EFTA01373162.pdf

From: Jan Ford Sent: 2/6/2015 8:15:12 AM To: Jan Bornebusch ; Wayne Salit I Subject: RE: Jeff Epstein [I] Classification: For Mind use only Ok, I was thinking if we missed some point that they would want to add to avoid going back to RRC unnecessarily. Elizabeth .1. Ford Managing Director I Head of Compliance. Americas Deutsche Bank Email: From: Jan Bornebusch Sent: Thursday, February 05, 2015 4:07 PM To: Jan Ford; Wayne Salit Subject: RE: Jeff Epstein [I] Classification: For Miami use only Fine with us, although I don't see the need to pre-clear this with the business. Rgds, Jan From: Jan Ford Sent: Thursday, February 05, 2015 3:55 PM To: Wayne Salit Cc: Jan Bornebusch Subject: RE: Jeff Epstein [I] Classification: For Internal use only I modified the third bullet a little. Plus we should show the business. Do you want to do that or shall I? 1. The client may continue to conduct trades and transactions in existing accounts without Compliance pre- approval, provided that the business has determined these transactions do not involve any unusual and/or suspicious activity or are in a size that is unusually significant or a novel structure. 2. Consistent with this, CB&S may also "open" accounts to facilitate activity as a booking matter where the activity has already been approved in AWM. 3. In addition, the business will need to monitor for any further developments in connection with the reputational risk of this client relationship and to review transaction/activity conducted in the accounts for any activity, size or structure as described in #1 above. Elizabeth J. Ford Managing Director I Head of Compliance. Americas Deutsche Bank al= Email. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067208 CONFIDENTIAL SDNY_GM_00213392 EFTA01373162