📄 Extracted Text (280 words)
harmonic minis
Harmonic Ford Sninticos
September 18, 2007 PO Sox 040 GT
Grand Cayrr.nn
Cayman Islands
British Wel OnSaa
The Haze Trust
Re: investment in Highbridge Capital Corporation
Class A (Non-Restricted) - 412.6948 Shares as of Jul-31-2007
Dear Investor,
You have previously provided us with information based upon which we concluded that you should be treated
as an Unrestricted person who is eligible under NASD Rule 2790 of the Financial Industry Regulatory Authority
(formerly the NASD. Inc.) to share in profits and losses derived from investments by the Fund in 'New Issue
Securities' (generally speaking initial public offerings of equity securities).
Rule 2790 requires that we ask you annually whether there has been any change in your status as a Restricted
or Non-Restricted person. Attached is a copy of our standard questionnaire to assist in determining whether a
person should be deemed Restricted or Non-Restricted. If your status has changed, please review the
questionnaire and send a completed copy to the Fund's administrator. Harmonic Fund Services ("Harmonic").
If your status has not changed, please complete the confirmation below and fax it to Harmonic.
Please fax your replies to by no later than October 12, 2007.
This letter certifies that the above referenced investment has not changed its status under Rule 2790.
triff. _e
Signature of AuttrgrjZed Peon Name Of A thorized Person (please print)
Please direct all questions or concerns in response to this letter to Barbara Donohue or Leslie Shoemaker of
Highbridge Capital Management, LLC ' information is: Barbara Donohue
ue@ highbridge.com: and Leslie Shoemaker
Thank you for you• assistance with this matter.
Yours truly,
Highbridge Capital Corporation
10/04/2007 11:27AM (GMT-05:00)
Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00061236
EFTA01581801
ℹ️ Document Details
SHA-256
1a610304f153cf1cbdb22fbc789c56957e2e5c4a3b37c22fc79fe015a74b8fac
Bates Number
EFTA01581801
Dataset
DataSet-10
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document
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1
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