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EFTA01462482 DataSet-10
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Deutsche Bank Markets Research Rating Buy North America United States Reuters Health Care Health Care Facilities and Services Bloomberg HCA.N HCA US Exchange NYS Ticker HCA Price at 3 Feb 2013 (USD) Price Target 52-week range Q4 surgery/mix recovering; 2014 / ACA outlook conservative Reiterate Buy: HCA's results demonstrate best in breed Q4 operating metrics were not given at time of early Jan. +ve pre-anncmt. Actual results highlight a recovery in surgical trends, which boosted pricing/mix and helped drive solid Q4 EBITDA growth (+6.7% YoY) despite weaker inpt medical trends and a tough vol comp. HCA provided initial ACA guidance, but mgmt may revisit assumptions on key ACA variables mid-year given how fluid the roll-out is. For 2014, ACA initially guided —$100M (+1.5%) EBITDA benefit underpinned by 7%-9% reduction in uninsured and slight offset by pricing/vol impact for exchange mix. Given strong organic growth trends in recent Qs, we believe 2014 EBITDA guidance should prove conservative. Q4 CC takeaways (results review in body of note) '(1) Volume/pricing metrics: surgery the bigger story. Weak SS inpt admits (1.8%) reflect tough comp, lower flu trends and —50 bps from 2-midnight rule. Importantly, HCA does not see 2-midnight rule having material financial impact. The bigger vol story in Q4 (and last 3 Qs) is surgeries; Q4 surg vol (+1.4%) and strength in higher-acuity areas (cardio, ortho, neuro) helped drive pricing (RPAA) +4.8% YoY. The ratio of inpt surg / inpt admit rose to 30% (from —29% avg past 2 yrs) and ratio is 200-300 bps below peak. A sustained rebound in surgical mix could be an upside risk to guidance. '(2) 2014 guidance assumes 1%-4% EBITDA growth. Underlying assumptions (ex. ACA) include 1-2% adj. admit (vol) growth, 2-3% RPAA (pricing) growth and flat margins. Given 2H'13 RPAA growth (+4%) and recovery in surg, RPAA seems conservative. Guidance assumes adj. vols improve vs. 2013 flat. The key headwinds built-into guidance: $120M lower YoY HITECH and $55M higher YoY stock comp which impact growth by 300 bps vs. DBe orig est 200 bps. We believe guidance implies 2%-5% base growth ex headwinds and ACA. EFTA01462482 '(3) ACA commentary: a reasonable starting point. HCA framed ACA impact as a L-T positive, but key variables remain very fluid this year including: (1) enrollment for exchange and Medicaid; (2) net new lives; (3) networks and plan selection of exchange products. HCA assumes 7-9% reduction of uninsured (reasonable) but offset somewhat due to leakage and pricing (conservative). Updated estimates: modest adjustments to reflect HITECH, slower ACA ramp 2014 EBITDA / EPS are $7.05B / $3.92 from $7.145B / $4.17. We come out above guidance ($6.60B-$6.85B EBITDA / $3.45-$3.75 EPS ) due to underlying growth and ACA. Our model now reflects higher S/O, slightly lower HITECH benefit, slightly lower ACA ramp but slightly better rate/mix. Valuation and risks: PT remains at $58 or 7.5x 2015 EV/EBITDA Our target multiple is in-line with group's L-T average of 6.5x-7.5x. Key risks: implementation of PPACA, payer mix changes, Medicare/Medicaid cuts. Forecasts And Ratios Year End Dec 31 FY EPS (USD) EV/EBITDA Adjusted EBITDA Source: Deutsche Bank estimates, company data 1 Includes the impact of FAS123R requiring the expensing of stock options. Deutsche Bank Securities Inc. Deutsche Bank does and seeks to do business with companies covered in its research reports. Thus, investors should be aware that the firm may have a conflict of interest that could affect the objectivity of this report. Investors should consider this report as only a single factor in making their investment decision. DISCLOSURES AND ANALYST CERTIFICATIONS ARE LOCATED IN APPENDIX 1. MICA(P) 054/04/2013. 2013A 3.42 7.2 6,574 2014E 3.92 7.1 7,048 2015E 4.77 6.2 7,749 Darren Lehrich Research Anal st Joshua Kalenderian Research Associate EFTA01462483 Dana Nentin, CFA Research Associate Price/price relative 10 20 30 40 50 60 3/11 9/11 3/12 9/12 3/13 9/13 HCA Holdings, Inc. S&P 500 INDEX (Rebased) Performance (%) lm 3m 12m Absolute -0.6 2.4 26.8 S&P 500 INDEX Source: Deutsche Bank -4.9 -1.1 15.1 48.46 58.00 51.41 - 35.21 Company HCA Holdings, Inc. Date 4 February 2014 Results EFTA01462484 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Model updated:04 February 2014 Running the numbers North America United States Health HCA Holdings, Inc. Reuters: HCA.N Buy Price (3 Feb 13) Target Price 52 Week range Market Cap (m) Company Profile HCA operates the largest private health care system in the U.S. through a network of acute care hospitals, outpatient facilities, clinics and other patient care delivery settings. HCA's operations freestanding surgery centers across 20 states throughout the U.S. and England. include 162 hospitals and 112 USD 48.46 USD 58.00 USDm 22,292 EURm 16,491 Fiscal year end 31-Dec Financial Summary DB EPS (USD) Care Facilities and Services Bloomberg: HCA US Reported EPS (USD) DPS (USD) BVPS (USD) Valuation Metrics Price/Sales (x) P/E (DB) (x) P/E (Reported) (x) P/BV (x) FCF yield (%) Dividend yield (%) EV/Sales 2010 2011 2012 2.76 2.76 0.00 -27.27 0.7 17.2 EFTA01462485 17.2 nm 8.7 0.0 1.7 10.8 2.85 4.97 0.00 -16.65 0.5 9.5 5.4 nm 18.9 0.0 1.4 USD 35.21 - 51.41 EV/EBITDA 8.2 6.7 EV/EBIT 8.9 Income Statement (USDm) Sales Pre-tax profit Net income 3.74 3.49 0.00 -21.03 0.4 7.5 8.0 nm 18.2 0.0 1.3 6.4 8.6 2013 3.42 3.37 0.00 -15.00 0.5 11.8 11.9 nm 9.5 0.0 1.4 7.2 9.9 EFTA01462486 EBITDA 5,868 6,061 EBIT 4,447 4,596 3,561 2,465 2,231 1,207 Cash Flow (USDm) Cash flow from operations Net Capex Free cash flow Equity raised/(bought back) Dividends paid Price Performance 10 20 30 40 50 60 Mar 11 Sep 11 Mar 12 Sep 12 Mar 13 Sep 13 HCA Holdings, Inc. Margin Trends 14 15 17 18 20 21 10 11 Growth & Profitability 10 12 0 2 4 6 8 10 Solvency 0.2 0.4 0.6 0.8 1 0 10 11 12 13 14E 15E Net debt/equity (LHS) Darren Lehrich +1 212 250-2629 Page 2 EFTA01462487 Net interest cover (RHS) [email protected] Deutsche Bank Securities Inc. 0 1 2 3 4 11 12 13 14E 15E Sales growth (LHS) ROE (RHS) 12 EBITDA Margin 13 14E 15E EBIT Margin S&P 500 INDEX (Rebased) Net inc/(dec) in borrowings Net cash flow Change in working capital Balance Sheet (USDm) Cash and cash equivalents Property, plant & equipment Other assets Total assets 3,085 -1,288 1,797 0 2,533 99 -199 411 3,933 -1,398 2,535 1,003 -1,589 -129 373 Goodwill 2,693 5,251 9,396 8,440 Other liabilities Total liabilities Other investing/financing cash flows -4,231 -1,987 -38 28,035 29,682 33,013 34,182 6,531 4,852 EFTA01462488 2,894 1,605 4,175 -1,832 2,343 0 1,724 -3,735 332 2014E 2015E 3.92 3.92 0.00 -11.14 0.6 12.4 12.4 nm 8.5 0.0 1.4 7.1 9.5 4.77 4.77 0.00 -6.21 0.6 10.2 10.2 nm 10.5 0.0 1.2 6.2 8.2 6,574 4,821 2,946 1,556 3,680 -1,910 1,770 -500 36,586 38,655 7,048 5,236 3,440 1,802 7,749 5,812 EFTA01462489 4,105 2,228 4,088 -2,200 1,888 0 -3,663 705 -4,272 414 5,903 8,895 -1,000 -494 394 -3 808 5,903 9,252 4,580 -2,200 2,380 0 0 000 00 -692 -869 -291 -2,000 -512 -132 -77 676 11,352 12,834 13,185 13,619 14,006 14,270 5,539 8,646 5,903 9,614 Debt 28,225 27,052 28,930 28,376 6,421 6,860 7,486 Total shareholders' equity Net debt Key Company Metrics Sales growth (%) DB EPS growth (%) Payout ratio (%) EBITDA Margin (%) EBIT Margin (%) ROE (%) Net debt/equity (%) EFTA01462490 Net interest cover (x) DuPont Analysis EBIT margin (%) x Asset turnover (x) x Financial cost ratio (x) x Tax and other effects (x) = ROA (post tax) (%) x Financial leverage (x) = ROE (%) annual growth (%) x NTA/share (avg) (x) = Reported EPS annual growth (%) Source: Company data, Deutsche Bank estimates -10,794 -7,014 27,814 26,679 4.7 13.1 0.0 20.9 15.9 nm nm 2.1 15.9 1.2 0.5 0.5 5.0 -2.3 -11.5 -5.4 -23.9 2.76 13.2 23,852 26,898 28,075 28,831 29,969 30,463 27,376 25,376 6,194 5,858 6,460 34,646 33,912 36,416 34,234 33,570 31,836 -8,341 -5,403 -3,601 -1,373 28,225 27,962 26,568 24,700 5.9 3.3 0.0 20.4 15.5 nm EFTA01462491 nm 2.3 15.5 1.2 0.6 1.0 9.7 -2.5 -24.4 -111.6 -20.3 4.97 80.1 11.2 31.0 0.0 19.8 14.7 nm nm 2.7 14.7 1.2 0.6 0.5 5.8 -3.1 -17.9 26.7 -19.5 3.49 -29.7 3.5 -8.5 0.0 19.2 14.1 nm nm 2.6 14.1 1.2 0.6 0.5 5.5 -3.4 -18.8 -4.7 -18.0 3.37 7.0 EFTA01462492 14.6 0.0 19.3 14.3 nm nm 2.9 14.3 1.2 0.7 0.5 6.1 -4.9 -29.9 -59.4 -13.1 3.92 5.7 21.8 0.0 20.0 15.0 nm nm 3.4 15.0 1.3 0.7 0.5 7.4 -7.5 -55.5 -85.7 -8.6 4.77 -3.6 16.3 21.8 EFTA01462493 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Q4'2013 Earnings Review Key points • Solid results despite challenging volume backdrop. Q4 EBITDA was previewed earlier in January, so the real news in Q4 results was more detail on operating metrics and HCA's outlook. In the context of a very weak volume environment, HCA's Q4 EBITDA growth (+6.7% YoY) is very respectable and reflects strong expense management and improving pricing/mix. • We are particularly encouraged by HCA's recent quarterly surgical trends (see Figure 3). While Q4 same-store inpatient admissions and adjusted admissions dipped 1.8% and 1.0% YoY, respectively, HCA's Q4 SS surgeries improved +1.4% YoY (+1.6% outpatient surgery / +0.9% inpatient surgery) and helped drive revenue per adjusted admissions (RPAA) pricing growth of +4.8% YoY. This marks the third consecutive quarter of improving surgeries, and we believe any sustained trend in surgical volume could represent an upside risk to 2014 guidance. DB's Hospital Volume survey has picked up recent strength in surgeries, too. • 2014 guidance seems like a reasonable, but conservative starting point. HCA guided for EBITDA of $6.6-$6.85 billion (vs. consensus of $6.82 billion). Guidance reflects SS revenue growth of 3%-5% (vol 1-2% / pricing/mix 2-3%), flat margins and —300 bps of EBITDA growth headwinds from lower HITECH and higher stock-based comp. ACA adds —1.5% to growth (at the mid-point) or —$100M. Organic/base growth works out to be —2% to —5% growth adjusting for the headwinds and ACA. • Framework for ACA impact still evolving, with lots of moving parts to HCA's key assumptions. HCA's 2014 outlook assumes ACA benefit of 12% of EBITDA ($65M-$135M), although it is back-half (Q3/Q4) weighted. HCA said it would re-visit its key assumptions by mid-year at the earliest, but its high-level base case is for 7-9% reduction in uninsured, but partially offset by declines in pricing/volume from exchange mix. The key variables that HCA is tracking for its reform model are: (1) enrollment figures for exchanges and Medicaid expansion; (2) the proportion of enrollment that is net newly insured; (3) health plan selection (metallic), network design and network participation for the exchanges; and (4) out-of-network activity. Our sense is that the offsets built into HCA's model could prove conservative given the strength of its networks (i.e. less impact from narrow network if its access points such as ED are more convenient). Given the slow ramp of exchange enrollment in key markets (FL / TX) and HCA's lower exposure to Medicaid expansion states, we believe 7-9% reduction of uninsured patient mix seems like a reasonable starting point. • Reiterate Buy rating / $58 price target. We see HCA as a best-in-class operator with strong assets, a flexible balance sheet and a good track record for opportunistic capital deployment. HCA's Q4 EBITDA growth (+6.7% YoY) is very EFTA01462494 respectable and reflects strong expense management and improving pricing/mix We believe any sustained trend in surgical volume could represent an upside risk to 2014 guidance Adjusting for certain nonoperating headwinds and ACA, HCA's 2014 guidance assumes organic/base growth of —2% to —5% growth HCA's 2014 outlook assumes ACA benefit of 1-2% of EBITDA ($65M-$135M), although it is back-half (Q3/Q4) weighted Deutsche Bank Securities Inc. Page 3 EFTA01462495 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Figure 1: 4013 Earnings Variance table HCA Holdings, Inc. Quarterly Variance Report ($ in MMs) 4013 Income Statement Cash revenue YoY % growth Adjusted EBITDA YoY % growth HITECH payments Diluted EPS, excl. one-time charges YoY % growth 4Q13 Margin Analysis Adjusted EBITDA margin Salaries and benefits ratio Supplies ratio Other operating expenses ratio Bad debt ratio 4013 Revenue Metrics SS revenue growth SS admissions growth SS adjusted admissions growth SS rev per adjusted admission growth Source: Deutsche Bank, company research, Thomson Reuters DB Estimate Consensus Actual Variance (1) $8,889 $8,822 $1,685 5.4% 4.6% $1,647 4.9% 2.5% (60) $0.89 $0.86 -3.0% -7.1% NA $8,836 $1,714 0.2% 4.8% 16 bps 4.1% 6.7% 418 bps (50) $0.92 0.4% 746 bps DB Estimate Consensus Actual Variance 19.0% 18.7% 19.4% 73 bps EFTA01462496 45.7% 17.8% 18.3% 11.1% NA 44.9% -84 bps NA 17.7% -8 bps NA 18.6% 24 bps NA 11.3% 23 bps DB Estimate Consensus Actual Variance 3.5% 0.5% 1.0% 2.5% NA NA NA Notes: (1). Variance is calculated Actual vs. Consensus, unless Consensus is NA 3.8% -1.8% 25 bps -230 bps NA -1.0% -200 bps 4.8% 230 bps -16.7% 8.0% Results review in brief Revenue trends Q4 revenues were $8.836 billion vs. $8.822 billion / DBe $8.889 billion. Q4 revenue growth was +4.8% yoy, with SS growth +3.8% driven by SS adj. admit of -1.0%, SS inpatient admissions -1.8%, and better SS revenue per adj. admit of +4.8% yoy (vs. 03'2013 +3.4%). Pricing growth was driven by acuity (+3%) and payor mix. HCA indicated that Q4 admissions declines were driven primarily by a reduction in pulmonary admissions due to the lighter flu season (-9% yoy), and short-stay admissions due to implementation of the twomidnight rule (Medicare -12% yoy; other payors -4% yoy). Mgt noted that Medicare one-day stays accounted for 50 bps of total admissions declines as a result of the two-midnight rule. Page 4 Deutsche Bank Securities Inc. EFTA01462497 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Figure 2: Same-store trends (yoy % change) HCA, Inc. Same-Store Trends (Y/Y % change) 2010 2011 1Q12 2Q12 3Q12 4Q12 2012 1Q13 2Q13 3Q13 4Q13 2013 Revenue Net revenue* Volume: Admissions Adjusted admissions Inpatient surgeries Outpatient surgeries Total surgeries ER Visits Rate: Revenue/adjusted admission* 2.0% 3.3% 5.1% 3.8% 3.3% 5.5% 4.5% 0.1% 3.9% 4.5% 3.8% 3.1% 0.1% 2.3% 3.2% 2.5% 2.1% 4.3% 3.0% 0.1% 1.3% 0.7% -1.8% 0.1% 1.4% 3.0% 4.8% 3.9% 2.6% 5.0% 4.1% -0.7% 1.1% 1.1% -1.0% 0.1% -1.4% -1.7% 1.5% -0.7% -2.2% 0.9% -0.1% -2.6% 0.2% 2.9% 0.9% 0.3% -1.2% -0.6% 2.7% 0.3% -0.8% 1.8% 0.9% -4.3% 0.0% 0.4% 1.6% -0.5% -1.3% -1.0% 2.3% -0.1% -1.3% 1.4% 0.5% -3.6% 0.1% 1.3% 1.4% -0.2% 2.1% 6.2% 5.3% 8.8% 7.4% 12.7% 8.6% 3.8% 0.8% 0.9% -2.4% 0.7% 0.6% 0.3% 0.3% -0.1% 0.7% 0.5% 0.3% 0.8% 2.9% 3.4% 4.8% 3.0% *1Q12 SS revenue and revenue/adjusted admission includes a $188M one-time favorable impact from Medicare settlement; ex-items SS net rev +2.8% and rev/- aa -2 Source: Company reports Source: Deutsche Bank, Company reports Surgical trends. Q4 surgical trends were solid, with total SS surgeries up +1.4% split between SS inpatient surgeries +0.9% and SS outpatient surgeries +1.6%. These trends led to a greater ratio SS inpatient surgeries to total SS inpatient admissions at 29.8% (vs. 29% in the prior yr period), an important driver of the increased pricing (+4.8%) and acuity (+3%) in the qtr. Prior to the downturn this ratio had been running closer to 32%-33%, and it has picked up in recent quarters after reaching a low of -28%. On the CC, mgt attributed these trends to (1) recent investments in the surgical departments (e.g. "O.R. of Choice" initiative), offset by (2) a slow-down in ER volumes vs. historical trends. HCA remains optimistic about the surgical front in 2014. Figure 3: Surgical trends (yoy % change) -5.0% -4.0% -3.0% -2.0% -1.0% EFTA01462498 0.0% 1.0% 2.0% 3.0% 4.0% 1Q10 2Q10 3Q10 4Q10 1Q11 2Q11 3Q11 4Q11 1Q12 2Q12 3Q12 4Q12 1Q13 2Q13 3Q13 4Q13 Inpatient surgeries Outpatient surgeries Source: Deutsche Bank, Company reports Total surgeries Deutsche Bank Securities Inc. Page 5 EFTA01462499 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Figure 4: SS inpatient surgeries as a % of SS inpatient admissions 33.1% 25.0% 26.0% 27.0% 28.0% 29.0% 30.0% 31.0% 32.0% 33.0% 34.0% 33.4% 32.0% 31.9% 31.3% 29.9% 29.4% 28.7% 28.8% 28.6% 28.1% 29.3% 29.8% 29.8% 2006 2007 2008 2009 2010 2011 1Q12 2Q12 3Q12 4Q12 1Q13 2Q13 3Q13 4Q13 Inpatient surgeries as a % of admissions Source: Deutsche Bank, Company reports EBITDA & margin trends. Adjusted EBITDA was $1.714 billion (+6.7% yoy) vs. Street $1.647 billion (+2.5% yoy) and DBe $1.685 billion (+4.9% yoy) On 1/12 HCA previewed its 2013 EBITDA at $65-$75 above the high-end of its previously established guidance range of $6.25 billion to $6.5 billion which put implied Q4 EBITDA —1.71 billion, so Q4 was in-line with preview. Adjusted EBITDA margin was 19.4% vs. consensus 18.7% / DBe 19.0%. HCA continues to manage costs well, especially in the context of a softer volume environment. Figure 5: Margin trends HCA, Inc. Margin Performance 2010 2011 1Q12 2Q12 3Q12 4Q12 2012 Operating expense ratios (% of cash revenue): Salaries and benefits Supplies Provision for doubtful accounts Other operating expenses Consolidated operating margin data: Adjusted EBITDA ($MMs)1 Adjusted EBITDA margin (% of cash revenue) EFTA01462500 Adjusted EBITDA less HITECH ($MMs)1 YoY % growth: Adjusted EBITDA 1 Adjusted EBITDA margin, bps change Adjusted EBITDA less HITECH 1 Adjusted EBITDA less HITECH margin, bps change Source: Deutsche Bank, Company reports 1Q13 2Q13 3Q13 4Q13 2013 44.5% 45.3% 44.4% 45.7% 46.9% 45.8% 45.7% 46.4% 45.5% 46.3% 44.9% 45.8% 17.7% 17.4% 16.9% 17.5% 17.1% 17.8% 17.3% 17.5% 17.4% 17.2% 17.7% 17.5% 8.6% 8.7% 8.6% 11.4% 9.3% 11.6% 10.2% 17.8% 18.4% 17.8% 18.4% 18.7% 18.4% 18.3% 18.0% 17.8% 18.5% 18.6% 18.2% $5,868.0 $6,061.0 $1,823.0 $1,569.0 $1,533.0 $1,606.0 $6,531.0 $1,568.0 $1,689.0 $1,603.0 $1,714.0 $6,574.0 20.9% 20.4% 21.7% 19.3% 19.0% 19.0% 19.8% 18.6% 20.0% 19.0% 19.4% 19.2% Adjusted EBITDA less HITECH margin (% of cash revenue) $5,851.0 $1,768.0 $1,499.0 $1,402.0 $1,526.0 $6,195.0 $1,529.0 $1,637.0 $1,528.0 $1,664.0 $6,358.0 19.7% 21.0% 18.5% 17.4% 18.1% 18.8% 18.1% 19.4% 18.1% 18.8% 18.6% 7.2% 3.3% 14.7% 10.5% 8.6% -2.0% 7 8% -14.0% 7.6% 4.6% 6.7% 0.7% (51) 49 N/A N/A N/A N/A (1) EBITDA after equity in earnings of affiliates, but before minority interest. 22 (25) (44) (205) (64) (95) (311) (292) 65 89 (6) 68 36 74 8.2% 10.8% 10.1% 11.3% 10.1% (55) N/A 8.5% 3.0% 0.5% 5.9% -13.5% 9.2% 9.0% 9.0% 2.6% N/A (57) (136) (146) (16) Balance Sheet and Cash Flow trends. Q4 cash flow from operations (CFFO) was $1.226 billion -2.9% yoy, with Q4'2012 $1.263 billion. Capex was $596 million or 6.7% of net revenues vs. Q4'2012 of $594 million or 7.0% of net revenues. HCA repurchased $500 million of shares outstanding in Q4. Page 6 Deutsche Bank Securities Inc. EFTA01462501 EFTA01462502 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Figure 6: Balance sheet & Cash flow analysis ($ in MM, except per share data) HCA, Inc. Balance Sheet and Cash Flow Analysis ($ in MMs, except per share data) 2010 Cash flows from operating activities (CFFO): Net income Depreciation and amortization Changes in working capital Other Net cash provided by operating activities (CFFO): Capital expenditures: Capital expenditures (excluding acquisitions) Acquisitions and proceeds from asset sales, net Capital expenditures as % of net revenue Free cash flow: Free cash flow (excluding acquisition capex) Free cash flow, net of non-controlling interest Balance sheet data: Cash at end of period Net debt at end of period Net leverage DSO 2011 1Q12 2012 3Q12 4Q12 2012 $1,573 $2,842 1,421 (199) 290 3,085 1,465 (129) 3,933 $639 $485 $455 $427 $2,006 417 420 (245) 1,125 1,098 797 1,460 (1,325) (1,679) (196) (1,401) 417 (1,384) (543) (996) 425 1,679 (740) (3,663) 779 1,151 4,153 655 1,263 4,175 (335) (449) (484) (111) EFTA01462503 (22) (17) (594) (1,862) (78) (228) 4.7% 5.7% 4.0% 5.5% 6.0% 7.0% 5.6% $1,760 $2,254 $1,394 $1,877 $411 4.7x 45.1 $373 4.4x 48.9 $462 $1,011 $171 $669 $2,313 $363 $917 $471 $518 $472 $705 $705 4.0x 4.3x 4.3x 48.3 44.6 47.1 44.6 44.6 1Q13 2Q13 3Q13 $438 $537 $467 424 425 (1,294) (1,041) 1,172 740 893 814 (404) (21) (492) 29 443 (984) 974 900 (451) (440) 4Q13 2013 $554 $1,996 461 1,753 (953) (4,272) 1,164 4,203 1,226 3,680 (596) (1,943) (16) (448) 4.8% 5.8% 5.3% 6.7% 5.7% $76 $556 $1,912 $336 $322 $449 $242 $208 $347 EFTA01462504 $594 $462 $484 4.5x 4.3x 4.3x 48.3 47.2 48.1 $630 $1,737 $500 $1,297 $414 $414 $27,814 $26,679 $27,431 $26,523 $26,461 $28,225 $28,225 $28,014 $27,738 $27,893 $27,962 $27,962 4.4x 4.1x 4.3x 4.3x 48.1 48.1 Source: Deutsche Bank, Company reports Guidance. HCA issued 2014 guidance as follows: revenue $35.50—$36.50 billion, adjusted EBITDA $6.60-$6.85 billion, adjusted EPS $3.45—$3.75, capex approx. $2.2 billion. 2014 guidance includes a benefit to adjusted EBITDA from PPACA of approx. 1%-2%, which implies $65—$135 million benefit. HCA expects 2013 adj. admits to range from +1% to +2% and rev/ adj. admits +2% to+3%. Guidance also includes HITECH incentive payments $110-$130 million and HITECH related expenses of $110-$130 million. We believe guidance was very conservatively established, but not unexpected. EBITDA guidance represents growth of flat to +4% and relative to consensus EBTIDA of $6.82 billion we believe HCA's outlook provides a reasonable start. Recall HCA finished 2013 with EBITDA —1% above the top-end of its original guidance range. Figure 7: HCA 2014 Guidance vs. DBe and Consensus Guidance DB Estimate Consensus 2014 Revenues Adjusted EBITDA PPACA Benefit* Adjusted EPS Capex $35.506 - $36.50B $36.586B $6.60B - $6.85B $7.048B $66M - $137M $150M - $200M $3.45 - $3.75 Approx. $2.2B $3.92 $2.2B $36.138B $6.821B NA $3.78 $2.06 *HCA guidance for 2014 PPACA benefit approx. 1% - 2% of adjusted EBITDA Source: Deutsche Bank, company reports, Thomson Reuters EFTA01462505 Deutsche Bank Securities Inc. Page 7 EFTA01462506 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Figure 8: 2014 EBITDA Bridge ($ in MM) Base EBITDA Bridge 2013 Adjusted EBITDA Reported Net HITECH impact Increase in stock-based comp ACA benefit 2014 Organic EBITDA Growth (1) Low Mid High $6,574 $6,574 $6,574 ($120) ($120) ($120) ($55) $66 ($55) $102 ($55) $137 2014 Adjusted EBITDA Guidance $6,600 $6,725 $6,850 $135 $225 $314 Note: (1) Adjusted for headwinds / ACA. Source: Deutsche Bank, Company reports Health Care Reform Framework. HCA noted that the framework for its ACA analysis is still evolving, but highlighted 4 key variables that drove their estimated 2014 net benefit from health care reform of 1%-2% of adjusted EBITDA: (1) Health Insurance Exchange (HIX) enrollment and Medicaid lives. Management indicated that its model builds from the latest reported base of HIX enrollees (-3M as indicated by CMS on Jan 24th). It also takes into consideration HCA's exposure to states expanding Medicaid in 2014 (CA, CO, KY, and NV). (2) The portion of HIX and Medicaid enrollees that was previously uninsured vs. insured; (3) HCA's HIX network participation, network design, and plan selection. HCA disclosed that 97% of its facilities participate in an HIX product, with 64% of its facilities having access to the lowest priced Bronze plan and 54% having access to the lowest priced Silver plan; and (4) out-of-network treatment and reimbursement levels; HCA assumes it will not capture a portion of the population gaining coverage as a result of business getting directed away from its network HCA said it would re-visit its key assumptions by mid-year at the earliest, but its high-level base case is for 7-9% reduction in uninsured, partially offset by declines in pricing/volume from exchange mix. Our sense is that the offsets built into HCA's model could prove conservative given the strength of its networks (i.e. less impact from narrow network if its access points such as ED EFTA01462507 are more convenient). Given the slow ramp of exchange enrollment in key markets (FL / TX) and HCA's lower exposure to Medicaid expansion states, we believe 7-9% reduction of uninsured patient mix seems like a reasonable starting point As a % of 2013 Adj EBITDA Low Mid High -1.8% -1.8% -1.8% -0.8% -0.8% -0.8% 1.0% 1.5% 2.1% 0.4% 2.3% 4.2% 2.1% 3.4% 4.8% New estimates. We are making modest adjustments to our estimates to reflect lower HITECH and slower ACA ramp. 2014 EBITDA and EPS move to $7.056 / $3.92 from $7.1456 / $4.17, putting us above HCA guidance ranges ($6.606$6.856 EBITDA / $3.45-$3.75 EPS ) due to underlying growth and ACA. Our model now reflects higher S/O (+1% higher), slightly lower HITECH benefit Page 8 Deutsche Bank Securities Inc. EFTA01462508 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. (—$50M lower), and slightly lower ACA ramp (—$100M lower) offset by slightly better rate/mix due to recent strength in acuity mix +3% vs. prior +2.5%. Deutsche Bank Securities Inc. Page 9 EFTA01462509 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Figure 9: HCA model summary HCA Holdings, Inc. - Earnings Model Summary Fiscal Year Ends December 31 ($ in MMs, except per share data) 2008 Income statement summary Revenues before provision for doubful accounts $28,374 Cash revenue (net revenue less provision for doubtful accounts) $24,965 HITECH meaningful use incentive payments Adjusted EBITDA Adjusted EBITDA less HITECH Non-controlling interest (NCI) expense EBITDA less NCI, net of HITECH (DB uses for valuation) Operating EPS, excluding extraordinary items Growth rates - YOY % change: Net revenue Cash revenue Adjusted EBITDA Operating EPS Margin analysis: Adjusted EBITDA margin as % of net revenue Adjusted EBITDA margin as % of cash revenue Adjusted EBITDA margin less HITECH as % of cash revenue Revenue model summary Number of hospitals, end of period Number of beds, end of period Admissions YOY % growth Equivalent admissions YOY % growth Revenue per equivalent admission YOY % growth Same-facility YoY % change: Same-store revenues Same-store admissions Same-store equivalent admissions Same-store revenue per equivalent admission Balance sheet summary Assets: Cash and equivalents Total debt Net debt Leverage statistics: Net debt to adjusted EBITDA Adj. EBITDA / Interest Cash flow summary EFTA01462510 Cash flow from operations (excluding non-controlling interests) Capital expenditures Capex as % of revenue Non-controlling interests Free cash flow (CFFO - capex - non-controlling interests) Free cash flow margin Revenue Mix Summary Inpatient mix Outpatient mix Payer mix (% of total revenue): Medicare Managed Medicare Medicaid Managed Medicaid Managed care and other discounted Uninsured Source: Deutsche Bank, company reports N/A $4,574 $4,574 $229 $4,345 $1.56 5.6% 5.2% 2009 $30,052 $26,776 N/A $5,472 $5,472 $321 $5,151 $2.44 5.9% 7.3% -0.4% 19.6% 2010 $30,683 $28,035 N/A $5,868 $5,868 $366 $5,502 $2.76 2.1% 4.7% 7.2% -22.9% 56.2% 13.1% 16.1% 18.2% 19.1% EFTA01462511 18.3% 20.4% 20.9% N/A N/A 158 38,504 155 38,839 1.0% 2011 $32,506 $29,682 $210 $6,061 $5,851 $377 $5,474 $2.85 2012 $36,783 $33,013 $336 $6,531 $6,195 $401 $5,794 $3.74 5.9% 13.2% 5.9% 11.2% 3.3% 3.3% N/A 156 38,827 -0.1% 1.2% 18.6% 20.4% 19.7% 163 41,594 4.2% 2013 $38,040 $34,182 $216 $6,574 $6,358 $440 $5,918 $3.42 7.8% EFTA01462512 31.0% 3.4% 3.5% 0.7% -8.5% 17.8% 17.3% 19.8% 19.2% 18.8% 18.6% 162 41,804 7.4% 165 42,896 0.2% 2014E $40,587 $36,586 $120 $7,048 $6,928 $494 $6,434 $3.92 6.7% 7.0% 7.2% 2015E $42,646 $38,655 $100 $7,749 $7,649 $512 $7,137 $4.77 5.1% 5.7% 9.9% 14.6% 21.8% 17.4% 18.2% 19.3% 20.0% 18.9% 19.8% 165 42,896 2.3% 165 42,896 1,541,800 1,556,500 1,554,400 1,620,400 1,740,700 1,744,100 1,784,863 1,798,250 -0.7% 0.7% EFTA01462513 2,363,600 2,439,000 2,468,400 2,595,900 2,832,100 2,844,700 2,947,377 3,014,025 0.5% 3.2% $12,006 5.2% 7.0% 0.9% 1.9% 5.1% 2008 $465 26,989 $26,524 5.8x 2.3x $1,990 ($1,600) 5.6% $229 $161 0.6% $12,322 2.6% 6.0% 1.2% 3.4% 2.6% 2009 $312 25,670 $25,358 4.6x 2.8x $2,747 ($1,317) $1,109 3.7% $12,360 0.3% 2.0% 0.1% 1.4% 0.6% 2010 $411 28,225 $27,814 4.7x 2.8x $3,085 EFTA01462514 ($1,325) 4.4% 4.3% $321 $366 $1,394 4.5% 62.6% 62.2% 62.3% 37.4% 37.8% 37.7% 23.0% 23.0% 24.0% 6.0% 5.0% 3.0% 7.0% 6.0% 4.0% 8.0% 53.0% 52.0% 53.0% 10.0% 6.0% 5.2% $12,522 1.3% 3.3% 2.3% 3.0% 0.3% 2011 $373 27,052 $26,679 4.4x 3.0x $3,933 ($1,679) 5.2% $377 $1,877 5.8% 63.0% 37.0% 7.0% 6.0% 4.0% 23.5% 7.5% 5.7% 3.9% 51.2% 8.2% 9.1% $12,987 EFTA01462515 3.7% 4.5% 3.0% 4.1% 0.3% 2012 $705 28,930 $28,225 4.3x 3.6x $4,175 ($1,862) 5.1% $401 $1,912 5.2% 0.4% $13,371 3.0% 3.1% 0.1% 0.1% 3.0% 2013 $414 28,376 $27,962 4.3x 3.6x $3,680 ($1,943) 5.1% $440 $1,297 61.8% 62.2% 38.2% 37.8% 22.5% 22.5% 8.0% 4.0% 4.1% 51.8% 51.8% 9.5% 9.5% 3.6% $13,772 3.0% 4.8% 0.5% 1.8% 3.0% EFTA01462516 2014E $808 27,376 $26,568 3.9x 3.9x $4,088 ($2,200) 5.4% $494 $1,394 3.4% 3.4% 2.3% $14,151 2.8% 5.0% 0.7% 2.2% 2.8% 2015E $676 25,376 $24,700 3.5x 4.5x $4,580 ($2,200) 5.2% $512 $1,868 4.4% 15.4% 14.5% 8.9% 8.0% 4.0% 4.1% 22.5% 22.5% 8.0% 4.0% 4.1% 51.8% 51.8% 9.5% 9.5% 9.1% 8.0% 4.0% 4.1% Page 10 Deutsche Bank Securities Inc. EFTA01462517 4 February 2014 HCA Holdings, Inc. Health Care Facilities and Services Deutsche Bank Securities Inc Page 11 Figure 10: Income Statement HCA Holdings, Inc. Consolidated Income Statements Fiscal Year ending Dcember 31 (Dollars in millions, except per share amounts and equivalent admissions statistics) 2008 2009 Revenues before provision for doubful accounts Provision for doubtful accounts Net revenue (cash revenue) YoY % growth Expenses: Salaries and benefits Supplies Other operating expenses HITECH meaningful use incentive payments Equity in earnings of affiliates Depreciation and amortization Interest expense Losses (gains) on sales of facilities Insurance subsidiary losses (gains) and impairments Total expenses Income before income taxes Provision for income taxes Net income from continuing operations Net income attributable to noncontrolling interests $28,374 3,409 $24,965 5.2% 11,440 4,620 4,554 N/A (223) 1,416 2,021 (97) 64 23,795 $1,170 268 $902 229 EFTA01462518 $673 $30,052 3,276 $26,776 7.3% 11,958 4,868 4,724 N/A (246) 1,425 1,987 15 43 24,774 $2,002 627 $1,375 321 $1,054 2010 $30,683 2,648 $28,035 4.7% 12,484 4,961 5,004 N/A (282) 1,421 2,097 (4) 123 25,804 $2,231 658 $1,573 366 $1,207 2011 $32,506 2,824 $29,682 5.9% 13,440 5,179 5,470 ($210) (258) 1,465 EFTA01462519 2,037 (142) (860) 26,121 $3,561 719 $2,842 377 $2,465 2012 $36,783 3,770 $33,013 11.2% 15,089 5,717 6,048 ($336) (36) 1,679 1,798 (15) 175 30,119 $2,894 888 $2,006 401 $1,605 1Q13 2Q13 3Q13 955 4Q13 1,126 2013 $9,194 $9,473 $9,411 $9,962 $38,040 754 1,023 3,858 $8,440 $8,450 $8,456 $8,836 $34,182 0.4% 4.2% 4.9% 4.8% 3.5% 3,917 3,848 1,479 1,470 1,523 1,507 ($39) (8) 424 472 16 17 201 EFTA01462520 $438 94 $344 ($52) (12) 425 462 0 (4) 7,801 7,644 $639 $537 114 $423 $806 269 3,916 1,457 1,564 ($75) (9) 443 458 1 0 7,755 $701 234 $467 102 $365 3,965 15,646 1,564 1,643 0 461 456 (3) 0 246 5,970 6,237 ($50) ($216) (29) 1,753 1,848 14 13 8,036 31,236 $800 $2,946 950 EFTA01462521 $554 $1,996 130 440 $424 $1,556 1Q14E 2014E 3Q14E 4Q14E 2014E $9,873 $10,179 $10,073 $10,462 $40,587 800 1,079 992 1,130 4,001 $9,073 $9,100 $9,081 $9,332 $36,586 7.5% 7.7% 7.4% 5.6% 7.0% 4,186 1,604 1,634 ($15) (8) 442 455 0 0 8,296 $777 258 $519 122 $396 4,145 4,181 4,154 16,665 1,587 1,559 1,635 1,629 1,672 1,715 ($35) (13) ($35) (9) 449 451 0 0 295 $592 123 $469 457 447 0 0 $809 269 ($35) (11) 465 EFTA01462522 443 0 0 6,385 6,649 ($120) (41) 1,813 1,795 8,213 8,272 8,365 33,146 $886 $967 $3,440 322 $540 123 $418 $646 $2,296 126 494 $520 $1,802 1,144 1015E 2015E 3015E 4015E 2015E $10,374 $10,695 $10,584 $10,993 $42,646 789 1,080 989 1,133 3,991 $9,585 $9,615 $9,594 $9,860 $38,655 5.6% 5.7% 5.7% 5.7% 5.7% 4,376 1,681 1,703 ($20) (9) 473 437 8,642 $630 127 $503 4,333 1,664 1,699 ($20) (13) 480 430 8,573 $944 $1,042 314 346 EFTA01462523 $695 127 $568 4,371 1,635 1,743 ($25) (10) 488 423 8,626 $647 127 $519 4,343 17,424 1,713 6,692 1,788 6,934 ($35) (12) 496 1,937 417 1,708 0 00000 0 00000 8,710 34,551 $969 $1,150 $4,105 322 131 383 1,365 $768 $2,740 512 Income (loss) from discontinued operations 00000 0 0000 000 00 00000 Net income attributable to HCA Holdings, Inc. Earnings per share: Diluted earnings per share, adjusted for one-time item $1.56 YoY % growth Diluted earnings per share Diluted sharecount (in thousands) Income statement ratios: Salaries and benefits (as % of net revenue) Supplies (as % of net revenue) Other operating expenses (as % of net revenue) Provision for doubtful accounts (as % of revenue before doub Equity in earnings of affiliates (as % of net revenue) Depreciation and amortization (as % of net revenue) Interest expense (as % of net revenue) Net income attributable to noncontrolling interests (as % of Income taxes (as % of income before taxes) Margin analysis: Adjusted EBITDA YoY % growth Adjusted EBITDA margin (% of revenue before bad deb EFTA01462524 Adjusted EBITDA margin (% of cash revenue) Adjusted EBITDA less noncontrolling interests Adjusted EBITDA less HITECH EBIT EBIT margin (% of net revenue) Net margin (% of net revenue) $2.44 -22.9% $1.56 430,982 45.8% 18.5% 18.2% 12.0% 432,227 $2.76 56.2% 13.1% $2.44 $2.76 437,347 44.7% 44.5% 18.2% 17.7% 17.6% 17.8% -0.9% -0.9% 5.7% 5.3% 1.2% 22.9% Income taxes (as % of income before taxes - noncontrolling 28.5% $4,574 $2.85 3.3% $4.97 495,943 $3.74 31.0% $3.49 459,403 45.3% 45.7% 17.4% 17.3% 18.4% 18.3% 10.9% 8.6% 8.7% 10.2% 4.9% 5.1% $0.79 $0.91 $0.79 $0.92 $0.92 $3.42 -32.6% 7.1% 0.5% 0.4% -8.5% $0.74 $0.91 $0.79 $3.37 462,368 463,184 463,569 458,535 461,914 EFTA01462525 46.4% 45.5% 46.3% 44.9% 45.8% 17.5% 17.4% 17.2% 17.7% 17.5% 18.0% 17.8% 18.5% 18.6% 18.2% 8.2% 10.8% 10.1% 11.3% 10.1% 5.0% 5.0% 5.2% 5.2% 5.1% $0.87 $0.87 $1.02 $0.91 $1.12 $3.92 9.2% 11.8% 15.0% 21.4% 14.6% $1.02 $0.91 $1.12 $3.92 457,002 459,002 461,002 463,002 460,002 $1.08 $1.22 $1.11 $1.11 $1.36 $1.36 $4.77 24.8% 19.3% 22.7% 21.1% 21.8% $1.08 $1.22 $4.77 464,502 466,002 467,502 469,002 466,752 46.1% 45.5% 46.0% 44.5% 45.6% 45.7% 45.1% 45.6% 44.0% 45.1% 17.7% 17.4% 17.2% 17.5% 17.5% 17.5% 17.3% 17.0% 17.4% 17.3% 18.0% 17.9% 18.4% 18.4% 18.2% 17.8% 17.7% 18.2% 18.1% 17.9% 8.1% 10.6% 9.8% 10.8% 9.9% 7.6% 10.1% 9.3% 10.3% 4.9% 4.9% 5.0% 5.0% 5.0% 4.9% 5.0% 5.1% 5.0% 1.4% 31.3% 29.5% 37.3% 35.3% $5,472 -0.4% 19.6% 16.1% 18.2% 18.3% $4,345 Adjusted EBITDA margin less HITECH (% of cash revenue less HITECH) $3,158 12.6% 2.7% Cash revenue analysis: Net revenue - provision for doubtful accounts = cash revenue $24,965 YoY % growth Salaries and benefits (% of cash revenue) Supplies (% of cash revenue) Other operating expenses (% of cash revenue) Per equivalent admission analysis: Equivalent admissions (consolidated) YoY % growth EFTA01462526 Cash revenue per equivalent admission YoY % growth Salaries and benefits per equivalent admission YoY % growth Supplies per equivalent admission YoY % growth Other operating expenses per equivalent admission YoY % growth Controllable costs per equivalent admission YoY % growth Uncompensated care analysis: Charity and discounts Uncompensated care ratio Source: Deutsche Bank, Company reports 5 2% 45.8% 18.5% 18.2% $5,868 7.2% 20.4% 20.9% $5,151 $5,502 $4,047 $4,447 15.1% 15.9% 3.9% $26,776 7.3% $28,035 4.7% 44.7% 44.5% 18.2% 17.7% 17.6% 17.8% 3.2% 1.2% 4.3% 31.5% 33.3% 33.3% 33.3% 33.3% 33.2% $1,674 $1,786 $1,713 $1,875 $7,048 6.7% 5.8% 6.9% 9.4% 7.2% $1,551 $1,663 $1,590 $1,749 $6,554 $1,659 $1,751 $1,678 $1,840 $6,928 $1,232 $1,337 $1,256 $1,410 $5,236 1.3% 1.3% 1.3% 1.3% 33.3% 33.3% 33.3% 33.3% 9.4% -1.0% -0.9% -0.1% -0.1% -0.1% -0.1% 0.0% -0.1% -0.1% -0.1% -0.1% -0.1% -0.1% -0.1% -0.1% -0.1% -0.1% -0.1% 5.1% 8.1% 7.4% 7.5% 6.9% 5.4% 5.6% 5.5% 5.4% 5.2% 5.4% 5.0% 5.0% 4.9% 4.7% 4.9% EFTA01462527 4.6% 4.5% 4.4% 4.2% 4.4% 0.9% 1.3% 1.3% 1.2% 20.2% 30.7% 22.6% 35.6% $6,061 3.3% 19.1% 18.6% 20.4% $5,684 $5,851 19.7% $4,596 $6,531 7.8% 17.8% $6,130 $6,195 15.5% 14.7% 8.3% 4.9% $29,682 5.9% $33,013 11.2% 45.3% 45.7% 17.4% 17.3% 18.4% 18.3% 2,363,600 2,439,000 2,468,400 2,595,900 2,832,100 0.5% 5.2% $10,562 4.7% $4,840 6.3% $1,955 4.6% $1,927 6.9% $8,721 6.0% 3,600 21.9% $10,978 3.9% $4,903 1.3% $1,996 2.1% $1,937 0.5% EFTA01462528 $8,836 1.3% 5,086 $11,358 3.5% $5,058 3.2% $2,010 0.7% $2,027 4.7% $9,095 2.9% 6,978 23.8% 25.6% $11,434 0.7% $5,177 2.4% $1,995 -0.7% $2,107 3.9% $9,280 2.0% 8,390 27.4% 9.1% $11,657 1.9% $5,328 2.9% $2,019 1.2% $2,136 1.3% $9,482 2.2% 10,071 29.5% 1.1% 1.3% 1.2% 1.5% 1.3% 33.4% 33.4% 30.8% 32.2% 36.9% 38.9% 39.1% 36.7% 37.9% $1,568 $1,689 $1,603 $1,714 $6,574 -14.0% 7.6% 4.6% 6.7% 0.7% 17.1% 17.8% 17.0% 17.2% 17.3% 17.0% 17.5% 17.0% 17.9% 17.4% 19.8% 18.6% 20.0% 19.0% 19.4% 19.2% 18.4% 19.6% 18.9% 20.1% 19.3% $1,474 $1,575 $1,501 $1,584 $6,134 $1,529 $1,637 $1,528 $1,664 $6,358 18.8% 18.1% 19.4% 18.1% 18.8% 18.6% 18.3% 19.2% 18.5% 19.7% 18.9% $4,852 EFTA01462529 $1,144 $1,264 $1,160 $1,253 $4,821 13.6% 15.0% 13.7% 14.2% 14.1% 4.1% 5.0% 4.3% 4.8% 4.6% $8,440 $8,450 $8,456 $8,836 $34,182 0.4% 4.2% 4.9% 4.8% 3.5% 46.4% 45.5% 46.3% 44.9% 45.8% 17.5% 17.4% 17.2% 17.7% 17.5% 18.0% 17.8% 18.5% 18.6% 18.2% 708,000 708,700 711,800 716,200 2,844,700 -0.4% 1.1% 0.9% 0.2% 0.4% $11,921 $11,923 $11,880 $12,337 $12,016 0.9% 3.0% 3.9% 4.6% 3.1% $5,532 $5,430 $5,502 $5,536 $5,500 5.3% 2.6% 2.6% 2.4% 3.2% $2,089 $2,074 $2,047 $2,184 $2,099 4.7% 2.2% 5.0% 4.0% 4.0% $2,151 $2,126 $2,197 $2,294 $2,192 2.5% -0.2% 2.6% 5.7% 2.7% $9,773 $9,630 $9,746 $10,014 $9,791 4.5% 1.9% 3.1% 3.5% 3.3% 2852 29.9% 31.2% 2815 N/A N/A N/A N/AN/A N/A 1.4% 1.4% 1.4% 1.4% 5.0% 1.3% 33.3% 39.5% 38.6% 39.2% 38.2% 38.8% 38.4% 37.9% 38.3% 37.5% 38.0% $1,854 $1,952 $1,880 $2,063 $7,749 10.8% 9.3% 9.8% 10.0% 9.9% 17.9% 18.3% 17.8% 18.8% 18.2% 19.3% 20.3% 19.6% 20.9% 20.0% $1,727 $1,825 $1,753 $1,932 $7,237 $1,834 $1,932 $1,855 $2,028 $7,649 19.1% 20.1% 19.3% 20.6% 19.8% $1,381 $1,472 $1,392 $1,567 $5,812 13.6% 14.7% 13.8% 15.1% 14.3% 14.4% 15.3% 14.5% 15.9% 15.0% 4.4% 5.2% 4.6% 5.6% 4.9% 5.2% 5.9% 5.4% 6.5% 5.8% $9,073 $9,100 $9,081 $9,332 $36,586 7.5% 7.7% 7.4% 5.6% 7.0% $9,585 $9,615 $9,594 $9,860 $38,655 5.6% 5.7% 5.7% 5.7% 5.7% 46.1% 45.5% 46.0% 44.5% 45.6% 45.7% 45.1% 45.6% 44.0% 45.1% 17.7% 17.4% 17.2% 17.5% 17.5% 17.5% 17.3% 17.0% 17.4% 17.3% 18.0% 17.9% 18.4% 18.4% 18.2% 17.8% 17.7% 18.2% 18.1% 17.9% 738,141 739,312 739,665 730,259 2,947,377 4.3% 4.3% 3.9% 2.0% 3.6% $12,292 $12,308 $12,277 $12,779 $12,413 EFTA01462530 3.1% 3.2% 3.3% 3.6% 3.3% $5,657 $5,593 $5,639 $5,675 $5,654 2.3% 3.0% 2.5% 2.5% $2,173 $2,147 $2,108 $2,238 $2,166 4.0% 3.5% 3.0% 2.5% $2,200 $2,190 $2,247 2.3% 3.0% 2.3% 1.8% 2.8% 3.2% $2,334 $2,256 2.9% $10,029 $9,930 $9,994 $10,247 $10,076 2.6% 3.1% 2.5% 2.3% 2.9% N/A N/A N/A N/A N/A N/A N/AN/A N/AN/A 754,832 756,030 756,390 746,772 3,014,025 2.3% 2.3% 2.3% 2.3% 2.3% $12,699 $12,718 $12,685 $13,204 $12,825 3.3% 3.3% 3.3% 3.3% 3.3% $5,784 $5,718 $5,766 $5,802 $5,781 2.3% 2.3% 2.3% 2.3% $2,244 $2,234 $2,292 $2,381 $2,301 2.0% 2.0% 2.0% 2.0% 2.2% $2,227 $2,200 $2,161 $2,294 $2,220 2.5% 2.5% 2.5% 2.5% 2.5% 2.0% $10,255 $10,153 $10,219 $10,477 $10,302 2.2% 2.2% 2.2% 2.2% 2.2% N/A N/A N/A N/A N/A N/AN/A N/AN/A N/A $637 $2,228 ($100) (44) EFTA01462531 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Appendix 1 Important Disclosures Additional information available upon request Disclosure checklist Company Ticker HCA.N HCA Holdings, Inc. Recent price* 48.46 (USD) 3 Feb 14 Important Disclosures Required by U.S. Regulators Disclosures marked with an asterisk may also be required by at least one jurisdiction in addition to the United States. See Important Disclosures Required by Non-US Regulators and Explanatory Notes. 7. Deutsche Bank and/or its affiliate(s) has received compensation from this company for the provision of investment banking or financial advisory services within the past year. 8. Deutsche Bank and/or its affiliate(s) expects to receive, or intends to seek, compensation for investment banking services from this company in the next three months. 14. Deutsche Bank and/or its affiliate(s) has received non-investment banking related compensation from this company within the past year. 15. This company has been a client of Deutsche Bank Securities Inc. within the past year, during which time it received non-investment banking securities-related services. Important Disclosures Required by Non-U.S. Regulators Please also refer to disclosures in the Important Disclosures Required by US Regulators and the Explanatory Notes. 7. Deutsche Bank and/or its affiliate(s) has received compensation from this company for the provision of investment banking or financial advisory services within the past year. 17. Deutsche Bank and or/its affiliate(s) has a significant Non-Equity financial interest (this can include Bonds, Convertible Bonds, Credit Derivatives and Traded Loans) where the aggregate net exposure to the following issuer(s), or issuer(s) group, is more than 25m Euros. For disclosures pertaining to recommendations or estimates made on securities other than the primary subject of this research, please see the most recently published company report or visit our global disclosure look-up page on our website at http://gm.db.com/ger/disclosure/Disclosure.eqsr?ricCode=HCA.N Analyst Certification The views expressed in this report accurately reflect the personal views of the undersigned lead analyst(s) about the subject issuer and the securities of the issuer. In addition, the undersigned lead analyst(s) has not and will not receive EFTA01462532 any compensation for providing a specific recommendation or view in this report. Darren Lehrich Disclosure 7,8,14,15,17 *Prices are sourced from local exchanges via Reuters, Bloomberg and other vendors. Data is sourced from Deutsche Bank and subject companies Page 12 Deutsche Bank Securities Inc. EFTA01462533 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Historical recommendations and target price: HCA Holdings, Inc. (HCA.N) (as of 2/3/2014) 60.00 14 50.00 12 40.00 12 30.00 5 6 34 20.00 10.00 0.00 Mar 11 Jun 11 Sep 11 Dec 11 Mar 12 Jun 12 Sep 12 Dec 12 Mar 13 Jun 13 Sep 13 Dec 13 Date 1. 2. 3. 4. 5. 6. 7. 04/19/2011: 05/05/2011: 09/13/2011: 10/05/2011: 11/01/2011: 12/07/2011: 02/06/2012: Equity rating key Buy: Based on a current 12- month view of total share-holder return (TSR = percentage change in share price from current price to projected target price plus pro-jected dividend yield ) , we recommend that investors buy the stock. Sell: Based on a current 12-month view of total shareholder return, we recommend that investors sell the stock Hold: We take a neutral view on the stock 12-months out and, based on this time horizon, do not recommend either a Buy or Sell. Notes: 1. Newly issued research recommendations and target prices always supersede previously published research. EFTA01462534 2. Ratings definitions prior to 27 January, 2007 were: Buy: Expected total return (including dividends) of 10% or more over a 12-month period Hold: Expected total dividends) between -10% and 10% over a 12month period Sell: Expected total return (including dividends) of -10% or worse over a 12-month period return (including Upgrade to Buy, Target Price Change USD41.00 Buy, Target Price Change USD42.00 Buy, Target Price Change USD33.00 8. 9. 10. 12. 13. 14. 02/23/2012: 05/04/2012: 11/07/2012: Downgrade to Hold, Target Price Change USD23.00 11. 01/30/2013: Hold, Target Price Change USD25.00 Hold, Target Price Change USD26.00 Hold, Target Price Change USD32.00 05/02/2013: 10/07/2013: 01/08/2014: Upgrade to Buy, USD32.00 Buy, Target Price Change USD33.00 Buy, Target Price Change USD40.00 Buy, Target Price Change USD44.00 Buy, Target Price Change USD46.00 Buy, Target Price Change USD56.00 Buy, Target Price Change USD58.00 Equity rating dispersion and banking relationships 50 % 100 150 200 250 300 350 400 450 500 50 0 Buy Hold 48 % EFTA01462535 56 % 42 % 3 %33 % Sell Companies Covered Cos. w/ Banking Relationship North American Universe 78 9 Buy Hold Sell Not Rated Suspended Rating *New Recommendation Structure as of September 9,2002 10 11 13 Previous Recommendations Strong Buy Buy Market Perform Underperform Not Rated Suspended Rating Current Recommendations Deutsche Bank Securities Inc. Page 13 Security Price EFTA01462536 4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Regulatory Disclosures 1. Important Additional Conflict Disclosures Aside from within this report, important conflict disclosures can also be found at https://gm.db.com/equities under the "Disclosures Lookup" and "Legal" tabs. Investors are strongly encouraged to review this information before investing. 2. Short-Term Trade Ideas Deutsche Bank equity research analysts sometimes have shorter-term trade ideas (known as SOLAR ideas) that are consistent or inconsistent with Deutsche Bank's existing longer term ratings. These trade ideas can be found at the SOLAR link at http://gm.db.com. 3. Country-Specific Disclosures Australia and New Zealand: This research, and any access to it, is intended only for "wholesale clients" within the meaning of the Australian Corporations Act and New Zealand Financial Advisors Act respectively. Brazil: The views expressed above accurately reflect personal views of the authors about the subject company(ies) and its(their) securities, including in relation to Deutsche Bank. The compensation of the equity research analyst(s) is indirectly affected by revenues deriving from the business and financial transactions of Deutsche Bank. In cases where at least one Brazil based analyst (identified by a phone number starting with +55 country code) has taken part in the preparation of this research report, the Brazil based analyst whose name appears first assumes primary responsibility for its content from a Brazilian regulatory perspective and for its compliance with CVM Instruction # 483. EU countries: Disclosures relating to our obligations under MiFiD can be found at http://www.globalmarkets.db.com/riskdisclosures. Japan: Disclosures under the Financial Instruments and Exchange Law: Company name - Deutsche Securities Inc. Registration number - Registered as a financial instruments dealer by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association, The Financial Futures Association of Japan, Japan Investment Advisers Association. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissions and consumption tax by multiplying the transaction amount by the commission rate agreed with each customer. Stock transactions can lead to losses as a result of shar
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