EFTA01290990.pdf

0rals° e Banc Prmale wean mawarnow POleatt GenfMe COMP Cettfthe Sank Sesta on Ywb Ollor PO &e. 1226.9,k nov.4021203 He Pot /are. 20th I tcr Mew %A /rt I0VA OI CA.H.121. MTh 2111409, Account Number: Statement Period:12/01/2013 • 12/3172113 THE HAZE TRUST UAD 02/09/99 Valuation at a Glance This Period Year4o4ate Beginning Account Value $21,234,494.74 20.00 JEFFREY EPSTEIN & het Cash Deposits and Withdrawals 571,206 85 7,237,182.05 DARREN K INDYICE TTEES het Securities In/Out of Account 1,119,951.14 15,197,12253 6100 RED HOOK QUARTER B3 Adjusted Previous Amount Value 22,925,662.73 22,434,304.51 ST THOMAS VI 00802 Dividends, Interest and Other Income 133,487.86 464,563.16 Total Taxes Withheld 0.00 X40 tel Chance in Portfolio 14 477 64 95 799 61 nd ng Account Value 522.994.662 95 522,994.662 95 Your Client Advisor: Estimated Annual Income $965 609 60 TAM SMITP (212) 454-2889 Asset Allocation Prior Yearled Lad Period This Period %Allocation . r.: Cash, Money Funds. and Bank Deposits' 0.00 6,976,118.53 7,589,036.35 33.00% Pie Chart allocation only etudes products that are of positive rake f, SD Fixed Income 0.00 14,258,07621 15,405,626.60 67.00% I Account Total (Pie Chart) $0.00 221,234,414.74 222,194,562.95 100.00% I The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bark deposts are not securities and are rot covered by the Secunties Investor Protection Corponton (SIPC). These bank (*posts are covered by the Federal Depose Insurance Corporaton (FDIC). up to simian limes. See page 2 of tho statement for imponam oformation regarding the AsSe Alocaton section. Page 1of 14 Ra•ed f xewliont C." .Ise"-We.. MS. S-- LW. ••••••••••••••••~r BO 10Si SICSF 30022 Go paperless s,-- Yee' s in A P... OALIvta Ralto COMMUNICATIONS Cis ft..** Ian c••••••••••••• airs oftwew now wow oft ..• , I I D ft. °MILLI/CI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) c SDNY_GM_00048638 DB-SDNY-0011460 EFTA_00159245 EFTA01290990  Asset Allocation Disclosure and Footnotes Fixed Income ccrtains Fixed Income Mutual Funds. Summary of Gains and Losses Realized This Period Year-to-Date I/realized Short-Terra Gain/Loss 000 0.00 -1.989.47 Long-Term Gain/Loss 000 0.00 .71.602.41 Net Gain/Loss 0.00 0.00 -73,591.88 This summary excludes transactions where cost basis information is not available. For Your Information Deutsche Bank will change certain service and account-related fees effective January 1, 2014. See the 'Messages' section at the end of this statement for details. FDIC Insured Bank Deposits Date Activity Type Description Mount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number N46024943 Activity Ending. 12131/13 11130/13 Opening Balance 6.976,418.53 6.976.418.53 12103/13 Deposit DEPOSIT 41,250.00 7,017,668.53 12/13/13 Deposit INTEREST CREDITED 160.97 7,017,829.50 WY 0.03% 12116/13 Associated Bank NA 7.017.829.50 NO 12116 $250000.00 BUT NO 12/16 $250000 00 Bank of Am erica NO 12116 $250000 00 Olibank N A. NO 12/16 9250000.00 Deutsche Bank NO 12/16 $4767829 5 East West Bank NO 12/16 5250000.00 NY Com m unity Bank NO 12/16 S250000.00 Texas Capital Bank Page 2 of Account Number Rad x<aont waft awgue.••••••aaa 2,4103454CSF30022 1,11•61.Cui Go paper1eSS Seven Yeas In A Pow OALarn itAltO COMMUNICATIONIS oe ti a , wa •.•• race...4a ne.ewstsc sea ea.^ mu .4 .araao DI EXCELLING{ SOW GM_OOO48637 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZETCONFlormaiAL DB-S6NY-0011461 EFTA_00159246 EFTA01290991  Paso< Sant Prmile YNe11, Maagentm Mann 010elle GcC4/ Pious Is setwan nt. 0.411.41014,* ea 1771Barrow WO 21203 SO PM Myst Mb 1ter lerslut PM 10114 P MIPSpdI1L COSS17.14Olt Statement Period: 1 2/01/2013 -12/31/2013 FDIC Insured Bank Deposits (continued) Date Activity Type Dewiption Mount Balance Sweep FDIC Insured Bank Deposits (continued) INSURED DEPOSITS PROGRAM (continued) NO 12116 $250000.00 Union Bank of CA NO 12116 $250000.00 Com enity Bank NO 12/16 5250000.00 12/24113 Deposit DEPOSIT 571,206.85 7.589.036.35 12131113 Closing Balance 17,689,036.36 Total FDIC Insured Bank Deposits $7,589,036.35 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $.250.000 for each category of legal ownership including individual retirement accounts and certain other self devoted retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Omen Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Other Dividends 19.978 78 0.00 280.981.35 0.00 Interest Income Bond Interest 11.250.00 0.00 111.12500 0.00 FDIC Insured Bank Deposits 160.97 0.00 358.70 0.00 Total Dividends, Interest, Income and Expenses $61,389.75 $0.00 $392,165.05 $0.00 Distributions Long • Term Capital Gain Disinbubons 62.236.92 0.00 62.236 92 0.00 Short • Term Capital Gain Distnbutions 9161.19 0.00 9.861.19 0.00 Total Distributions 972,098.11 $0.00 $72,098.11 $0.00 Page 3 of t 4 Account number. Rand Inellont CII.0100 001.0 ••••••••Ile. • wfrmay case •••••.• , v BOIOSIS4CSF30022 DRAB Ctli Go Na(1erleSS Seven Yeas In A Pow CIALSPA Rat tO COMMUNICATIONS *a mama cis ••,••4t0C yr* anon ceps Fs ra is sec {sic us... TI-E FAZE OK Mika CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) TU FILSTO N F I DancliAL SONY GM_00048638 DB-S6NY-0011462 EFTA_00159247 EFTA01290992  Portfolio Holdings Activity Opting Closing Accrued lame 36Day Current Opening Date Quantity Account Number Ending Balance Balance Iacono 711Year Yield Yield Cash, Money Funds, and Bank Deposits 33.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 11130(13 7189.036.350 N10024913 12131113 6,976,118.53 7.589.036 35 102.25 358.70 N/A NIA Total FDIC Insured Bank Deposits 86,976,118.63 $7,589,036.35 $102.26 $358.76 Total Cash, Money Funds, and Bank Deposits $6,976,118.63 $7,669,036.35 $102.25 $356.70 Adjusted Unrealized Awued Estimated Estimated Date ired Quantit Unit Cost Cost Basis Market Price Market Value Gala/ Loss Interest Annual Income Yield Fixed Income 46.00% of Portfolio (in Velum, Dale Sequence) 'Asset Backed Securities /GS M TO SECS CORP 2005.5F M TO PASSIM RU Security Identifier: 36212070 CTF CL 81 VAR 5.764% 06125135 8fE DTO 05101105 S8 P Rating B. Fador. 0.81809015 Effective Date:12102113 Current Face Value: 1,224,135.675 Please Provide' 1,500,000.000 N/A Fleas. Provide 91.2830 1.117.127.77 N/A 5,880.75 Original Cost Bans: Please Provide Total Asset Backed Securities $0.00 $1,117,427.77 $0.00 0,660.75 60.00 1,500,000.000 Total Current Face Value : 1,221135.875 Corporate Bonds PEABODY ENERGY CORP SR NT Security Identifier: 704519AE4 7.375% 1110111681E DID 10112106 1ST CPN DIE 05101107 CFN NAT SEMI ANNUAL Moody Rating BA2 $ 8 P Rating BB 05/10111 ..i2.13 1,200,000.000 107 1900 1.289.881 93 112.5000 1,350,000.00 60.11107 11,750.00 18,500.00 6.55% 0 nginal Cost Bans: 51.363,500.00 IPAYM ENT INC 610 SR NT Security Identifier: 46262EAE5 10.250% 05/15/18 B/E DID 11115111 CALLABLE 05/15/15 a 105.125 Moody Rating CAA1 S 6 P Rating CCC 10/02112 '.12.t3 500,000.000 90.7880 153.939.70 82.0000 110,000.00 .13,939.70 6,518.61 51,250.00 12.50% Original Cost Basis 5115100.00 KINDRED HEALTHCARE INC Security Identifier: 491580089 8.250% 06/01/19 WE DTO 06101/11 CALLABLE 06101111 0 106.188 Moody Rating 83 S8 P Rating B. 10102112'.12.13 1,000,000.000 99.6800 996,799.93 106.5000 1.065.000.00 68,200.07 6,875.00 82.500.00 7.71% Original Cost Bans: 5996,250.00 Page 4 014 rwr st roorass *amain Account hum ber A.... Mond f.eibied.nt 1'010SI54CSF3002:: ()RAW< 'I GO PaPerleSS Se aow "" Ye. , in A DALlin• RAUD COMMUNICATIONS mc esaA taut uc IT I CI • Y CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) fr AZE TnNFIDEN 1AL ""L' SDNY_GM_000413639 DB-SDNY-0011463 EFTA_00159248 EFTA01290993  Dralsre Ilan, Picnic wear, ma-urn., Maiests GOWN,* t0c..1. CesINIve . Sefton. rue New *A Olcks PO Elm IMP alEIMME 2IN3 341Icarli MY,]lb I *cc Ms Vat WI Emu Po/ 45•4101.113Mn•-•09t Statement Period: 12/01/2013 - 12/31/2013 Portfol io Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date Acquired Quartity Unit Cos Cost Basis Market Price Market Value Gain/ Loss interest Mnual Income Yield Fixed Income (continued) Corporate Bonds (continued) PilORGAN CHASE 8 CO DEP SHSREPSTO Security Identifier: 46625HHA1 1110Th PFD SER 1 FIXED TO FUG RT BD 7.900% 04/19149 NE DTO 01123/08 Moody Rating BM Sd P Rating BBB 05110111 12,13 3,000,000.000 111.2850 3.337,958.33 110 2500 3.307.500.00 •30A56.33 39.500.00 237.000.00 7.16% Origins Cost Basis: $3.337,958.33 BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 0605050T8 %IS FIXED TO FLOAT 8.125% 04/30/58 NE DTD 04130/08 CALLABLE 05/15118 Moody Rating BA3 SE P Rating Eil3v 05110111 13,13 3.000.000.000 112.9870 3,389,620.83 111.8750 3.356.250.00 -33.370.83 31,145.83 243.750 00 7.26% Original Cost Bass. $3.389.610.83 Total Corporate Bonds $9,485,200.72 89,486,750.00 820,549.28 $98,819.44 8703,000.00 8,700,000.000 Total Fixed Income $9,168,10012 $10,606,177.77 $20,549.28 $104,700.19 $703,000.00 10,200,000.000 Unrealized Estimated Estimated Date knifed Quantity Unit Cod Cat Basis Market Pike Market Value Bain/ Loss Mnual Income Yield Mutual Funds 21.00% of Portfolio JP MORGAN HIGH YIELD FUND SELECT Security Identifier: OHYFX CLASS CUSP: 4812C0803 Open End Fund Dividend Option: Reinvest; Capital Gins Option: Reinvest 05110111 '.3 227,966.660 8.4230 1,920,262.95 7.9800 1,819,173.96 401,088.99 114,439.26 6.29% 06101111 '.3 3,706.904 8.3400 30,915.58 7.9800 29.581.09 -1,334.49 1,860.87 6.29% 07101111 '.3 3,428.920 82000 28,117.15 7.9800 27.362.78 -754.37 1,721.32 6.29% 08101111 '.3 3,595.321 8.2000 29,481.61 7.9800 28,690.66 490.98 1,804.85 629% 09101111 '.3 3,894.861 7.7700 39263.07 7.9800 31,080.99 811.92 1,95522 6.29% 10103111 '.3 3.822.176 7.1900 28,630.35 7.9800 30,503.36 1,873.01 1,91888 6.29% 11101111 3,513.891 7.8500 27,584.05 7.9800 28,040.85 456.80 1,763.97 6.29% 12/01111 '.3 3,918.776 1.6500 30,208.11 7.9800 31,511.22 1,303.08 1,98228 6.29% 12116111 '.3 7,928.226 1.5800 60095.96 7.9800 63,267.24 3,171.28 3,979.97 6.29% 12116111 1%3 1,859.579 7.5800 36,835.61 7.9800 38,779.43 1,943.82 2,439.51 6.29% 01103112 1%3 1,071946 7.6100 31,028.23 7.9800 32.494.12 1,465 89 2,044 12 6.29% Page 5 of 11 Account hum bar Raged rear m awls. wealth 'Was U.C. near sowed *Scarp mows 00105151CSF3 0 0:2 MAP< c Go ixtperless Seven Years In A Raw OALIIAA FLAItO COMMONICATION/S *a mane m tram memeemmem ox aree pens (e 41E CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 67 O NF IDAENTIAL SDW_GM_00048640 DB-SDNY-0011464 EFTA_00159249 EFTA01290994  Portfolio Holdings (continued) Unrealized Estimated Estimated Date A ired Ouantit Unk CoM Cod Balls Market Prig Market Valle Gal& Leta Annual Income Yield Mutual Funds (continued) .P MORGAN HIGH YIELD FUND SELECT (continued) 02101112'.3 3,349.916 7.8000 28,129.35 7.9800 28,132.33 602.98 1.681.66 629% 03101112 3,559.172 7.9200 28,188.65 7.9800 28,402.19 213.54 1,788.70 629% 04102112 '.3 3.755.851 7.8900 29,633.67 7.9800 29.971.69 338.02 1,885.44 6.29% 05101112'.3 3.108.928 7.9200 21,622.71 7.9800 24.809.24 186.53 1.58068 6.29% 08101112 '.3 3,523.859 7.7600 27,345.15 7.9800 28,120.39 775.24 1,768.98 629% 07102112 '.3 3,493.412 7.8700 27,493.18 7.9800 27,877.42 384.26 1,75169 629% 08101112 '.3 3,637.695 7.9600 28,956.06 7.9800 21028.80 72.74 1,826.12 6.29% 09104112 '.3 3,630.438 8.0200 29,116.12 7.9800 28,970.88 -145.24 1,822.48 629% 10101112'.3 3,623.250 8.0800 29,275.86 7.9800 28,913.54 -382.32 1,818.87 6.29% 11101112 2,628.014 8.1000 21,287.11 7.9800 20,911.55 .315.59 1,31926 6.29% 12103112 '.3 2,575.903 8.1200 20,916.34 7.9800 20,555.72 -360.62 1,293.10 6.29% 12114112'.3 3.180.012 8.1700 25,980.70 7.9800 25,376.50 -604.20 1,596 37 629% 01102113'.3 3,144.163 8.1100 25,593.49 7.9800 25,090.41 -503.08 1,578.37 6.29% 02/01113 '.3 1,569141 8.2000 12,871.88 7.9800 12,526.53 -345.35 788.01 6.29% 03101113 '.3 1,511.590 8.2000 12,936.24 7.9800 12,589.17 -347.07 791.95 6.29% 04101113 '.3 1,614.304 8.2500 13118.01 7.9800 12,882.13 -435.88 810.38 6.29% 05101113 '.3 1,753.666 8.3600 14,860.65 7.9800 13.994.28 -666.39 880.34 6.29% 06103113 '.3 1,550.004 8.2700 12,818.54 7.9800 12,369.04 -449.50 778.10 6.29% 07/01113 '.3 1,604.052 8.0300 12,880.54 7.9800 12,800.34 .8020 80523 6.29% 08101/13 1,552.408 8.1300 12121.08 7.9800 12,388.22 -232.86 779.31 6.29% 09103113 ..3 1.700.764 8.0300 13,657.14 7.9800 13.57210 -85.04 853.78 6.29% 10101113 '.3 1.539.195 8.0700 12,421.09 7.9800 12,282.77 -138.32 772.68 6.29% Total Noncovered 326,409197 2,711146.30 2120,710.92 -95,435.38 161,86135 Retnvesiments to 12.018.739 8.0570 616,832.28 7.9800 95.909.60 -922.88 6,033.42 6.29% Date Total Covered 12,018.739 911632.28 95109.60 -922.88 6,033.12 Total 340,428.836 22,811976.58 32,716,620.52 -396,350.06 5170196.17 P MORGAN FLOATING RATE INCOME FUND Security Identifier: JPI1SX SELECT SI-ARES CUSP:481211510 Open End Fund Dividend Option: Reinvest; Capital Gains Oplion: Reinvest 01122113 '.3 198,216.056 10.0900 2,001000 00 10.1000 2,001,982.16 1,982.16 87,809.71 1.38% 02/01113 '.3 630.057 10.0670 6,342.92 10.1000 6,363.58 20.66 279.12 1.38% 03101113'.3 711.578 10.0600 7.158.48 10.1000 7,186.94 28.16 31523 1.38% 04101113'.3 789.547 10.1100 7,982 33 10.1000 7.974.42 -7.91 349.77 1.38% 05101113 751.550 10.1300 7,613 21 10.1000 7,590.66 -22.55 332.94 4.38% 06103113 757.360 10.0900 7,641.77 10.1000 7,649.33 7.56 335.51 1.38% 07101113 '.3 668.131 9.9700 1861 27 10.1000 6,748.11 86.81 295.98 1.38% 08101113 '.3 704.609 10.0600 7,088 37 10.1000 7,116.55 28.18 312.14 1.38% 09103113 709.175 10.0300 7,113 03 10.1000 7,162.66 49.63 314.16 4.38% 10101113 712.100 10.0240 7,137.85 10.1000 7,19221 54.36 315.46 1.38% Total Nonoovered 204,660.163 2,061,739.23 2,066,968.82 2,227.39 90,860.02 Page 6 of 14 VCI 0S454CSFI002: Account humber Go paiwrIeSS LtScl rx<ollent Seven Years In A Pow Owns.rowel....mouse Lit. • a•••• &ASO Sete Ti• NIS Of Alta 'Mt Mies 010.1IS 1>riati•Cti I TI-E FAZE A... r. RAICOCOMMUNICATIONS Feat., „C •••••••• • S ••••C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) It TONFIDENTIAL SONY GM_00048641 DB-S6NY-0011465 EFTA_00159250 EFTA01290995  Draisre INN Ormie WAIN MuNenmi Mann, CONINT OAP PMUMW Sect . MA IAN CON. PO Elm 1778, 8*.trraelJD2IN3 Ns P.M Mask NUN km lerslat. 10IS4 VICN'+111.pepiNMmp Statement Period: 12/0112013 - 12/31/2013 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cod Bads Market Prim Market Value Gain/ Loss Annual Income Yield Mutual Funds (continued) JP M ORGAN FLOATING RATE INCOM E FUND 'continued) Reinvestments to 1570.182 10.1070 15.872 18 10.1000 15,861.69 .10 49 695 71 4 38% Date Total Covered 1,570.162 15,872.18 15,01.69 -10.49 695.71 Total 206,220.826 12,080,511.41 12,082,828.31 12,216.90 191,355.73 Total Mutual Funds 0,893,589.99 $1,799,448.83 ,594,111.16 1262,250.90 Unrealized Mused Estimated Cot Bub Market Value