EFTA01357137.pdf

From: Davide-A Sferrazza Sent: 2/28/2019 10:50:17 AM To: Nina Tona ; Ian Salters CC: Bill King Subject: RE: KYC remediation (I) Classification: For Intema) use only Ha, I ke t;win boo" WIMS99441/..W. through thx (ILLY(' Pf•rXJ1Y WM AN 1 VOA , N,4110 c ., CU. Vidated ooboallrgpfOte:3 YES/ NO vf^,ifiö Li O 3' Customer Nun Daniel ad Suzanne Co..tn Darnel ana Suzann, Cohen foseia Bothron/DanGra NC YES IWP Belford Investrrents Belkcel Ineestments Maurits° Nash NO YES fNP Eufo.Partnars Fund aro-partnart Ft d CT-T4 Marmln NO VIS 111/2 WYSGO >REM GM WISER PRATTF rho,. Maxnun NO YFS MP SOUTHERN FINANCIAL LLC SOUTHERN FINANOALLLC Stewart OhNiela roo YES lWa The Levu Ventures Corporation the um!. ventures Corpcntion folaufki3 PFllea NO YES tva Va-suardta vreeroonet SAS Vanpard3 eversiants SA, Duff& OloffloarEtroardo No YES Cohen -Josh Belford - I do not see anything setup in dbCAR (would be Billy) Euro-Partners Fund -Josh Guy Wyser-Pratte — Josh Southern Financial — In process of being off boarded (would be Martin) Lamia — Billy/Martin Vanguardia — Billy/Martin From: Nina Tona Sent: Wednesday, February 27, 2019 10:28 AM To: Ian Salter Cc: Bill King ; Davide-A Sferrazza Subject: RE: KYC remediation (Ij Classification: For Internal use only Ian — I have added the below to our SharePoint tracker, to also include Bill's. @Davide- please advise who in IWP will be responsible for ours. @Bill- please cc me on your email with the onboarding team so I can update the status on our tracker. Thank you Nina Tona Deutsche Bank Wealth Management Institutional Wealth Partners — Business Manager Americas tkutsdie bank (AmerikaN) tad CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043498 CONFIDENTIAL SDNY_GM_00189682 EFTA01357137