACE VALUE 1,750,000.00 (ID: 378961-AH-9) 11/9 Purchase ARRAY BIOPHARMA INC Q 3.65 J.P. MORGAN 11,000.000 3.65 (40,150 00) 11/15 SECURITIES LLC (ID: 04269X-10-5) 11/8 Purchase GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 1000.000.030 100.00 (1,000.000 00) 11/15 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 100.00 JP MORGAN SECURMES LLC (BIDL) (ID: 38141G-HY-3) 11/9 Purchase PVR PARTNERS LP Q 23.11 J.P. MORGAN SECURITIES 5,000 000 23.11 (115,550.00) 11/15 LLC (ID: 693685-10-1) 1119 Purchase TUMI HOLDINGS INC fa 21.10 J.P. MORGAN 1,500 000 21.10 (31,650 00) 11/15 SECURITIES LLC (ID: 899690-10-4) 11/14 Purchase ENTRY REVERSED ON 11/21/2012 IMPAC CMB TRUST 10.000.000 000 11.659 (1.165.890 39) 11/19 SER 2005-2 CL 1M1 VAR RT 04252035 DTD 03/03/2005 e 70.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 60,039,948.00 (ID: 45254N-NB-9) 11/14 Purchase UNITS - MARKWEST ENERGY PARTNERS L P Q 48.50 3,000.000 46.50 (139,500.00) 11/19 J.P. MORGAN SECURITIES LLC (ID: 570759-10-0) 11/14 Purchase PRUDENTIAL FINANCIAL INC VAR RT 06/15/2043 DTD 800.000.000 99.994 (599,964.00) 11/20 11/19/2012 0 99.994 JP MORGAN SECURITIES LLC (BIDL) (ID: 744320-AM-4) 11/15 Purchase AK STEEL HOLDING CORP @ 4.00 J.P. MORGAN 135.000.000 4.00 (540.000.00) 11/20 SECURITIES LLC (ID: 001547-10-8) 11/15 Purchase BROOKFIELD RESIDENTIAL PROPERTIES INC 14.49 1,400 000 14.49 (20,286 00) 11/20 J.P. MORGAN SECURITIES LLC (ID: 11293W-10-4) J.P. Morgan Account W23560001 Page 32 of 43 Consolidated Statement Page 35 Confidential Treatment Requested by JPMorgan JPM-SDNY-00016579 Chase CONFIDENTIAL SDNY_GM_00285777 EFTA01493687