EFTA01363655.pdf

From: Vijay-A Sawant Sent: 11/16/2018 9:57:21 AM To: Bradley GRIM CC: Vinita Advani Subject: RE: Gratitude/BV70[II Importance: High Hi Brad, For the significant donor in this Foundation entity, we require the following docs- Formation docs (COI, COGS, etc) Constitutional docs (Operating agreement, etc) ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the Legal Representatives who control the entity. Once the UBO is identified, ID docs will be required for him/her. The above is essentially what we would need to complete our review. Let me know if any further queries, thanks. Kind Regards, vi jay Sawant KYC Case Representative Deutsche CIB centre Private Limited - Deutsche Bank Group Wealth management Bi, DB centre mumbai, Nirlon Knowledge Park, western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile Original Message From: Bradley Gillin Sent: Friday, November 16, 2018 7:37 PM To: Vijay-A Sawant < Subject: FW: Gratitu e/Bv70 Classification: For internal use only vi jay, See below from Stewart. Please advise, thank you. Regards, Brad Original Message From: Stewart Oldfield Sent: Friday, November 16 2018 9:05 AM To: Bradley Gillin subject: Gratitude/Bv70 Can you tell me exactly what I need to get for the Bv70 entity to satisfy the gratitude KYC? we need to only go to the client once for this. Thanks Stewart oldfield, CFA, CAIA Director Deutsche Bank Trust company Americas Deutsche Bank wealth Management 345 Park Avenue, New York, NY 10154 Tel. mobile Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053791 CONFIDENTIAL SDNY_GM_00199975 EFTA01363655