EFTA00236028.pdf
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Ghislaine Maxwell SUBS
Asset Allocation Workshcei
Current 41115^ Proposed Current Proposed Redloc.mlon
I%) Amount Amount
EQUITY
UE
$4.4 xxce0DirdMO Gr0ssCh PMl 170% 00% 2.04 5,914 1
Ino~cetres 44% O0% 525.446 S C525.445)
0~ ~PP( /0 04% 00% 44.995 $ (44.595)
St0v/ad &don SAO I 04% 00% 52)49 5 (57243)
Itneen0.1,340n8struct It 02% 00% 10951 $ (20.950
ktraseM1CP 03% 00% 35,944 $ (35.944
YAWN,/ AO8oedrv10(114,00 00% 25% • X10.030 300,0)0
Wedgevroocnew Cfcr CsaniN CAM 00% 25% 300.030 5 300400
4tcnters.rifi 00% 41% 930.030 $ 503/303
0.0.smr0.,!). 0,0-rr.coF154.0 00% 41% 930.020 5 503,000
00% 41% 500.003 500))»
US tpdty Subtotal 226% 21C% I>4% 2.?::).139 1.10).CCO S 9515.139)
latemptIonal Equity
/Aim( fray, r" 163% 00% 1.567.979 • $ 0.95).979)
Sat inerep.Obscptun 02% 00% 23.396 • (23.3%
Marrow, “41%...100/ 03% 00% 11.132 • S (41,132)
00% 83% • 1/303)303 $ 19)3.0)0
00% 21% 2501303 5 2500)0
00% 11% 250,030 5 250300
0,1~J ban, (puny Subtotal 109% 135% 124% 2.032.507 1.500,600 5 I532.9)7)
I rny i.Morn: 39.4% V57,640 1007.070
FINED INCOME
Mvi8OrAl fixed free."
18% 00% 215.376 $ Q15.37Ã6)
851,8181~8.,AA.,.: 00% 142% • 1715376 S 1,715.376
~doe 1Rind*ate Subtotal 1.8% 255% 142% 215)76 1.715)76 $ 1,503003
Tmable USIliad Intose
• Sh,1PaYao:n 05% 05% 54821 56811
rme Oisxvs 26% 00% 315.1:40 $ (318070)
Incfmobsf Ccrprete 26% 00% 310.500 5 (.00500/
FACCo 5,,Ã nce Fbaeng Axe 07% 00% 84.270 5 (84.270/
Awns. Ore Strates 3% 00% 31.12) $ (31.123)
Cone"! SAKA3A84888:8 05% 00% 578432 S (57.8871
Mecrepoitan Intze 06% 00% 75.879 S (75.879)
Halx4 err Yell 03% 00% 38673 (34$131
soy, Can/080 03% 00% 30.939 (30,939/
AI Mots Stela &,aate 04% 00% 49331 (49)30
4/41;.e.vcr-J15wIlote.r,g 05% 00% 569 ,4 S (58.914
»ann.')Pale 05% 00% 55,450 $ 0.5,450)
%chock 098 Y'allBoni 05% 00% 59869 5 159~1
• Siniegetnorne 12% 00% 143.765 5 043.765)
fin<CO0norataael 13% 00% 158,679 $ 058.679)
PrvtlentieribeAte~nerd 08% 00% 94.667 5 (94.667)
f awn Vence fbeergRace 06% 00% 75.467 5 (75.457)
IWO 5atorh,con 08% 00% 99,507 5 (99.507)
Ft3C81~ AbsobtePostrn 90xl 3% 00% 1531355 05304)
ketterts* 50% 00% 607,516 $ 99)7.5161
081.88188 C08015 03% 00% 38138) (38.033)
7ce&Return 04% 00% 49,307 5 (49.307)
Croutkfre Toter &non 11% 00% 137.228 (137.2289
IM Swear inortne 03% 03% 35284 35.859
latSrt~ (name 10% 71% 125.910 859.645 5 733.735
51•04•0>c woo* 00% 70% • 850.000 s 850.000
00% 54% 6501303 S 650,0)(1
00% 54% 650003 S 650400
Paastie lord~ see Subtotal 244% 80% 25l% 2.944)64 3.102.375 n7:47
Isenealional Piped Inconie
.0:0;texieg 03% 00% 38006 S (340)5)
~Engrg Meow 05% 00% 56.933 S 154913)
'evrnifc., Chet S.,.! 00% 33% • 4)0.003 S 430,0»
Inarnwlional /Pease Subtotal 08% 30% 33% 04.03v 430),..0 5
IOred promo Subenal 37.0% 373% 13.3% 5 3,255,079 S 5,217.701 $ 1.962,623
ALTMATIVt MVESTLIVAIS
Mutual Fund Uernd Al tereaeves
N.? Qrerho,al
00% 50% 030033 5 600.600
00% 50% 030.000 S 600,0»
NornanctiondSubtotal 00% 99% I,.(0,001 S 1,A».010
Dinctional
Cur"way✓'wry 03% O.0% 31.576 • s (31,576)
!.,tirte0s5 00% 41% 9301303 $ 503,030
(4.5c0.:0- C.2.04/5 &joy 00% 29% 350.600 $ 393,000
Direc6onalSubtotal n 7 0% 0 850.30.) 616.i:4
inn/ armslives Subtotal
Odra/ &ity/ PrI0•10 Real %IS .,y .: --
;)Cr: C11.
Pfkate EqTaky/PintennItsteteSublofél CC% 120'8 .TT:T
Cemmodkies Han,tut
c ..
Comm«Fit / t **sib Subtotal -
Ill/teeneve shresawnts ~OS CIA% air% 11.0% S SlAUll S 4093,000 5 1,9944362.
CAS/I II. EQUIVALDIT$
Cali, iASSUMM 5;¥.4 iwthdawa. 7o• 04) 65% 0V% S 789.561 S - S (039.%1)
Cam 259% 92% S 3.122.468 S 1,111,091 $ Q.011387/
Catro 03% 03% 5 30593 S 36,993 $
Cal" 04% 04% s 478/90 S 47,893 s
on reurrionsurs ii , la, '19% 3.Y37, S 1.19a 5-1 r 13:55Dir
iCuhleashalwalenesSubtrots1 311% 0.0% 93% 5 1007)32 5 1.135.381 S
'WS PWAIAM Atniary1074 Maine, with AItem•0'sys
?N. rcvni von,e, urn,» n. Ile ir ar.--,..nts. 1881 A>$4. ~hirer 4$0e3A.1838.1,4848 ~At 108V 00818,38e8 ~lee .flOc008~
pat" criy a-4 *cif no, te ,r001,00:n s Ov nano, .11 88,818eni a ~on doce4en Tress ~sm. "ha rrur. Iwo 48~0 onntrvip. an
Tweeg tcoeher at lt,e~now, end creels, ol Pt 4110001wines isnicreierr «Mn; to mihdraw lime <creed shoMachoe a ~tel. AI srlormelon
rresereed esutekt l0 (nytgex xoy we. 6 ousnaa KI, as 01IN 4.Ye~Kt 4nd 085 t940 ectivJailpfcer~4 V85 IvW04 ServCeS PK .E(0.40,s
staterntegs.rd olt.o.41 taw Occenents ae Ineor.yetfx0I rt<oecl of pxr LeS1~8 senior. axount(s) ana re rot nixed, arreeck0, cemes0.144 by r.
^formica creseolt0 d theSere0,15 Velves tor néesPnen8 /*Id rn your (11350nencs41 540<es ac(oult14) ere Wen Itteerlhe 4«0414 Stilerreff lOr hV
~ea Cãle 065~ 52fssces we dAes 88 pond* is. or Ityal 2,80[t You Mould te4sill Aoch 'our 4130.74, a la. aarser regt.,dn, sox ps~
ort‘rreints Psi nerhorance e no cunt.» et lump returns
CONFIDENTIAL UBSTERRAMAR00000309
EFTA00236028
Asset Allocation Workshcei
Current 41115^ Proposed Current Proposed Redloc.mlon
I%) Amount Amount
EQUITY
UE
$4.4 xxce0DirdMO Gr0ssCh PMl 170% 00% 2.04 5,914 1
Ino~cetres 44% O0% 525.446 S C525.445)
0~ ~PP( /0 04% 00% 44.995 $ (44.595)
St0v/ad &don SAO I 04% 00% 52)49 5 (57243)
Itneen0.1,340n8struct It 02% 00% 10951 $ (20.950
ktraseM1CP 03% 00% 35,944 $ (35.944
YAWN,/ AO8oedrv10(114,00 00% 25% • X10.030 300,0)0
Wedgevroocnew Cfcr CsaniN CAM 00% 25% 300.030 5 300400
4tcnters.rifi 00% 41% 930.030 $ 503/303
0.0.smr0.,!). 0,0-rr.coF154.0 00% 41% 930.020 5 503,000
00% 41% 500.003 500))»
US tpdty Subtotal 226% 21C% I>4% 2.?::).139 1.10).CCO S 9515.139)
latemptIonal Equity
/Aim( fray, r" 163% 00% 1.567.979 • $ 0.95).979)
Sat inerep.Obscptun 02% 00% 23.396 • (23.3%
Marrow, “41%...100/ 03% 00% 11.132 • S (41,132)
00% 83% • 1/303)303 $ 19)3.0)0
00% 21% 2501303 5 2500)0
00% 11% 250,030 5 250300
0,1~J ban, (puny Subtotal 109% 135% 124% 2.032.507 1.500,600 5 I532.9)7)
I rny i.Morn: 39.4% V57,640 1007.070
FINED INCOME
Mvi8OrAl fixed free."
18% 00% 215.376 $ Q15.37Ã6)
851,8181~8.,AA.,.: 00% 142% • 1715376 S 1,715.376
~doe 1Rind*ate Subtotal 1.8% 255% 142% 215)76 1.715)76 $ 1,503003
Tmable USIliad Intose
• Sh,1PaYao:n 05% 05% 54821 56811
rme Oisxvs 26% 00% 315.1:40 $ (318070)
Incfmobsf Ccrprete 26% 00% 310.500 5 (.00500/
FACCo 5,,Ã nce Fbaeng Axe 07% 00% 84.270 5 (84.270/
Awns. Ore Strates 3% 00% 31.12) $ (31.123)
Cone"! SAKA3A84888:8 05% 00% 578432 S (57.8871
Mecrepoitan Intze 06% 00% 75.879 S (75.879)
Halx4 err Yell 03% 00% 38673 (34$131
soy, Can/080 03% 00% 30.939 (30,939/
AI Mots Stela &,aate 04% 00% 49331 (49)30
4/41;.e.vcr-J15wIlote.r,g 05% 00% 569 ,4 S (58.914
»ann.')Pale 05% 00% 55,450 $ 0.5,450)
%chock 098 Y'allBoni 05% 00% 59869 5 159~1
• Siniegetnorne 12% 00% 143.765 5 043.765)
fin<CO0norataael 13% 00% 158,679 $ 058.679)
PrvtlentieribeAte~nerd 08% 00% 94.667 5 (94.667)
f awn Vence fbeergRace 06% 00% 75.467 5 (75.457)
IWO 5atorh,con 08% 00% 99,507 5 (99.507)
Ft3C81~ AbsobtePostrn 90xl 3% 00% 1531355 05304)
ketterts* 50% 00% 607,516 $ 99)7.5161
081.88188 C08015 03% 00% 38138) (38.033)
7ce&Return 04% 00% 49,307 5 (49.307)
Croutkfre Toter &non 11% 00% 137.228 (137.2289
IM Swear inortne 03% 03% 35284 35.859
latSrt~ (name 10% 71% 125.910 859.645 5 733.735
51•04•0>c woo* 00% 70% • 850.000 s 850.000
00% 54% 6501303 S 650,0)(1
00% 54% 650003 S 650400
Paastie lord~ see Subtotal 244% 80% 25l% 2.944)64 3.102.375 n7:47
Isenealional Piped Inconie
.0:0;texieg 03% 00% 38006 S (340)5)
~Engrg Meow 05% 00% 56.933 S 154913)
'evrnifc., Chet S.,.! 00% 33% • 4)0.003 S 430,0»
Inarnwlional /Pease Subtotal 08% 30% 33% 04.03v 430),..0 5
IOred promo Subenal 37.0% 373% 13.3% 5 3,255,079 S 5,217.701 $ 1.962,623
ALTMATIVt MVESTLIVAIS
Mutual Fund Uernd Al tereaeves
N.? Qrerho,al
00% 50% 030033 5 600.600
00% 50% 030.000 S 600,0»
NornanctiondSubtotal 00% 99% I,.(0,001 S 1,A».010
Dinctional
Cur"way✓'wry 03% O.0% 31.576 • s (31,576)
!.,tirte0s5 00% 41% 9301303 $ 503,030
(4.5c0.:0- C.2.04/5 &joy 00% 29% 350.600 $ 393,000
Direc6onalSubtotal n 7 0% 0 850.30.) 616.i:4
inn/ armslives Subtotal
Odra/ &ity/ PrI0•10 Real %IS .,y .: --
;)Cr: C11.
Pfkate EqTaky/PintennItsteteSublofél CC% 120'8 .TT:T
Cemmodkies Han,tut
c ..
Comm«Fit / t **sib Subtotal -
Ill/teeneve shresawnts ~OS CIA% air% 11.0% S SlAUll S 4093,000 5 1,9944362.
CAS/I II. EQUIVALDIT$
Cali, iASSUMM 5;¥.4 iwthdawa. 7o• 04) 65% 0V% S 789.561 S - S (039.%1)
Cam 259% 92% S 3.122.468 S 1,111,091 $ Q.011387/
Catro 03% 03% 5 30593 S 36,993 $
Cal" 04% 04% s 478/90 S 47,893 s
on reurrionsurs ii , la, '19% 3.Y37, S 1.19a 5-1 r 13:55Dir
iCuhleashalwalenesSubtrots1 311% 0.0% 93% 5 1007)32 5 1.135.381 S
'WS PWAIAM Atniary1074 Maine, with AItem•0'sys
?N. rcvni von,e, urn,» n. Ile ir ar.--,..nts. 1881 A>$4. ~hirer 4$0e3A.1838.1,4848 ~At 108V 00818,38e8 ~lee .flOc008~
pat" criy a-4 *cif no, te ,r001,00:n s Ov nano, .11 88,818eni a ~on doce4en Tress ~sm. "ha rrur. Iwo 48~0 onntrvip. an
Tweeg tcoeher at lt,e~now, end creels, ol Pt 4110001wines isnicreierr «Mn; to mihdraw lime <creed shoMachoe a ~tel. AI srlormelon
rresereed esutekt l0 (nytgex xoy we. 6 ousnaa KI, as 01IN 4.Ye~Kt 4nd 085 t940 ectivJailpfcer~4 V85 IvW04 ServCeS PK .E(0.40,s
staterntegs.rd olt.o.41 taw Occenents ae Ineor.yetfx0I rt<oecl of pxr LeS1~8 senior. axount(s) ana re rot nixed, arreeck0, cemes0.144 by r.
^formica creseolt0 d theSere0,15 Velves tor néesPnen8 /*Id rn your (11350nencs41 540<es ac(oult14) ere Wen Itteerlhe 4«0414 Stilerreff lOr hV
~ea Cãle 065~ 52fssces we dAes 88 pond* is. or Ityal 2,80[t You Mould te4sill Aoch 'our 4130.74, a la. aarser regt.,dn, sox ps~
ort‘rreints Psi nerhorance e no cunt.» et lump returns
CONFIDENTIAL UBSTERRAMAR00000309
EFTA00236028