EFTA01363416.pdf

NAME SEARCHED: The Pierre Trust PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management Also, all accounts involving PEPs must be escalated. Search: Result: Click hem for results: Re% iev% er Comments (as necessary): g.4 NO I In El Not Required RIX' I. RDC Results No LUX' :den (Please see attached) 0 flit ®No I III lat t Ito.iinickl PCR H. PCR Results No PCR alert (Please see attached) ID i hi 0 Yes No III. Negative Media There was no information found I3IS M Not Required IV. NomNestative Media There was no information found V. Other Language Media There was no information found Results? E Yes No D&B VI. DAB There was no information found II Not Required Smartlinx Results? ID Yes ili No There was no information found • Not Required VII. Smattlinx 0 Review by Legal May There was no information found Court Cases be Required ill No Results VIII. Court Cases • Search not required Prepared by: Prachi Pawa Da e: 12/30/2016 Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Mart indale-Hubbellhttp://www.martindale.comixpfMartindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053412 CONFIDENTIAL SDNY_GM_00199596 EFTA01363416