EFTA01456000.pdf
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counterparties" of a swap dealer or major swap participant as of this
date to comply with the regulation by May 5, 2014. For market
participants that we're existing counterparties on or prior to January
6th, 2014, the compliance date is November 3, 2014.
In order to provide the delivery of notices to the required personnel,
as defined by the CFTC Regulation, and to avoid potential trading
disruptions, please provide your Responsible Officer information by
completing the attached template as soon as possible and returning it to
your sales representative.
If you are not the correct contact for this email, kindly forward to the
appropriate contact at your organization. If you have any questions,
please feel free to contact me.
Best,
Amanda Kirby
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Amanda Kirby
Deutsche Bank Trust Company Americas
Deutsche Asset & wealth Management
345 Park Avenue. 10154-0004 New York, NY, USA
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securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged
information.
If you are not the intended recipient (or have received this
communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of
the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.<sF
Approved IA Seg Advisory (DB) WM Americas 4.8.14 revised 8.19.14.doc><ST
Approved IA Seg Advisory (DB) WM Americas 4.8.14 revised 8.19.14.doc>
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115046
CONFIDENTIAL SDNY_GM_00261230
EFTA01456000
ℹ️ Document Details
SHA-256
1a72bea88e0019ea0a186672d90ed6f04663ad345b5744716b2d1452c0507c6c
Bates Number
EFTA01456000
Dataset
DataSet-10
Type
document
Pages
1
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